Assistant Manager – Compliance and Operations
7 days ago
Job Description Asst. Manager - Compliance and Operations will be responsible for the end-to-end ownership of operational workflow of Category III AIF to cover the following deliverables: - Periodically review exposure, drawdowns, and investor commitments against fund documents and regulatory limits. - Conduct pre- and post-trade compliance checks (investment concentration limits, sector restrictions, leverage, etc.). Ensure transactions are within regulatory and fund-specific boundaries. - Assist in drafting and updating internal compliance checklists, SOPs, and dashboards. - Assist in preparation and filing of regulatory reports including SEBI AIF reports (monthly/quarterly), RBI/FEMA filings if applicable. - Monitor compliance with SEBI AIF Regulations, PPM (Private Placement Memorandum), and internal investment guidelines. - Validate accruals, expenses, performance fees and management fee computations as per PPM and agreements. - Support audits and inspections (SEBI, statutory, internal) by providing required data and explanations. - Coordinate daily/periodic NAV computation with fund administrator; review trial balance, valuations, and reconciliation reports. - Ensure timely and accurate recording of fund transactions. - Support investor queries related to capital statements, tax workings, and portfolio performance. - Prepare financial statements, investor reports, and quarterly performance reports. - Work closely with auditors for annual audits, tax filings, and statutory reporting. QUALIFICATIONS: 1. CA / MBA (Finance) or equivalent professional qualification. 2. 35 years of relevant experience in AIF/PMS/Mutual Funds or compliance. 3. Working knowledge of SEBI AIF Regulations, Companies Act, and taxation aspects relevant to AIFs. 4. Ability to comprehend financial reports 5. Excellent working knowledge of excel 6. Attention to detail is a MUST 7. Strong written and verbal communication skills will be an added advantage in this role
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Assistant Manager
2 weeks ago
Delhi, Delhi NCR, India Mepa2z Llp Full timeJob Description Job Title: Assistant Manager Compliance and Operations Location: New Delhi, India Position Overview The Assistant Manager Compliance and Operations will play a key role in managing the end-to-end operational workflow of the Category III AIF and ensuring regulatory compliance with SEBI, fund documentation, and internal governance standards....
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