Company Secretary || 9 years || AIF/PMS/SEBI || Mumbai

3 weeks ago


Mumbai India Michael Page Full time

Job Description

- Only candidates with 9+ years of experience and in Mumbai to apply
- Only candidates with experience of AIF/PMS/SEBI to apply

Job Description

- Oversee and manage the firm's risk and compliance protocols, ensuring alignment with industry standards.
- Develop, implement, and monitor compliance policies and procedures across departments.
- Conduct regular audits to ensure adherence to regulatory requirements and internal policies.
- Provide guidance and training to employees on compliance-related matters.
- Collaborate with legal teams to address risk management issues and mitigate potential liabilities.
- Prepare comprehensive compliance reports for senior management and stakeholders.
- Stay updated on changes in laws and regulations affecting the legal industry.
- Act as the primary point of contact for external audits and regulatory inspections.

The Successful Applicant

A successful Compliance Specialist should have:

- A company secretary degree
- Strong understanding of regulatory frameworks and legal compliance standards.
- Excellent analytical and problem-solving skills.
- Proficiency in compliance management tools and software.
- Ability to communicate complex information clearly and effectivelly

What's on Offer

- Generous annual leave and a supportive work environment.
- Opportunities for professional development and training in the legal industry.
- Access to modern tools and resources for risk and compliance management.



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