Regulatory Compliance Associate
3 days ago
Job Description This job is with Accenture, an inclusive employer and a member of myGwork the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. Skill required: KYC Screening - Know Your Customer (KYC) Designation: Regulatory Compliance Associate Qualifications:Any Graduation Years of Experience:1 to 3 years About Accenture Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the world's largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries. We embrace the power of change to create value and shared success for our clients, people, shareholders, partners and communities.Visit us at www.accenture.com What would you do - Experience working in Client On-boarding, Account Maintenance, Customer Identification Program (CIP) and Know Your Customer (KYC) processes. - Conducting PEPs (Politically Exposed Persons) screening and adverse media checks - Proven analytical skills, problem solving ability, and a control mentality paired with meticulous attention to detail. - Aptitude for building relationships and ability to communicate complex issues to a wide array of internal clients with differing levels of product experience. - Self-motivated and proactive team player who takes ownership and accountability & has strong organizational skills as well as the ability to effectively manage competing priorities. - Flexible and able to work well under pressure, manage high volumes, and collaborate with a global team while maintaining a positive attitude.Looking for someone with KYC experience along with ECDD/OCDD knowledgeBusiness and regulatory requirements, governance, operating model, process and system controls to verify the identity, suitability, and risks involved with onboarding and/or maintaining a business / customer relationship. This includes driving customer identification, customer due diligence & enhanced due diligence. What are we looking for - Know Your Customer (KYC) Operations Roles and Responsibilities: Educated to Degree Level - Familiar with a wide range of external data sources and third-party systems to be covered as a part of the due diligence process. - Relevant financial service experience, ideally within risk, compliance or financial crime. - A good understanding of effective risk management - Experience of working with high-risk client groups - Knowledge of the regulatory environment is highly desirable - Strong analytical ability and attention to detail and strong research skills and experience with the Internet and on-line research systems - Detail oriented, with the ability to work independently and multi-task effectively - Excellent written and verbal communication skills - Flexible to work in rotation shifts, time management, and ability to prioritize and work effectively to tight deadlines Qualifications Any Graduation
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Compliance Associate
7 days ago
Mumbai, Maharashtra, India TIAA Full timeCompliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...
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Regulatory Compliance Officer
11 hours ago
Mumbai, Maharashtra, India Millennium Management Full timeRegulatory Compliance Officer **Principal Responsibilities** - This role is heavily focused on regulatory compliance, trade monitoring and surveillance, SEBI rules & regulations. - Advise on a full range of compliance and regulatory issues associated with Millennium’s growing research business in India and offshore FPI investing into India, working...
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Senior Regulatory Compliance Officer
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mumbai, India beBeeCompliance Full timeJob DescriptionWe are seeking an experienced professional to drive regulatory implementation across business functions. As an Associate Director, you will play a crucial role in ensuring compliance with payments regulations.You will be responsible for interpreting complex laws and regulations, tracking and disseminating requirements to internal stakeholders,...
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Compliance Associate
6 days ago
Mumbai, India Artha Group Full timeAbout Artha Group:Artha Group is a distinguished player in the global investment landscape, managing over ₹1,500 crores in assets under management (AUM). Our diverse portfolio spans 130+ startups, with 32+ successful exits, and 10+ renewable energy projects. As both a General Partner (GP) and a Limited Partner (LP) in various micro-VC funds, we operate a...
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Compliance Associate
5 days ago
Mumbai, India Artha Group Full timeAbout Artha Group:Artha Group is a distinguished player in the global investment landscape, managing over ₹1,500 crores in assets under management (AUM). Our diverse portfolio spans 130+ startups, with 32+ successful exits, and 10+ renewable energy projects. As both a General Partner (GP) and a Limited Partner (LP) in various micro-VC funds, we operate a...
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Compliance Associate
6 days ago
Mumbai, India Artha Group Full timeAbout Artha Group:Artha Group is a distinguished player in the global investment landscape, managing over ₹1,500 crores in assets under management (AUM). Our diverse portfolio spans 130+ startups, with 32+ successful exits, and 10+ renewable energy projects. As both a General Partner (GP) and a Limited Partner (LP) in various micro-VC funds, we operate a...
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Regulatory Compliance Specialist
2 weeks ago
Mumbai, India TD SYNNEX Full timeJob Purpose: The Regulatory Compliance Specialist is a key position in the Regulatory Compliance organization. This position drives the daily compliance activities required under the company's trade compliance policy. The Regulatory Compliance Specialist is primarily responsible for resolving potential DPL matches and work with stakeholders that these...
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Compliance Associate
6 days ago
Mumbai, India Artha Group Full timeAbout Artha Group: Artha Group is a distinguished player in the global investment landscape, managing over ₹1,500 crores in assets under management (AUM). Our diverse portfolio spans 130+ startups, with 32+ successful exits, and 10+ renewable energy projects. As both a General Partner (GP) and a Limited Partner (LP) in various micro-VC funds, we operate a...
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Compliance Associate
6 days ago
mumbai, India Artha Group Full timeAbout Artha Group:Artha Group is a distinguished player in the global investment landscape, managing over ₹1,500 crores in assets under management (AUM). Our diverse portfolio spans 130+ startups, with 32+ successful exits, and 10+ renewable energy projects. As both a General Partner (GP) and a Limited Partner (LP) in various micro-VC funds, we operate a...
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Compliance Associate
6 days ago
Mumbai, India Artha Group Full timeAbout Artha Group:Artha Group is a distinguished player in the global investment landscape, managing over ₹1,500 crores in assets under management (AUM). Our diverse portfolio spans 130+ startups, with 32+ successful exits, and 10+ renewable energy projects. As both a General Partner (GP) and a Limited Partner (LP) in various micro-VC funds, we operate a...
