Regulatory Reporting Analyst

4 weeks ago


Mumbai, India JP Morgan Chase & Co. Full time

Job Description

Take charge and inspire excellence as a Transaction Processing Team Leader, where you will lead and manage daily regulatory reporting and remediation tasks. Drive innovation and efficiency by promoting process improvements, ensuring your team is always ahead in delivering exceptional results.

As a Regulatory Reporting Analyst within the Transaction Processing Team, you will take charge and inspire excellence by leading and managing daily regulatory reporting and remediation tasks. You will promote innovation and efficiency by promoting process improvements, ensuring your team is always ahead in delivering exceptional results.

Job Responsibilities:

- Perform deal reviews within the Service Level Agreement which involves reviewing term sheet versus risk management systems and legal confirmation versus risk management systems
- Ensure accurate reviews and timely escalation of unissued/unexecuted documents
- Drive efficiency in the current process and identify incorrect booking practices and educate Middle Office on the impact
- Build and sustain strong working relationships with internal Lines of Business including Middle Office, Front Office, and internal Counterparts
- Ensure all issues are investigated and resolved in a timely manner as per Business Standards
- Prepare weekly MIS and monthly control packs for Senior Management
- Analyze MI and report trends and spikes
- Participate in various testing related to system enhancement, project implementation, and new business initiatives
- Identify control gaps and suggest improvement ideas for better efficiency and effectiveness

Required qualifications, skills and capabilities:

- Must exhibit strong partnership abilities
- ISDA knowledge, Equity Derivatives product knowledge and Equity Derivatives experience
- Must be able to handle a high level of complexity in product coverage, shift gears with relative ease, be flexible enough in shifting workload in accordance with changing priorities, and be comfortable dealing with a stressful and fast-paced Trading environment
- Strong communication skills
- Needs to be highly numerate with excellent keyboard skills and a high-level of computer literacy
- Needs to be aware and have an understanding of the large financial risks that can be incurred through operational errors and control risks
- Bachelor's degree



  • Mumbai, India JP Morgan Chase & Co. Full time

    Job Description Description Join our dynamic team as a Regulatory Reporting Analyst within the Regulatory Controls Team, where you'll play a pivotal role in shaping the future of Regulatory Trade Reporting for the Global Credit, Rates, and Equities Derivative Group. This is your chance to be at the forefront of regulatory innovation, working hand-in-hand...


  • Mumbai, Maharashtra, India JPMC Candidate Experience page Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Description Join our dynamic team as a Regulatory Reporting Analyst within the Regulatory Controls Team, where you'll play a pivotal role in shaping the future of Regulatory Trade Reporting for the Global Credit, Rates, and Equities Derivative Group. This is your chance to be at the forefront of regulatory innovation, working hand-in-hand with the Change...


  • Mumbai, Maharashtra, India JPMorganChase Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    JOB DESCRIPTION DescriptionJoin our dynamic team as a Regulatory Reporting Analyst within the Regulatory Controls Team, where you'll play a pivotal role in shaping the future of Regulatory Trade Reporting for the Global Credit, Rates, and Equities Derivative Group. This is your chance to be at the forefront of regulatory innovation, working hand-in-hand...


  • Mumbai, Maharashtra, India JPMorgan Chase Full time

    Job Category Data Doc Trans Processing Description Join our dynamic team as a Regulatory Reporting Analyst within the Regulatory Controls Team where you ll play a pivotal role in shaping the future of Regulatory Trade Reporting for the Global Credit Rates and Equities Derivative Group This is your chance to be at the forefront of regulatory...


  • Mumbai, Maharashtra, India Aroha Technologies Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    We seek an experienced Business Analyst with expertise in regulatory reporting for Banking/Financial Services or IT, liaising between business, compliance, and IT to ensure accurate, timely submissions to regulators/Central Banks.


  • Chennai, Mumbai, Pune, India Luxoft Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Project description Client is one of the well-established UK based financial service provider. They are in the process of implementing Axiom as strategic regulatory reporting solution for their Global Expansion We are looking for a strong to support our regulatory change management and horizon scanning efforts. This role will focus on proactively...


  • Mumbai, India Citi Full time

    The Regulatory Reporting role is a senior analyst position within the Controllers Organization that will report up through the Global Head of Regulatory and Capital Reporting. The individual will support the preparation, analysis and submission of regulatory reports to various constituencies (local regulators, U.S. Federal Reserve, OCC, etc.) based on...


  • Mumbai, Maharashtra, India Citi Full time ₹ 20,00,000 - ₹ 25,00,000 per year

    The Regulatory Reporting role is a senior analyst position within the Controllers Organization that will report up through the Global Head of Regulatory and Capital Reporting. The individual will support the preparation, analysis and submission of regulatory reports to various constituencies (local regulators, U.S. Federal Reserve, OCC, etc.) based on...


  • Mumbai, India Deutsche Bank Full time

    Job Title: Regulatory Reporting, AS Location: Mumbai, India Role Description It is a regulatory reporting role. The candidate is expected to prepare / check the various regulatory reports to be filed with Central Bank, SEBI, Income Tax, FIU, etc. on timely manner. Further, candidate is expected to provide various adhoc requirements sought by the regulators...


  • Mumbai, Maharashtra, India Deutsche Bank Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Job Title: Regulatory Reporting, ASLocation: Mumbai, IndiaRole DescriptionIt is a regulatory reporting role. The candidate is expected to prepare / check the various regulatory reports to be filed with Central Bank, SEBI, Income Tax, FIU, etc. on timely manner.Further, candidate is expected to provide various adhoc requirements sought by the regulators on...