Financial Crime Surveillance Analyst

Business DivisionsGroup FunctionsYour roleAre you a sharp evaluator of risk Do you have specific experience of financial crime controls We re looking for a Financial Crime Surveillance Analyst who can drive or work as a team member on controls review monitoring and testing of Financial Crime related controls analyze and assess risks arising from both the business and support functions identify and evaluate the design implementation and effectiveness of controls designed to address those risks document and communicate review findings root causes and risks and prepare reports of reviews for internal stakeholders develop recommendations for items that solution owners should consider when finalizing their action plans review remediation actions submitted by the business for closure to assess whether these have addressed the original risks successfully collaborate with peers in and across regional and global Monitoring Surveillance and control teams develop and maintain relationships with stakeholders Function CategoryComplianceJoin usAt UBS we embrace flexible ways of working when the role permits We offer different working arrangements like part-time job-sharing and hybrid office and home working Our purpose-led culture and global infrastructure help us connect collaborate and work together in agile ways to meet all our business needs From gaining new experiences in different roles to acquiring fresh knowledge and skills we know that great work is never done alone We know that it s our people with their unique backgrounds skills experience levels and interests who drive our ongoing success Together we re more than ourselves Ready to be part of teamUBS and make an impactYour teamYou will be working in Monitoring Surveillance and Controls MS C in Pune MS C is an independent function within the 2nd line of defense that supports Group Compliance Regulatory and Governance GCRG in achieving its strategic operational financial and compliance objectives We do this by assessing key processes as well as governance risk management and the control environment within the key business divisions of the APAC region We are a talent powerhouse that attracts and develops the best people by driving career growth in and outside the department In your role you will be covering the Financial Crime Surveillance in the areas of Anti Corruptions and Know Your Client for APAC businesses Your expertise 5 years experience in audit or compliance controls testing within the financial industry This experience could have been gained at a consulting firm or in an internal audit or compliance controls function within a financial institution proven understanding of anti corruptions anti money laundering related regulations and demonstrate strong risk and control awareness Critical thinker focused on details and results Confidence to constructively challenge the status quo identify risks and inadequacies in procedures you don t shy away from challenging situations adaptable and organized with positive can-do attitude and ability to prioritize tasks and escalate issues timely clear and effective communicator for report-write ups and providing advice and to effectively communicate with senior stakeholders of different seniority sound technical skills and knowledge on tools like Alteryx and Business Objects and passionate in discovering insights with data is preferred About usUBS is the world s largest and the only truly global wealth manager We operate through four business divisions Global Wealth Management Personal Corporate Banking Asset Management and the Investment Bank Our global reach and the breadth of our expertise set us apart from our competitors We have a presence in all major financial centers in more than 50 countries How we hireWe may request you to complete one or more assessments during the application process