Audit Executive-SUPPORT SERVICES-Internal Audit

3 weeks ago

Mumbai, Maharashtra, India Kotak Mahindra Bank Limited Full time
Job Description

Key Accountabilities

Executing the delivery of the Kotak IAD's Audit plan for the calendar year.

. To assist the Team Supervisor / Team Lead on assigned audit work of KMBL Businesses & Processes. This will entail working on the audit to deliver the Audit Planning Memo, Controls Document, agree issues & action plans with management and submission of draft report to the Team Supervisor.

. Demonstrate sound knowledge of both business/technical areas and expert knowledge in the audit process, including the IA systems, to ensure that audit work is carried out with a high standard that meets all methodologies.

. Demonstrate sound knowledge of regulations governing the bank (RBI, IRDA, SEBI, FEMA, FIMMDA, FEDAI, FATCA, NDS-OM, etc.)

. Conducts reviews to understand end-to-end process, evaluate and highlight key control deficiencies, analyse root cause and discuss / agree with management for effective and timely remediation plans.

. Manage individual workflow to ensure timely report deliveries with quality articulation of audit queries

. Writing high quality audit reports. To embrace and demonstrate effective Audit report writing & presentation skills from E2E perspective (Planning, Execution, Discussion, Clarification, Finalisation, Documentation into system etc.)

. Endeavouring to update awareness of risk issues and changes across relevant business units and use this knowledge to update the audit approach.

. Driving and leading discussions with relevant stakeholders regarding audit observations, consulting with IAD team supervisors / Team Leads.

Decision-making and Problem Solving

.Take into account reputation of Kotak at all times, through positive interactions and adhering to policies, procedures and manuals.

.Set an example and supports fair and ethical behaviour.

.Make sure you are equipped to be able to protect our reputation at all times.

.Challenge others where appropriate, if you believe self to be correct.

.Endeavour to be part in decision making on a broad range of factors, with Kotak's values at heart -Always Responsible, Always Accountable.

Risk and Control Objective[This section is mandatory for all role profiles]

Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Kotak's Policies and Standards.

Person Specification

Personal attributes essential to performing role including competencies, expertise, knowledge, and experience. Note: experience requirements must not be in the form of years (minimum or otherwise).

Essential Skills/Basic & Preferred Qualifications:

Understanding of Banking Business their products and processes.

. Person who can work alone, close audits and manage stakeholders

. Experience in a BFSI or Finance processes, including audit.

.Understanding of relevant regulatory environment would be an added advantage.

. Experience in data analytics and/or exposure to data science/machine learning techniques would be an added advantage.

  • Internal Audit

    3 weeks ago

    Mumbai, Maharashtra, India Acme Services Full time

    Hiring for Leading CA Firms in Mumbai & PuneJob Roles & Responsibilities: Coordinate and execute internal audit assignments in accordance with established methodologies, and regulatory requirements. Exposure to audits of Listed entities, Public and Private Companies. Exhibit the understanding of client business and processes. Implement the best...

  • Internal Audit

    3 weeks ago

    Mumbai, Maharashtra, India Acme Services Full time

    Hiring for Leading CA Firms in Mumbai & Pune Job Roles & Responsibilities:  Coordinate and execute internal audit assignments in accordance with established methodologies, and regulatory requirements.  Exposure to audits of Listed entities, Public and Private Companies.  Exhibit the understanding of client business and processes.  Implement the...

  • Internal Audit

    2 weeks ago

    Mumbai, Maharashtra, India Acme Services Full time

    Hiring for Leading CA Firms in Mumbai & PuneJob Roles & Responsibilities: Coordinate and execute internal audit assignments in accordance with established methodologies, and regulatory requirements. Exposure to audits of Listed entities, Public and Private Companies. Exhibit the understanding of client business and processes. Implement the best...

  • Audit Managers-SUPPORT SERVICES-Internal Audit

    2 weeks ago

    Mumbai, Maharashtra, India Kotak Mahindra Bank Limited Full time

    Job DescriptionThis is a great opportunity to be a part of a leading financial institution. The Internal Audit department seeks a professional to lead and execute audits, evaluate risks, and ensure compliance. You will interpret audit results, recommend improvements, and mentor junior staff.

  • Audit Executive-SUPPORT SERVICES-Internal Audit

    2 weeks ago

    Mumbai, Maharashtra, India Kotak Mahindra Bank Limited Full time

    Job Description- The Key responsibilties of the role will be as follows:- Performing internal audits of RL Branches, LCC, RPC Audit as per Audit Plan.- Ability to assess process, risk and control and drive improvement.- Indepently discuss and conclude audit finding with stakeholders.- Documents audit finding and manitain quality work papers.- Delivering on...

  • Audit Executive-SUPPORT SERVICES-Internal Audit

    3 weeks ago

    Mumbai, Maharashtra, India Kotak Mahindra Bank Limited Full time

    Job DescriptionBI Analyst- Internal AuditDepartment Internal AuditNumber of Positions 1Location MumbaiReporting Relationships AVPPosition Grade M3/M4- Create Sharp, Data Rich and Interactive audit reports and Power BI dashboards.- Fundamental expertise in data mining concepts and programming languages such as python, oracle SQL- Able to massage and integrate...

  • Internal Audit

    2 weeks ago

    Mumbai, Maharashtra, India ACME SERVICES PRIVATE LIMITED Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    :Execute audit strategy and plan of concurrent audits testing in accordancewith thePolicies, Procedures, Legal, Statutory and Regulatory requirements, Internal AuditStandards, and leading best practices.Maintain and update concurrent audit procedures and checklists to ensure theyremain current and updated keeping pace and aligned with changes in...

  • Audit Executive-SUPPORT SERVICES-Internal Audit

    4 weeks ago

    Mumbai, Maharashtra, India Kotak Mahindra Bank Limited Full time

    Job DescriptionTeam Member- Data Analyst- Internal AuditDepartment Internal AuditNumber of Positions 1Location MumbaiReporting Relationships VPPosition Grade M4/M3- Internal Audit offers an excellent opportunity to get pan-bank exposure to multiple products & businesses. This role will allow you to showcase your critical thinking abilities with exposure to...

  • Audit Associate-SUPPORT SERVICES-Internal Audit

    3 weeks ago

    Mumbai, Maharashtra, India Kotak Mahindra Bank Limited Full time

    Job DescriptionInternal Audit - Team Member - Branch Banking AuditsGarde: M3/M4Job Code:79551Job Role- The Key responsibilties of the role will be as follows:- Performing internal audits of RL Branches, LCC, RPC Audit as per Audit Plan.- Ability to assess process, risk and control and drive improvement.- Indepently discuss and conclude audit finding with...

  • Internal Audit

    2 weeks ago

    Mumbai, Maharashtra, India Just Archon Advisors LLP Full time ₹ 1,04,000 - ₹ 1,30,878 per year

    Job Description:Lead a team of 5-6 interns, assign tasks and oversee the execution of internal audits and business advisory projects.Plan, conduct and review internal audits and internal financial control (IFC) audits to assess risk management and compliance.Identify process inefficiencies, internal control weaknesses and areas for operational improvement in...