Compliance Officer
4 weeks ago
Position Name - Compliance Officer Location - Gift City Gandhinagar Experience Range - 5 yrs Mandatory Requirement Ensure full compliance with IFSCA regulations for Fund Managers and AIF Category III entities focusing on internal controls audits and investor fund compliance Liaise and report effectively with regulatory bodies ensuring adherence to all compliance and reporting requirements About the client The Company manages equity assets across PMS AIF and Advisory channels including offshore funds It oversees assets under management and advisory of approximately 3600 Crs Job Roles and Responsibilities Regulatory Compliance Monitoring Ensure end-to-end compliance with IFSCA regulations for Fund Managers and AIF Category III entities while interpreting and implementing SEBI AIF Regulations IFSCA guidelines PMLA FEMA and other relevant laws Continuously develop and update internal compliance policies specific to GIFT City operations Liaison Reporting Act as the Principal Officer for compliance reporting to IFSCA FIU-IND and other regulatory bodies ensuring timely filing of statutory reports like periodic returns financial disclosures and investor-related filings Collaborate with IFSCA auditors legal counsel custodians and fund administrators for regulatory matters Internal Controls Audits Conduct regular internal compliance audits and risk assessments ensuring compliance checks are completed before investor onboarding transactions and fund launches Assist in managing regulatory inspections and audits Investor Fund Compliance Ensure fund documents PPM KYC AML compliance and investor onboarding processes align with regulatory expectations Review marketing materials term sheets presentations and pitch documents from a compliance perspective Training Awareness Conduct periodic training sessions for the GIFT City team on regulatory developments the Code of Conduct and ethics policies Keep management informed about key regulatory changes and track industry trends and market movements affecting these sectors Investment Financial Analysis Prepare investment notes financial models and reports to support investment decisions Analyze company positioning business growth potential financial health and risks for buy sell recommendations Monitor earnings releases management commentary and key industry developments and communicate investment insights effectively to internal stakeholders and investors Qualification and Experience - In-depth understanding of fund regulatory frameworks strong attention to detail with a risk-oriented mindset excellent communication and stakeholder management skills ability to manage multiple priorities and strong ethical standards ensuring confidentiality and trust Qualified Company Secretary CS and or LLB CA or MBA Finance Law with strong regulatory experience Minimum 6-10 years of experience in a compliance role within AIF PMS broking or asset management firms Hands-on knowledge of IFSCA regulations and AIF Cat III norms is a must Prior exposure to setting up or managing compliance for GIFT City operations is preferred
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Compliance Officer
3 weeks ago
Gandhinagar, Gujarat, India SKS Enterpprises Full timePosition Name - Compliance Officer Location - Gift City Gandhinagar Experience Range - 3 yrs Mandatory Requirement Ensure end-to-end compliance with IFSC regulations corporate laws and other regulatory frameworks Job Roles and Responsibilities Responsible for overall Compliance Legal and Corporate Secretarial functions of the GIFT Branch of the AMC...
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Compliance Officer
3 weeks ago
Gandhinagar, India Bruc Bond Full timeCompany description:Bharat FinOps IFSC Pvt. Ptd. is an aspiring global financial services firm with presence in the Gift City in Gujarat, India. The entity is able to leverage the expertise of Policies, Brand, Expertise and Clientele from other related on-going financial services entities head-quartered in Singapore. We facilitate the opening of bank...
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Compliance Officer
3 days ago
Gandhinagar, Gujarat, India Swastik Placement Agency Full time ₹ 7,80,000 per yearJob Title: Compliance Officer LocaƟon: GIFT City, Gandhinagar (Gujarat) Timings: 9:00 AM – 6:00 PM (Onsite role) About Us We are a proprietary trading firm based in GIFT City, Gandhinagar. As a regulated enƟty under IFSCA, we operate with no external clients and focus exclusively on proprietary trading. We are looking for a Compliance Officer to ensure...
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Compliance Officer
2 weeks ago
Gandhinagar, India Bruc Bond Full timeCompany description: Bharat FinOps IFSC Pvt. Ptd. is an aspiring global financial services firm with presence in the Gift City in Gujarat, India. The entity is able to leverage the expertise of Policies, Brand, Expertise and Clientele from other related on-going financial services entities head-quartered in Singapore. We facilitate the opening of bank...
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Compliance Officer
1 week ago
Gandhinagar, Gujarat, India InCred Capital Full time ₹ 5,00,000 - ₹ 15,00,000 per yearEntity name: InCred Alternative Investments Private LimitedJob Title: Compliance Officer for FMELocation: GIFT City, Gandhinagar, GJ.Department: ComplianceJob Summary: The Compliance Officer will be responsible for ensuring adherence to regulatoryrequirements, internal policies, and compliance frameworks. The role involves monitoring andevaluating internal...
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Compliance Officer
1 week ago
Gandhinagar, India Deutsche Bank Full timeB usiness Division: Compliance Functional Title: Compliance Officer Corporate Title: Assistant Vice President Job Posting Title: Compliance Officer Location: IFSC Banking Unit (IBU), Gift City, Gandhinagar, Gujarat Summary: The role has a broad range of responsibilities across an array of compliance (including KYC/AML/AFC related topics) for IBU which...
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Compliance Officer
2 weeks ago
Gandhinagar, India Deutsche Bank Full timeB usiness Division: Compliance Functional Title: Compliance Officer Corporate Title: Assistant Vice President Job Posting Title: Compliance Officer Location: IFSC Banking Unit (IBU), Gift City, Gandhinagar, Gujarat Summary: The role has a broad range of responsibilities across an array of compliance (including KYC/AML/AFC related topics) for IBU which...
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Compliance Officer
5 days ago
Gandhinagar, Gujarat, India Hireginie Full time ₹ 12,00,000 - ₹ 36,00,000 per yearOur Client:A leading full-service investment firm offering tailored financial solutions backed by deep market research, strong ethical values, and a client-first approach. The firm specializes in equity strategies through PMS and AIF platforms, focusing on long-term wealth creation with an emphasis on discipline, transparency, and simplicity. Its investment...
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Compliance Officer
1 week ago
Gandhinagar, India Intellectual Capital HR Consulting Pvt. Ltd. Full timeJob Title: Manager - AIF Cat III & Fund Management Entity (FME) / Compliance Officer Location: GIFT City, Gujarat Reporting to: Group CFO Key Responsibilities: 2. Compliance & Regulatory Reporting Ensure ongoing compliance with SEBI AIF Regulations, IFSCA (Fund Management) Regulations, Companies Act, FEMA, and other applicable GIFT City guidelines. File...
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Compliance Officer
2 weeks ago
Gandhinagar, India Intellectual Capital HR Consulting Pvt. Ltd. Full timeJob Title: Manager - AIF Cat III & Fund Management Entity (FME) / Compliance Officer Location: GIFT City, Gujarat Reporting to: Group CFO Key Responsibilities: 2. Compliance & Regulatory Reporting Ensure ongoing compliance with SEBI AIF Regulations, IFSCA (Fund Management) Regulations, Companies Act, FEMA, and other applicable GIFT City guidelines. File...
