Finance Associate

5 days ago

thane, India Zigsaw Full time

Associate-FinanceExperience: 1+ yearsFor Quick response Kindly fill : Application Formlocation : Sector 11, CBD Belapur, Navi Mumbai, Maharashtra 4006146 days workInterview mode : F2F in OfficeJob DescriptionWe are looking to hire motivated and detail-driven professionals who are interested in or have experience working in the compliance and regulatory advisory space for SEBI-regulated entities. As a Compliance Associate, you will work closely with a diverse set of clients and assist them in managing their day-to-day compliance responsibilities, regulatory filings, audits, and governance matters.- Provide compliance support to clients in AIF, PMS, IA, and RA categories in line with SEBI regulations.- Assist in the registration and onboarding process of new SEBI-registered entities.- Prepare and review compliance checklists, reports, registers, and SOPs for clients.- Ensure timely and accurate filing of regulatory reports and returns- Draft and vet client-facing documents such as disclosure documents, PPMs, client agreements, and marketing materials.- Support clients during regulatory audits, inspections, and queries from SEBI or custodians.- Monitor regulatory updates and notify clients of relevant changes, along with impact assessments.- Help conduct internal compliance training and awareness sessions for client teams.- Maintain confidentiality and ensure documentation and communication meet professional standards.Education/Experience- Graduate/Postgraduate in Commerce, Law, Finance, or related field.- CS, LLB, CFA, CA.- 1–5 years of experience in regulatory/compliance roles, ideally with an advisory, consulting, or law firm.- Good understanding of SEBI regulations applicable to AIF, PMS, IA, and RA.- Strong attention to detail, analytical skills, and professional integrity.- Excellent written and verbal communication skills.- Comfortable with client interaction and multitasking across assignments

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