Regulatory Filtering Analyst

Job Title Regulatory Filtering Analyst Corporate Title NCT Location Jaipur India Role Description Regulatory Operations is responsible for defining and implementing procedures which provide regulatory operations services for various divisions of the bank and its group entities This is to support the bank in its efforts to ensure regulatory compliance Work includes Partnering with the bank s regulatory team to translate regulation into operational processes procedures assisted Developing the bank s information technology infrastructure Developing and implementing regulatory strategies procedures and controls for new products and or business activities that require governmental approvals Preparing and submitting regulatory applications such as permits licenses certificates and authorization required by governmental agencies Coordinating government interactions and compliance activities and interacts with regulatory agencies What we ll offer you As part of our flexible scheme here are just some of the benefits that you ll enjoy Best in class leave policy Gender neutral parental leaves 100 reimbursement under childcare assistance benefit gender neutral Sponsorship for Industry relevant certifications and education Employee Assistance Program for you and your family members Comprehensive Hospitalization Insurance for you and your dependents Accident and Term life Insurance Complementary Health screening for 35 yrs and above Your key responsibilities Support the RTB team lead in protecting DB from legal regulatory and reputational risk with regard to business involving sanctioned entities and or countries Ensure diligent review and confirmation of transactions that require escalation to a Level 2 investigator and decide on these in full compliance with the applicable Sanctions regulations and the bank s policies and procedures Execute internal control checks as defined in the KOP documentation and Embargo control framework documents governed by AFC Sanction Embargo Support any applicable reporting obligations to the competent authorities with respect to transaction handling Convert timely the update of the relevant embargo lists in respective filtering systems - implement the data to central and decentralized tools in GT and Operations Support CoC Regulatory Filtering team on the adoption of new clients Your Key Accountabilities RTB focus Primarily review stopped messages and take a decision on them either pass or investigate based on limited set of rules provided and maintained by AFC Record rationale for decision from pre-defined set of options Seek feedback from more senior investigators reviewers where their decisions fail the four-eye control Provide support feedback loop and filter optimization by identifying repeat mismatches to propose Good Guys Use user access privileges only for authorised purposes actively safeguard sensitive and confidential information CTB focus Supports TSMO AFC related change projects Supports remediation actions owned by TSMO AFC Training Development Participate Trainings such as on HotScan Sanctions policies L1 procedures specific payment types including structure form of messages Your skills and experience Sanctions and Regulatory Filtering SWIFT Message Format and Fields SWIFT Payment Flow SEPA Message Structure and Payment Flow MS Office MS Excel Word and Outlook Proficient in e mail communication Good communication skills Written Verbal Ability to support rotational shifts Ready to support on weekends How we ll support you Training and development to help you excel in your career Coaching and support from experts in your team A culture of continuous learning to aid progression A range of flexible benefits that you can tailor to suit your needs About us and our teams Please visit our company website for further information We strive for a in which we are empowered to excel together every day This includes acting responsibly thinking commercially taking initiative and working collaboratively Together we share and celebrate the successes of our people Together we are Deutsche Bank Group We welcome applications from all people and promote a positive fair and inclusive work environment