Compl Surveillance Analyst 1

Whether youre at the start of your career or looking to discover your next adventure your story begins here At Citi youll have the opportunity to expand your skills and make a difference at one of the worlds most global banks Were fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders as well as more traditional learning Youll also have the chance to give back and make a positive impact where we live and work through volunteerism Shape your Career with CitiCitis Global Legal Affairs and Compliance GLAC empowers and protects Citi by providing legal compliance investigative and security services to our firm We manage compliance risk provide legal analysis and advice protect Citis people and businesses advocate for legal and regulatory outcomes that benefit our firm and our clients and ultimately promote behavior that is consistent with Citis mission and culture Were currently looking for a high caliber professional to join our team as Compl Surveillance Analyst 1 - C09 - Mumbai - Hybrid Internal Job Title Officer- C09 based in Mumbai Being part of our team means that well provide you with the resources to meet your unique needs empower you to make healthy decision and manage your financial well-being to help plan for your future For instance We believe all parents deserve time to adjust to parenthood and bond with the newest members of their families Thats why in early 2020 we began rolling out our expanded Paid Parental Leave Policy to include Citi employees around the world We empower our employees to manage their financial well-being and help them plan for the future We have a variety of programs that help employees balance their work and life including generous paid time off packagesServes as a compliance risk analyst for Independent Compliance Risk Management ICRM s Personal Trading and Outside Activities team responsible for the design implementation and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures When potentially anomalous behavior is detected the team is responsible for escalating the activity and working collaboratively with partners across the first and second lines of defense to determine the appropriate resolution of the matter which may include employee discipline The ICRM Global Surveillance platform encompasses a number of surveillance related portfolios including trade surveillance e-communications and voice surveillance personal trading and outside activities and information barrier surveillance In this role youre expected to Reviewing and analysis of surveillance alerts and or reports relating to firm employee and client trading activity Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately Gathering and analyzing trade data to assist in the Firms response to inquiries received from governmental and exchange regulatory bodies Supporting the compliance group in evaluating surveillance results for potential problems communicating surveillance findings to management in a clear and concise manner as well as interacting with legal and other compliance personnel Responding to inquiries or requests from internal partners e g IRCM Internal Audit Business etc Interacting with IT on the specific design and testing of new implementations Additional activities including handling telephone hotline and email queries Additional duties as assigned As a successful candidate youd ideally have the following skills and exposure Previous relevant experience preferred Some knowledge of Compliance laws rules regulations risks and typologies Excellent written and verbal communication skills Must be a self-starter flexible innovative and adaptive Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization Strong project management and organizational skills and capability to handle multiple projects at one time Proficient in MS Office applications Excel Word PowerPoint Some knowledge of Compliance laws rules regulations risks and typologies Some knowledge in area of focus Bachelors degree experience in a financial services firm regulatory organization or legal consulting firm or a combination thereof Advanced degree preferred Working at Citi is far more than just a job A career with us means joining a family of more than 230 000 dedicated people from around the globe At Citi youll have the opportunity to grow your career give back to your community and make a real impact Take the next step in your career apply for this role at Citi today Job Family Group Compliance and ControlJob Family SurveillanceTime Type Full timeCiti is an equal opportunity and affirmative action employer Qualified applicants will receive consideration without regard to their race color religion sex sexual orientation gender identity national origin disability or status as a protected veteran Citigroup Inc and its subsidiaries Citi invite all qualified interested applicants to apply for career opportunities If you are a person with a disability and need a reasonable accommodation to use our search tools and or apply for a career opportunity review View the poster View the View the View the