
Surveillance Analyst Compliance
4 weeks ago
Job Title- Compliance Surveillance AnalystLocation- Bangalore IndiaRole DescriptionYou will be joining a team based in Bangalore India which performs a variety of surveillance tasks with respect to the banks global operations which will include E-Communication and voice surveillance elements across the Banks various line of business The role will also involve participating in surveillance projects including MI creation contributing to enhancement of existing surveillance scenarios new products financial exchanges and jurisdictions as well as other enhancements to the effectiveness or efficiency of surveillance What well offer youAs part of our flexible scheme here are just some of the benefits that youll enjoy Best in class leave policy Gender neutral parental leaves 100 reimbursement under childcare assistance benefit gender neutral Sponsorship for Industry relevant certifications and education Employee Assistance Program for you and your family members Comprehensive Hospitalization Insurance for you and your dependents Accident and Term life Insurance Complementary Health screening for 35 yrs and above Your key responsibilities Be part of the global and Bangalore compliance surveillance team and acting as a conduit between APAC EMEA and AMER based teams whilst understanding high-complex processes including making judgment calls which require strong interpretation skills Assisting team members initial review of alert queues across all regions and performing analysis of surveillance alerts in relation to firm employee and client activities ensuring consistent delivery service levels are maintained Promptly escalating concerns within alerts to the appropriate onshore region teams for follow up and take necessary actions Reviewing and opining on alerts emails and other communications i e voice for potential breaches of laws regulations and internal policies Developing methodologies to identify monitor and test areas of compliance risk whilst building and fostering close relationships with stakeholders Working with Compliance Information Technology in the preparation and User Acceptance Testing of new tools amendments to existing to ensure effectiveness and coverage of alerts Additional duties are assigned Your skills and experience Compliance regulatory experience would be beneficial Degree related experience to Finance or Economics would be beneficial An ability to manage to deadlines and ensuring adherence to regulatory audit requirements The ability to explain complex concepts in simple and easy to understand way How well support you Training and development to help you excel in your career Coaching and support from experts in your team and location A culture of continuous learning to aid progression A range of flexible benefits that you can tailor to suit your needs About us and our teamsPlease visit our company website for further information We strive for a in which we are empowered to excel together every day This includes acting responsibly thinking commercially taking initiative and working collaboratively Together we share and celebrate the successes of our people Together we are Deutsche Bank Group We welcome applications from all people and promote a positive fair and inclusive work environment
-
[Urgent] Market Surveillance
4 weeks ago
Bangalore, Karnataka, India Goldman Sachs Full timeOur division prevents detects and mitigates compliance regulatory and reputational risk across the firm and helps to strengthen the firm s culture of compliance Compliance accomplishes these through the firm s enterprise-wide compliance risk management program As an independent control function and part of the firm s second line of defense Compliance...
-
Senior Analyst
2 weeks ago
Bangalore, India MUFG Full timeAbout Us: MUFG Bank, Ltd. is Japan's premier bank, with a global network spanning in more than 40 markets. Outside of Japan, the bank offers an extensive scope of commercial and investment banking products and services to businesses, governments, and individuals worldwide. MUFG Bank's parent, Mitsubishi UFJ Financial Group, Inc. (MUFG) is one of the world's...
-
Senior Analyst
2 weeks ago
bangalore, India MUFG Full timeAbout Us:MUFG Bank, Ltd. is Japan’s premier bank, with a global network spanning in more than 40 markets. Outside of Japan, the bank offers an extensive scope of commercial and investment banking products and services to businesses, governments, and individuals worldwide. MUFG Bank’s parent, Mitsubishi UFJ Financial Group, Inc. (MUFG) is one of the...
-
Senior analyst
4 weeks ago
Bangalore, India MUFG Full timeAbout Us: MUFG Bank, Ltd. is Japan’s premier bank, with a global network spanning in more than 40 markets. Outside of Japan, the bank offers an extensive scope of commercial and investment banking products and services to businesses, governments, and individuals worldwide. MUFG Bank’s parent, Mitsubishi UFJ Financial Group, Inc. (MUFG) is one of the...
-
Bangalore, Karnataka, India Goldman Sachs Full timeJob Category Analyst Compliance- Financial Crime Compliance - Transaction Banking- Analyst Associate BUSINESS UNIT AND ROLE OVERVIEW Financial Crime Compliance FCC has primary responsibility for the execution of the firm s enterprise-wide Anti-Money Laundering AML anti-bribery and government sanctions compliance programs and among other...
-
Market Surveillance Analyst
16 hours ago
Bangalore, India State Street Corporation Full timeMarket Surveillance Compliance Program - Officer Location: Bengaluru (Bangalore), India Time Type: Full time Work Model: Hybrid Business: State Street Investment Management - Market Surveillance Who we are looking for We are seeking an Officer to join our team of market surveillance specialists within the Financial Crimes Compliance (FCC) program at State...
-
Market Surveillance Analyst
6 days ago
bangalore, India Tradefair.Live Full timeCore responsibilitiesMonitoring and investigating alerts: Review trading activity and communications (emails, chats, calls) for suspicious patterns flagged by surveillance systems. Investigating market abuse: Conduct thorough investigations into potential violations like market manipulation, insider trading, and front-running. Documenting and...
-
Market Surveillance Analyst- Assistant Manager
16 hours ago
Bangalore, India State Street Corporation Full timeMarket Surveillance Compliance Program - Senior Associate Location: Bengaluru (Bangalore), India Time Type: Full time Work Model: Hybrid Business: State Street Investment Management - Market Surveillance Who we are looking for We are seeking a Senior Associate to join our team of market surveillance specialists within the Financial Crimes Compliance (FCC)...
-
Ba Trade Surveillance
12 hours ago
Bengaluru, Karnataka, India Virtusa Full timeProven experience as a Business Analyst in the financial services industry, with a focus on trade surveillance Solid understanding of trade surveillance practices, market abuse regulations, and related compliance requirements (e.g., MAR, Dodd-Frank, MiFID II) Knowledge of trade surveillance tools and systems (e.g., Actimize, SMARTS, or similar) Strong...
-
L2 Surveillance
2 weeks ago
Bengaluru, Karnataka, India HSBC Full time-Job description **Some careers have more impact than others.** If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organizations in the world, with operations in 62 countries and territories. We aim to be where the growth is,...