Risk Governance Specialist

7 days ago

surat, India beBeeCompliance Full time

Compliance Officer Job DescriptionWe are seeking a detail-oriented and proactive individual to ensure adherence to regulatory frameworks and internal policies.Key Responsibilities:Ensure full compliance with regulatory guidelines, circulars, and requirements applicable to market intermediaries.Monitor updates and changes in relevant laws, regulations, and the regulatory environment, and initiate timely corrective actions.Conduct periodic reviews and audits related to trading membership compliance, including Exchange compliances, regulatory compliances, and corporate governance requirements.Maintain accurate documentation and regulatory records, ensuring timely filings and submissions.Required Skills and Qualifications:The ideal candidate should possess strong analytical and problem-solving skills, excellent communication skills, and the ability to work independently in a fast-paced environment. A bachelor's degree in law, finance, or a related field is required. Professional certifications such as CAIA or CFA would be an added advantage.Benefits:This role offers a competitive salary package, comprehensive benefits, and opportunities for career growth and professional development.

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    surat, India beBeeGovernance Full time

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    surat, India beBeeGovernment Full time

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    surat, India beBeeOperationalRisk Full time

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    surat, India beBeeCompliance Full time

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    surat, India beBeeCredit Full time

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