PMS Compliance Manager
3 weeks ago
Job Description Responsibilities: - SEBI PMS Regulations Compliance: Ensure comprehensive compliance with all SEBI (Securities and Exchange Board of India) PMS (Portfolio Management Services) Regulations. - Compliance Framework Development: Develop and maintain a robust Compliance Manual, detailed Checklists, effective Tracking mechanisms, and accurate Reporting frameworks related to PMS operations. - AML/PMLA & Insider Trading Compliance: Assist in ensuring full compliance with Anti-Money Laundering (AML)/Prevention of Money Laundering Act (PMLA) and Insider Trading regulations. - Audit Assistance: Provide dedicated assistance in concurrent, internal, and statutory audits specifically related to PMS activities, ensuring all documentation and processes are in order. - Regulatory Knowledge Application: Apply in-depth knowledge of SEBI PMS regulations, Companies Act 2013, AML/PMLA, and Insider Trading regulations to all compliance activities. - Risk Mitigation: Identify potential compliance risks and assist in implementing mitigation strategies. - Reporting: Prepare and submit necessary compliance reports to internal stakeholders and regulatory bodies as required. Required Skills: - Strong knowledge of SEBI PMS regulations. - Understanding of Companies Act 2013. - Knowledge of AML/PMLA regulations. - Knowledge of Insider Trading regulations. - Ability to develop and maintain compliance manuals, checklists, tracking, and reporting systems. - Capability to assist in various audits related to PMS. - Strong attention to detail and analytical skills. - Excellent communication skills, both written and verbal
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Legal, Compliance
1 week ago
nashik, India Decimal Point Analytics Full timeJob Description Job Title: Legal, Compliance & Secretarial Manager Location: Mumbai / Nashik Department: Legal & Compliance Reporting To: Compliance Officer Role Overview The Legal, Compliance & Secretarial Manager will support the Legal and Secretarial functions to ensure that the Company and its group entities remain fully compliant with applicable...
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Nashik, India Whatjobs IN C2 Full timeJob Description Job Title: Legal, Compliance & Secretarial Manager Location: Mumbai / Nashik Department: Legal & Compliance Reporting To: Compliance Officer Role Overview The Legal, Compliance & Secretarial Manager will support the Legal and Secretarial functions to ensure that the Company and its group entities remain fully compliant with applicable...
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Legal, Compliance
1 week ago
Nashik, India Decimal Point Analytics Full timeJob Description Job Title: Legal, Compliance & Secretarial Manager Location: Mumbai / Nashik Department: Legal & Compliance Reporting To: Compliance Officer Role Overview The Legal, Compliance & Secretarial Manager will support the Legal and Secretarial functions to ensure that the Company and its group entities remain fully compliant with applicable...
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Legal, Compliance
1 week ago
Nashik, India Decimal Point Analytics Full timeJob Description Job Title: Legal, Compliance & Secretarial Manager Location: Mumbai / Nashik Department: Legal & Compliance Reporting To: Compliance Officer Role Overview The Legal, Compliance & Secretarial Manager will support the Legal and Secretarial functions to ensure that the Company and its group entities remain fully compliant with applicable...
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Legal, Compliance
2 days ago
Nashik, India Decimal Point Analytics Full timeJob Description Job Title: Legal, Compliance & Secretarial Manager Location: Mumbai / Nashik Department: Legal & Compliance Reporting To: Compliance Officer Role Overview The Legal, Compliance & Secretarial Manager will support the Legal and Secretarial functions to ensure that the Company and its group entities remain fully compliant with applicable...
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Legal, Compliance
1 week ago
nashik, India Decimal Point Analytics Full timeJob DescriptionJob Title: Legal, Compliance & Secretarial ManagerLocation: Mumbai / NashikDepartment: Legal & ComplianceReporting To: Compliance OfficerRole OverviewThe Legal, Compliance & Secretarial Manager will support the Legal and Secretarial functions to ensure that the Company and its group entities remain fully compliant with applicable corporate,...
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Legal, Compliance
1 week ago
Nashik, India Decimal Point Analytics Full timeJob DescriptionJob Title: Legal, Compliance & Secretarial ManagerLocation: Mumbai / NashikDepartment: Legal & ComplianceReporting To: Compliance OfficerRole OverviewThe Legal, Compliance & Secretarial Manager will support the Legal and Secretarial functions to ensure that the Company and its group entities remain fully compliant with applicable corporate,...
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Legal, Compliance
1 week ago
Nashik, India Decimal Point Analytics Full timeJob Description Job Title: Legal, Compliance & Secretarial ManagerLocation: Mumbai / NashikDepartment: Legal & ComplianceReporting To: Compliance OfficerRole OverviewThe Legal, Compliance & Secretarial Manager will support the Legal and Secretarial functions to ensure that the Company and its group entities remain fully compliant with applicable corporate,...
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Legal, Compliance
2 days ago
Nashik, India Decimal Point Analytics Full timeJob DescriptionJob Title: Legal, Compliance & Secretarial ManagerLocation: Mumbai / NashikDepartment: Legal & ComplianceReporting To: Compliance OfficerRole OverviewThe Legal, Compliance & Secretarial Manager will support the Legal and Secretarial functions to ensure that the Company and its group entities remain fully compliant with applicable corporate,...
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Legal, Compliance
2 days ago
Nashik, India Decimal Point Analytics Full timeJob DescriptionJob Title: Legal, Compliance & Secretarial ManagerLocation: Mumbai / NashikDepartment: Legal & ComplianceReporting To: Compliance OfficerRole OverviewThe Legal, Compliance & Secretarial Manager will support the Legal and Secretarial functions to ensure that the Company and its group entities remain fully compliant with applicable corporate,...
