Compliance and Regulatory Head

Job Description:The Compliance and Regulatory Head is responsible for overseeing the compliance activities within the organization. This role involves managing and securing all necessary approvals from state and central authorities, ensuring adherence to regulatory requirements throughout the project lifecycle.

Job Title: Stock Broking Head – Trading, Compliance & Institutional SalesFunction: Share Broking / Trading BusinessLocation: New DelhiExperience Required: More than 15 yearsPreferred Background: Banking / Financial ServicesEducational Qualification: MBA/PGDM, CA/ICWA, LLB (preferably with specialization in securities, finance, or compliance)Note-...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team.Key Responsibilities:Evaluate and ensure adherence to regulatory requirements in the Media & Entertainment industry.Develop and implement effective compliance strategies to mitigate risks.Maintain strong relationships with regulatory authorities, including MIB, TRAI,...

Head of Finance & ComplianceAbout Our Client: Our client is a tech-enabled outsourcing platform that integrates AI with human expertise to deliver exceptional customer experiences. Their services ranging from telecalling to sales and support leverage automation and trained professionals to drive efficiency, reduce costs, and scale business growth across...

A leading Chartered Accountancy firm in Noida is seeking a dynamic leader to head its expanding Regulatory Division.This role offers the chance to shape strategy, drive growth, and deliver regulatory advisory and compliance solutions to prominent corporate clients across sectors.The right professional will bring at least 12 years of post-qualification...

Regulatory Affairs SpecialistThe Regulatory Affairs team is responsible for ensuring compliance with regulatory frameworks as it relates to the design, development, and manufacture of products.Manage and execute RA strategies for India and neighboring countries.Provide regional regulatory support to operational activities for India, including label...

Job DescriptionJob descriptionAbout The Role- We are seeking an experienced Regulatory Risk & Compliance Lead with a strong background in all aspects of risk and compliance, particularly in Regulatory Compliance.- As the Regulatory Risk & Compliance Lead - India at Tide, you will be a key member of the Compliance team, playing a pivotal role in managing...

Job Purpose:The Treasury Operations Head will be responsible for managing the company's liquidity, investments settlements, debt servicing, invoice processing, covenants monitoring and all other post funding activities including risk management and regulatory compliances within the Treasury function. This role requires deep expertise in NBFC back-office...

Job SummaryWe are seeking a detail-oriented Regulatory Affairs Associate to support end-to-end submissions for global markets. Required exposure includes Lifecycle Management (LCM), Veeva Vault RIM, and complex Initial and Variation submissions.About the RolePrepare Variation documents and/or evaluate post-approval CMC changes in compliance with global...

Job Purpose: The Treasury Operations Head will be responsible for managing the company's liquidity, investments settlements, debt servicing, invoice processing, covenants monitoring and all other post funding activities including risk management and regulatory compliances within the Treasury function. This role requires deep expertise in NBFC back-office...