Apply Now Regulatory Operations Analyst 0-1 Yrs

Note Experience range 0 to 1 year Open to considering fresher candidates Yes No Yes Open to considering relocation non-local candidates Yes No Non Relocation candidates only Maximum monthly CTC Excluding service fees and GST 25 000 to 30 000 based on experience and skill set match Contract duration 6 Months Shift timings Rotational changes once in 2 months Number of days work from office 3 days per week subject to change if remote working agreement is changed for the team candidate should be ready for working from office 5 days a week Preference of hiring only diversity candidates Yes No No Role Description Regulatory Operations is responsible for defining and implementing procedures which provide regulatory operations services for various divisions of the bank and its group entities This is to support the bank in its efforts to ensure regulatory compliance Work includes Partnering with the bank s regulatory team to translate regulation into operational processes procedures assisted Developing the bank s information technology infrastructure Developing and implementing regulatory strategies procedures and controls for new products and or business activities that require government al approvals Preparing and submitting regulatory applications such as permits licenses certificates and authorization required by governmental agencies Coordinating government interactions and compliance activities and interacts with regulatory agencies Your key responsibilities Support the RTB team lead in protecting Client from legal regulatory and reputational risk with regard to business involving sanctioned entities and or countries Ensure diligent review and confirmation of transactions that require escalation to a Level 2 investigator and decide on these in full compliance with the applicable Sanctions regulations and the bank s policies and procedures Execute internal control checks as defined in the KOP documentation and Embargo control framework documents governed by AFC Sanction Embargo Support any applicable reporting obligations to the competent authorities with respect to transaction handling Convert timely the update of the relevant embargo lists in respective filtering systems - implement the data to central and decentralized tools in GT and Operations Support CoC Regulatory Filtering team on the adoption of new clients Your Key Accountabilities RTB focus Primarily review stopped messages and take a decision on them either pass or investigate based on limited set of rules provided and maintained by AFC Record rationale for decision from pre-defined set of options Seek feedback from more senior investigators reviewers where their decisions fail the four-eye control Provide support feedback loop and filter optimization by identifying repeat mismatches to propose Good Guys Use user access privileges only for authorised purposes actively safeguard sensitive and confidential information CTB focus Supports TSMO AFC related change projects Supports remediation actions owned by TSMO AFC Training Development Participate Trainings such as on HotScan Sanctions policies L1 procedures specific payment types including structure form of messages Your skills and experience Sanctions and Regulatory Filtering SWIFT Message Format and Fields SWIFT Payment Flow SEPA Message Structure and Payment Flow MS Office MS Excel Word and Outlook Proficient in e mail communication Good communication skills Written Verbal Ability to support rotational shifts Ready to support on weekends