Compliance Independent Assessment Analyst

Serves as a senior compliance risk analyst for Independent Compliance Risk Management ICRM s Compliance Testing team responsible for assessing compliance risks and controls implemented by Citis first and second line of defense The Compliance Testing Sr Analyst performs risk-based testing of Citis compliance risks in order to assess the design and effectiveness of key controls reporting and escalates any violations of laws or breaches of policy identified while consistently validating the adequacy of measures used to address reported issues Responsibilities Develops implements and executes compliance testing continuous assurance and reporting programs within assigned region for a component of a product line function or legal entity in accordance with Compliance Testing CT Plan Participates in the planning executing and reporting of compliance assurance testing reviews and compliance and regulatory issue validation activities for a component of a product line function or legal entity within an assigned region in accordance with CTA Plan Performs compliance controls testing transactional testing or compliance controls monitoring activities based on the pre-defined testing plan and reports any findings to the Compliance Testing Management team as necessary and documents them accordingly Utilizes innovative compliance testing solutions including Data Analytics to enhance the value and efficiency of compliance-related activities to address emerging risks Develops effective and collaborative relationships with stakeholders within and outside the CT function and outside stakeholders such as business and technology process owners and promotes the education and best practices across ICRM and the business Promoting knowledge sharing and promulgation of best practices across ICRM and the business Escalating to CT management significant compliance matters that require their attention or action Additional duties as assigned Appropriately assess risk when business decisions are made demonstrating particular consideration for the firm s reputation and safeguarding Citigroup its clients and assets by driving compliance with applicable laws rules and regulations adhering to Policy applying sound ethical judgment regarding personal behavior conduct and business practices and escalating managing and reporting control issues with transparency Qualifications 5-8 years of experience Knowledge of Compliance laws rules regulations risks and typologies Experience with auditing principles including audit planning risk assessments development of risks and controls matrices processes and controls design assessments controls operating effectiveness testing transactional testing and reporting activities Experience in planning executing and reporting on compliance testing reviews and regulatory issue validation activities Extensive global compliance and audit related experience and strong knowledge of business processes Exhibit project management interpersonal sound decision making and intuitive thinking skills Understanding of relevant rules laws regulations and specific regulatory requirements Strong interpersonal skills for building strong relationships with stakeholders and engaging teams Effectiveness in working within a large scale and complex matrix organization is essential Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of multiple business lines and control functions Recommends appropriate and pragmatic appropriate solutions to risk and control issues Applies knowledge of key regulations to influence audit testing review scope Develops effective line management relationships to ensure strong understanding of the business Must be a self-starter flexible innovative and adaptive Works collaboratively with regional and global partners in other functional units ability to navigate a complex organization Proficient in MS Office applications Excel Word PowerPoint Education Bachelors degree experience in compliance internal or external auditing legal or other control-related function in the financial services firm regulatory organization or legal consulting firm or a combination thereof experience in area of focus Advanced degree or relevant certification a plus Job Family Group ComplianceJob Family Compliance Independent AssessmentTime Type Full timeCiti is an equal opportunity employer and qualified candidates will receive consideration without regard to their race color religion sex sexual orientation gender identity national origin disability status as a protected veteran or any other characteristic protected by law If you are a person with a disability and need a reasonable accommodation to use our search tools and or apply for a career opportunity review View Citis and the poster