Compliance Manager

3 weeks ago


Mumbai, Maharashtra, India Magadh Capital Full time
What does the job entail

Ensuring the firm's compliance with legal/regulatory procedures, preparation and filing of reports with regulatory agencies as required , co-ordinating audits with external vendors, regular follow up on changes in regulations, working with Company Secretary and CA to ensure compliance with ROC and IT procedures, Coordinating with fund accountant, trustee, custodian, and brokers , preparation of required material for board meetings, co-ordination of minutes

What traits/qualities/skills does the job require

- Experience in a similar role of legal/regulatory/compliance at a PMS, AIF or a mutual fund firm
- Integrity
- Go getter - enterpreneurial mindset - should be able to take inititative and ownership
- Ability to work independently, and collaboratively with external support agencies
- Comfort with numbers, attention to detail
- Ability to multi task

Ideal candidate will have a long term perspective on career, and at least 2 years of relevant experience in a PMS, AIF, or a Mutual fund.

We offer intellectually stimulating work environment , steep learning curve, and the openness and responsibilities associated with working in a fast growing organisation.
  • Compliance Manager

    2 weeks ago


    Mumbai, Maharashtra, India Intellectual Capital Hr Consulting Full time ₹ 1,04,000 - ₹ 1,30,878 per year

    Role & responsibilitiesPosition: Compliance ManagerRoles and Responsibilities :MonitoringThe compliance officer monitors the firm's day-to-day compliance with stock   exchanges and depositories. They also monitor the compliance of KYC and   AML & PMLA guidelines.Responding to noticesThe compliance officer responds to surveillance notices, show cause...

  • Compliance Manager

    7 days ago


    Mumbai, Maharashtra, India Weekday AI Full time ₹ 2,00,000 - ₹ 10,00,000 per year

    This role is for one of the Weekday's clientsSalary range: Rs Rs ie INR 2-10 LPA)Location: MumbaiJobType: full-timeRequirementsKey Responsibilities Manage all compliance aspects of Portfolio Management Services (PMS) in line with regulatory requirements. Review and ensure timely submission of all regulatory filings and submissions, while maintaining...

  • Compliance Manager

    5 days ago


    Mumbai, Maharashtra, India Weekday AI Full time ₹ 2,00,000 - ₹ 10,00,000 per year

    This role is for one of the Weekday's clientsSalary range: Rs Rs ie INR 2-10 LPA)Location: MumbaiJobType: full-timeRequirementsKey ResponsibilitiesManage all compliance aspects of Portfolio Management Services (PMS) in line with regulatory requirements.Review and ensure timely submission of all regulatory filings and submissions, while maintaining accurate...

  • Compliance Manager

    12 hours ago


    Mumbai, Maharashtra, India Weekday (YC W21) Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    This role is for one of our clientsIndustry: FinanceSeniority level: Associate levelLocation: MumbaiJobType: full-timeWe are looking for a meticulous and proactiveCompliance Manager – PMSto oversee all regulatory and compliance functions related to our Portfolio Management Services. This role is critical in ensuring end-to-end adherence to SEBI...

  • Compliance Manager

    3 weeks ago


    Mumbai, Maharashtra, India SKS Enterpprises - Human Resource Planning and Management Full time

    Position Name - Compliance Manager - Mutual FundLocation - MumbaiExperience Range - 8-10 years, preferably from a Trustee backgroundMandatory Requirement:strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes.Job Roles and...

  • Compliance Manager

    3 weeks ago


    Mumbai, Maharashtra, India SKS Enterpprises - Human Resource Planning and Management Full time

    Position Name - Compliance Manager - Mutual Fund Location - Mumbai Experience Range - 8-10 years, preferably from a Trustee background Mandatory Requirement: strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes. Job Roles and...

  • Compliance Manager

    1 week ago


    Mumbai, Maharashtra, India MPOWER FACILITY SERVICES PRIVATE LIMITED Full time

    Job DescriptionCompany DescriptionAt M POWER SECURITAS PRIVATE LIMITED , we specialize in providing reliable, professional, and fully compliant security services across. INDIA Our mission is to create a safe and secure environment for our clients by offering top-tier manpower solutions tailored to their needs.With a strong emphasis on legal compliance,...

  • Manager - Compliance

    3 weeks ago


    Mumbai, Maharashtra, India Tata AIA Life Full time

    Job DescriptionRole descriptionPosition Overview:Position TitleManager - ComplianceDepartmentComplianceLevel/Band401LocationMumbaiReports toAssistant Vice President - ComplianceRole Summary:.Provide extensive legal search and evaluating industry benchmark to opine on various business initiatives and legal provisions..Review product and marketing...

  • Company Secretary

    12 hours ago


    Mumbai, Maharashtra, India Verve Compliance Full time ₹ 40,00,000 - ₹ 80,00,000 per year

    We are hiring a full-time Company Secretary (CS) or CS Intern at our consultancy firm in Malad East. The role involves managing ROC/MCA filings, secretarial compliance, SEBI/FEMA matters, corporate governance, drafting contracts, and advisory support. The candidate should have strong analytical, communication, and client management skills with the ability to...

  • Compliance Manager

    3 weeks ago


    Mumbai, Maharashtra, India Emkay Global Financial Services Ltd Full time

    Job Responsibilities :- • Monitoring of ongoing compliance and reporting as required under SEBI AIF and PMS regulation – Preparation and submission of required monthly, quarterly, annual regulatory/ CTR and other compliance filings, reports, & disclosures to SEBI and other relevant authorities like trustees, custodians, RBI, etc. • Liasoning and...