Compliance Smes For Regulatory Compliance In Alternative Investment Management

Req ID 342984 NTT DATA strives to hire exceptional innovative and passionate individuals who want to grow with us If you want to be part of an inclusive adaptable and forward-thinking organization apply now We are currently seeking a Compliance SMEs for Regulatory Compliance in Alternative Investment Management to join our team in Bangalore Karn taka IN-KA India IN Jr Business Consultant - Compliance SMEs for Regulatory Compliance in Alternative Investment Management Work Location Mumbai Job Role Jr Business Consultant Work Location Mumbai Experience 3-6 years About the Job Responsible for ensuring compliance with SEBI Alternative Investment Funds regulations and other applicable laws regulatory requirements for category II AIFs The role involves monitoring funds operations investor reporting regulatory filings and providing guidance to business teams on compliance matters Key Responsibilities Compliance with all regulations pertaining to category II AIF at SEBI in relation to investment and reporting from time to time to SEBI Quarterly time to time reporting keep the record for audit Documentation and compliances of investee companies investor s and keeping the record and compliance with investor and investee agreement of AIF CAT II Reviewing of all marketing materials quarterly annual updates all the communication to be sent to investors SEBI Drafting vetting negotiating and finalizing AIF documents-PPMs amendments to PPM contribution agreements side letters etc in co-ordination with the fund legal counsel Drafting reviewing compliance manual and other policies for AIFs Reviewing Vetting all service-related agreements for AIFs NDAs engagement letters etc Maintenance of KYC of investors and time to time reporting about fund progress Record keeping Accounting Taxation and related Compliance audit report Review of Investment in periodic interval risk analysis and reporting Stay updated on relevant regulations guidelines from SEBI and other regulatory bodies affecting AIF CAT II Take part in identifying assessing and mitigating compliance risks associated with AIF CAT II Provide regulatory input during fund structuring product design and documentation Qualifications Experience CA CS LLB MBA Finance Legal Compliance preferred 3 - 6 years experience with 3 years relevant experience in AIF CAT II compliance Strong understanding of SEBI AIF regulations and related fund regulatory framework Desired Skillset Attention to detail and ability to work independently Strong communication and stakeholder management skills Integrity professional judgement and problem-solving skills About NTT DATA NTT DATA is a 30 billion trusted global innovator of business and technology services We serve 75 of the Fortune Global 100 and are committed to helping clients innovate optimize and transform for long term success As a Global Top Employer we have diverse experts in more than 50 countries and a robust partner ecosystem of established and start-up companies Our services include business and technology consulting data and artificial intelligence industry solutions as well as the development implementation and management of applications infrastructure and connectivity We are one of the leading providers of digital and AI infrastructure in the world NTT DATA is a part of NTT Group which invests over 3 6 billion each year in R D to help organizations and society move confidently and sustainably into the digital future Visit us at Whenever possible we hire locally to NTT DATA offices or client sites This ensures we can provide timely and effective support tailored to each client s needs While many positions offer remote or hybrid work options these arrangements are subject to change based on client requirements For employees near an NTT DATA office or client site in-office attendance may be required for meetings or events depending on business needs At NTT DATA we are committed to staying flexible and meeting the evolving needs of both our clients and employees NTT DATA recruiters will never ask for payment or banking information and will only use nttdata com and talent nttdataservices com email addresses If you are requested to provide payment or disclose banking information please submit a contact us form NTT DATA endeavors to make accessible to any and all users If you would like to contact us regarding the accessibility of our website or need assistance completing the application process please contact us at This contact information is for accommodation requests only and cannot be used to inquire about the status of applications NTT DATA is an equal opportunity employer Qualified applicants will receive consideration for employment without regard to race color religion sex sexual orientation gender identity national origin disability or protected veteran status For our EEO Policy Statement please click If you d like more information on your EEO rights under the law please click For Pay Transparency information please click