Legal & Compliance Head | Fintech | ARN & RIA
2 days ago
Hiring a seasoned Legal & Compliance Head with deep knowledge of SEBI RIA and AMFI/ARN regulations who can ensure strict arm's-length separation between Advisory and Distribution businesses.Key ResponsibilitiesEnsure full compliance with SEBI RIA and AMFI/ARN guidelines.Establish and enforce arm's-length processes between RIA (advisory) & ARN (distribution) businesses.Build clear functional separation: data access, communication, fees, product selection, and revenue.Manage SEBI/AMFI inspections, audits, filings, and internal controls.Draft/review client agreements, disclosures, contracts, and compliance policies.Implement strong controls for risk profiling, suitability, documentation & mis-selling prevention.Handle regulatory notices and oversee grievance redressal mechanisms.Train teams on do's & don'ts of RIA vs ARN segregation.Required Experience8–15 years in Legal/Compliance in Wealth Management, MF Distribution, RIA, PMS/AIF, or FinTech.Demonstrated experience implementing functional + operational separation between advisory & distribution.Strong understanding of fee-only mandates, commission restrictions, and conflict-of-interest controls.Track record of handling SEBI/AMFI audits and regulatory interactions.
-
Chief Compliance Officer
1 day ago
aligarh, India beBeecompliance Full timeJob Title: Chief Compliance Officer - FintechA seasoned professional with expertise in SEBI RIA and AMFI/ARN regulations is required to lead our compliance team.
-
Head – Global Service Delivery
3 weeks ago
Aligarh, India vueverse. Full timeHead of Global Service Delivery (Remote)The Head of Service Delivery will lead the global execution, governance, and performance of all client projects across the Medical Devices, Pharmaceuticals, and Consumer Goods sectors.The role oversees diverse service lines — Legal Representation (LR/MAH/US Agent), Regulatory Operations, Import–Export &...
-
Head of Strategy
1 week ago
Aligarh, India Shrofile Full timeStrategic Planning & Visioning:- Develop and drive the long-term strategic roadmap for the Airport vertical aligned with the Groups overall vision and valuation goals.- Lead annual operating planning (AOP) and strategic reviews in collaboration with business and corporate finance teams.- Translate strategic goals into actionable business plans and measurable...
-
Automation test analyst
2 weeks ago
Aligarh, India SDLC Corp Full timeJob Title: Automation Tester – Fintech Domain Experience Required: 3 Years Location: Sector 94, Noida Employment Type: Full-time (Immediate Joiner Preferred) Job Description: We are looking for an experienced Automation Tester with strong exposure to Fintech applications . The ideal candidate should have hands-on experience in automation frameworks, API...
-
Head – International Relations
1 week ago
Aligarh, India Brainware University Full timeHead – International Relations & Global OutreachLocation: Brainware University, Barasat, KolkataExperience: 10–15 years (International Relations, Academic Partnerships, or Global Engagement)Mode: Full-time | On Campus🌟 About the Role:-Brainware University is expanding its global footprint — and we’re looking for an active visionary leader with a...
-
Safety Manager
2 days ago
Aligarh, India Ezone Security Solutions Pvt. Ltd. Full time**Key Responsibilities:**- Plan, implement, and execute safety management programs.- Observe, audit, and monitor safety on job sites, including personnel, equipment, and materials.- Conduct audits, inspections, and performance reviews to ensure compliance.- Provide guidance to the project management team regarding health and safety issues while ensuring...
-
Lead a Flagship Postgraduate Program
1 day ago
aligarh, India beBeeLeadership Full timeDirector for Post Graduate Diploma in Management ProgramWe are seeking a visionary leader to head our PGDM program, ensuring academic excellence and industry relevance. The Director will provide strategic leadership and foster innovation through pedagogy, research, and experiential projects.Key Responsibilities:Drive curriculum design and implementation...
-
Aligarh, India Vedanta Group Full timeINVITING EXPRESSION OF INTERESTVedanta Resources Limited is the world's leading Metals and Oil & Gas company, and one of the largest producers of Aluminium, Oil & Gas, Zinc-Lead-SiIver, Copper, Iron Ore, Steel, and foraying into electronics and display glass manufacturing. Vedanta Spark is a unique global corporate innovation, accelerator, and ventures...
-
aligarh, India Accurate Group of Institutions Full timePosition: Director – PGDMLocation: Greater NoidaInstitution: Accurate Group of InstitutionsAbout the RoleWe are seeking a dynamic and visionary leader to head our flagship Post Graduate Diploma in Management (PGDM) Program. The Director will be responsible for providing academic, administrative, and strategic leadership to ensure that the PGDM program...
-
Partner-wealth management
15 hours ago
Aligarh, India InvesTek Full timeInves Tek is a leading fintech providing full stack financial services with the help of AI technology. Inves Tek offers services across various verticals such as Wealth management, Investment Banking, M&A Treasury Management, Insurance, Private Equity, Lending Solutions, Startup Advisory, Tax Advisory dedicated to providing personalized wealth management...