Compliance Manager

2 days ago

Mumbai, Maharashtra, India Magadh Capital Full time
What does the job entail

Ensuring the firm's compliance with legal/regulatory procedures, preparation and filing of reports with regulatory agencies as required , co-ordinating audits with external vendors, regular follow up on changes in regulations, working with Company Secretary and CA to ensure compliance with ROC and IT procedures, Coordinating with fund accountant, trustee, custodian, and brokers , preparation of required material for board meetings, co-ordination of minutes

What traits/qualities/skills does the job require

- Experience in a similar role of legal/regulatory/compliance at a PMS, AIF or a mutual fund firm
- Integrity
- Go getter - enterpreneurial mindset - should be able to take inititative and ownership
- Ability to work independently, and collaboratively with external support agencies
- Comfort with numbers, attention to detail
- Ability to multi task

Ideal candidate will have a long term perspective on career, and at least 2 years of relevant experience in a PMS, AIF, or a Mutual fund.

We offer intellectually stimulating work environment , steep learning curve, and the openness and responsibilities associated with working in a fast growing organisation.

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