Senior Compliance Analyst

As one of the worlds leading asset managers Invesco is dedicated to helping investors worldwide achieve their financial objectives By delivering the combined power of our distinctive investment management capabilities we provide a wide range of investment strategies and vehicles to our clients around the world If you re looking for challenging work smart colleagues and a global employer with a social conscience come explore your potential at Invesco Make a difference every day This position would be part of Center of Excellence CoE for Investment Compliance and provide necessary assistance to Global Investment Compliance IC function from Hyderabad office This role would also provide support as required to Americas IC teams in accordance with relevant regulations like 1940 Act etc and fund-specific investment restrictions as contained in the prospectus or investment management agreement This role requires applicable IC related skills experience in rule coding rule testing post trade monitoring and allied reporting to be effective Monitoring investment guidelines of client portfolio and ensuring violations active passive are addressed in a timely manner by informing to the onshore counterparts Identify and analyze investment restrictions to ensure asset allocation and issuer concentration industry sector and security investment limits Credit quality Duration and other risk characteristics leverage restrictions country and region exposures industry regulations are in line with the Investment Management Agreement Onboarding of new clients for investment compliance by understanding the investment restrictions interpreting the mandate coding and testing the restrictions and reporting the exceptions Ensure the restricted securities are updated in restricted lists on security issuer level to ensure these are being restricted for trading by the portfolio managers Exposure to various types of asset classes like Equities Fixed Income and derivatives and understanding on holding and transaction level checks Conduct periodic and transactional testing to ensure compliance of the investment manager with all applicable state federal and self-regulatory agency requirements Interact with members of regional and global compliance teams to assess document monitor report develop coordinate and implement various compliance monitoring activities ongoing testing and related controls Respond to intermediary to complex queries from team members and report to manager for any escalation Assist in Compliance related projects and initiatives Working Timings Timing would be primarily aligned to Americas Region i e 5 30pm to 2 30am IST however this is subject to change based on business requirement from time to time Also day light saving would have an effect on the timings Work Experience Knowledge 4 to 6 years of work experience in investment compliance with an investment advisor or mutual fund group Good understanding of capital markets financial products and asset management industry Skills Other Personal Attributes Required Good written and verbal communication skill Good interpersonal and strong analytical skills Strong attention to detail Shall be a team player Shall be open to work flexible hours Proficiency on MS Office suite of applications Self-motivated go getter Familiarity with trading systems and compliance components such as Charles River or Aladdin will be given preference Formal Education minimum requirement to perform job duties B Com M Com MBA CFA Degree in Commerce FinanceFull Time Part TimeFull timeWorker TypeEmployeeJob Exempt Yes No NoWorkplace ModelAt Invesco our workplace model supports our culture and meets the needs of our clients while providing flexibility our employees value As a full-time employee compliance with the workplace policy means working with your direct manager to create a schedule where you will work in your designated office at least three days a week with two days working outside an Invesco office Why InvescoIn Invesco we act with integrity and do meaningful work to create impact for our stakeholders We believe our culture is stronger when we all feel we belong and we respect each others identities lives health and well-being We come together to create better solutions for our clients our business and each other by building on different voices and perspectives We nurture and encourage each other to ensure our meaningful growth both personally and professionally We believe in diverse inclusive and supportive workplace where everyone feels equally valued and this starts at the top with our senior leaders having diversity and inclusion goals Our global focus on diversity and inclusion has grown exponentially and we encourage connection and community through our many employee-led Business Resource Groups BRGs Whats in it for youAs an organization we support personal needs diverse backgrounds and provide internal networks as well as opportunities to get involved in the community and in the world Our benefit policy includes but not limited to Competitive Compensation Flexible Hybrid Work 30 days Annual Leave Public Holidays Life Insurance Retirement Planning Group Personal Accident Insurance Medical Insurance for Employee and Family Annual Health Check-up 26 weeks Maternity Leave Paternal Leave Adoption Leave Near site Childcare Facility Employee Assistance Program Study Support Employee Stock Purchase Plan ESG Commitments and Goals Business Resource Groups Career Development Programs Mentoring Programs Invesco Cares Dress for your Day In Invesco we offer development opportunities that help you thrive as a lifelong learner in a constantly evolving business environment and ensure your constant growth Our AI enabled learning platform delivers curated content based on your role and interest We ensure our manager and leaders also have many opportunities to advance their skills and competencies that becomes pivotal in their continuous pursuit of performance excellence To know more about usAbout Invesco About our Culture About our D I policy About our CR program Apply for the role Invesco Careers