Internal Audit:Auditor

Job Description

Internal Audit: Auditor - Audit Intelligence and Digital Transformation

INTERNAL USAGE:
No. of Vacancies:Reports to:Head - Audit Intelligence and Digital Transformation
Is a Team leaderNoTeam Size:

Grade:Vice President / Assistant Vice president
Business:Corporate CentreDepartment: Internal AuditSub-Department:
Location: Corporate Office, Worli Mumbai

About Department

Internal Audit function of the Bank operates independently under the supervision of the Audit Committee of the Board and is responsible for providing an independent view to the Board of Directors and Senior Management on the quality and efficacy of the internal controls, risk management systems, governance systems and processes in place on an on-going basis. This is provided to primarily ensure that the business and support functions are in compliance with both internal and regulatory guidelines

About the Role

The role involves:
.Proactively manage the Audit Intelligence and Digital Transformation activities in tandem with the continuous strategic developments and undertake internal activities in accordance with the Bank's Policies, Procedures, Regulatory requirements, Internal Audit Standards and leading practices.
.Developing audit strategies and audit plans based on risk assessment and regulatory framework, ensuring use of advanced auditing concepts and extensive use of technology and data analysis for achievement of the audit objectives.
.Develop and implement an effective continuous monitoring framework for the department to provide value added assurance to the Senior Management on key governance, risk management and control processes for areas relating to Audit Intelligence and Digital Transformation.

Key Responsibilities

.Support the internal audit function by establishing a process of providing reports and continuous assessment of key risks, controls and processes through the continuous monitoring framework.
.Develop strategy for implementation of reliable and effective measurement tools to assess governance, risks and controls across the Bank through continuous monitoring framework.
.Establish reporting frameworks such as a risks and controls dashboard, analysis and reporting to Senior Management.
.Overall management of the audit software (Pentana) and related allied activities.
.Liaise with business and support Units head to identify key strategic and operational areas.
.Review the assessment of adequacy of internal control systems, policies, and processes and review the recommendations, whether are in line with the risk identified and conclusive enough to address the issue.
.Provide creative and proactive resolution of control issues relating to significant areas of risk in a manner consistent with corporate goals, strategies, values and leading practices.
.Contribute to advisory assignments relating to organizational activities, process development/ improvement.

Qualifications

Education / Qualification:
.Bachelor/Master in Engineering / Computer Science or Data Science with proficiency in SQL, Informatica, Python and Tableau.

0-7 Years of Experience (Banking Domain preferred)
.Experience in the field of Data analysis and continuous monitoring. CISA/ DISA with experience.

Role Proficiencies:

.Ability to have effective communication with Senior Management, Executive Directors and Audit Committee
.Ability to provide insights to Senior Management based on deep understanding of the business, processes and industry trends for remediation of the risk and strengthening the control environment.
.Ability to have effective communication with the Regulator/ external stakeholders.
.Technically proficient with strong analytical abilities, conversant with Risk Strategies and process, wholesale and retail banking products and the related processes and controls, network environment and various data analysis software tools.