Kyc Analyst

Interactive Brokers is looking to hire a KYC Analyst at the Mumbai Office Analysts will report to a KYC Team Lead They will help ensure the firm complies with the Bank Secrecy Act USA PATRIOT Act anti-terrorist financing sanctions industry AML and securities laws and regulations Day-to-day Responsibilities Include Conducting ongoing review analysis of clients KYC profile including CIP and CDD information following established procedures in line with IBKR policy Advising management by collecting analyzing and summarizing data and trends Maintain accurate tracking of assignments and request for documentation to ensure appropriate deadlines are met Contribute to streamlining current processes and identifying areas for improvement Ensure referrals escalations and information requests are correctly dispositioned and appropriately documented The ideal candidate will have some regulatory compliance experience working for an exchange a regulatory organization a Broker Dealer BD a Futures Commission Merchant FCM or a similar organization Alternatively experience in internal audit legal accounting or other control functions of a financial services firm or regulator would be beneficial Absent direct industry experience we will also consider applicants with excellent bachelor s-level educational credentials who have some background in law accounting data analytics or similar areas with strong analytical and quantitative skills Basic Qualifications 5-7 years experience Bachelor s degree Ability to work independently in a small-team environment and multi-task with minimal supervision Strong oral and written communication skills Proficient in Excel and other Microsoft applications Detail-oriented with outstanding organizational and project management skills Preferred Qualifications Include Understanding of BSA AML USA PATRIOT Act and OFAC principles High comfort and fluency with computers and technology and understanding of how technology is applied to business and regulatory problems ACAMS CFE CFCS Series 7 or other FINRA licenses or certifications are a plus Knowledge Experience in Capital Markets AML KYC or Compliance Knowledge understanding of end-to-end KYC process is a plus Bachelor of Commerce or other degree in finance accounting or economics Company Benefits Perks Competitive salary package Performance based annual bonus cash and stocks Hybrid working model 3 days office week Group Medical Life Insurance Modern offices with free amenities fully stocked cafeterias Monthly food card company paid snacks Hardship shift allowance with company provided pickup drop facility Attractive employee referral bonus Frequent company sponsored team building events and outings Depending upon the shifts The benefits package is subject to change at the management s discretion Company OverviewInteractive Brokers Group Inc Nasdaq IBKR is a global financial services company headquartered in Greenwich CT USA with offices in over 15 countries We have been at the forefront of financial innovation for over four decades known for our cutting-edge technology and client commitment IBKR affiliates provide global electronic brokerage services around the clock on stocks options futures currencies bonds and funds to clients in over 200 countries and territories We serve individual investors and institutions including financial advisors hedge funds and introducing brokers Our advanced technology competitive pricing and global market help our clients to make the most of their investments Barron s has recognized Interactive Brokers as the 1 online broker for six consecutive years Join our dynamic multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology Interactive Brokers