Avp Investigative Reporting

2 months ago

Mumbai, India HSBC Full time

**Some careers open more doors than others.**

If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

**Role Purpose**

The AVP Investigative Reporting is a key strategic risk management role that has a broad remit, accountability and responsibility for supporting the Head IR in implementing policy for the anti-money laundering (“AML”) and counter-terrorist financing (“CTF”) (collectively referred to herein as “AML”) Investigations, risk management framework to meet AML requirements and legislation in India. This includes providing investigations and management of AML Investigations including impact analysis of regulatory changes, and driving coordination and execution of the various FCI- Investigations work streams and assurance, while ensuring alignment with the framework laid down by the Group.

The role requires strong partnership with the lines of business (LOB), Global Functions (GFs) and FCC teams, acting in concert with them to drive the implementation of FCI framework. It will monitor and track the progress of various work streams and initiatives underway which fall under the umbrella of Investigations Work-stream under Financial Crime Risk, provide policy advice related to all business line products, services and clients, and ensure that the FCI function is resourced adequately to address the risks associated with all business lines in India.

The role will also need to stay at the forefront of key changes to ensure proactive communication with the business and develop appropriate policy and framework to manage the changes, particularly extra territorial changes.

The role is a forward looking role and requires strong partnership with business to drive and accelerate the AML programme and assist in the execution of the Investigative Reporting function under FCI That directly impact business performance.
- Complete all investigations assigned and ensure that the post investigation activities are completed, within the stated guidelines.
- Accountable to the VP-IR for driving the effective risk mitigation through transaction monitoring and investigation function by meeting the quality and efficiency objectives
- Stay at the forefront of key regulatory changes to ensure proactive communication with business and implement appropriate group policy and framework to manage the changes.
- Provide advice to business across India on risk associated with prospective business, products and service and design mitigation controls and strategies as appropriate.

**Principal Accountabilities**

**Impact on the Business/Function**
- Support Head IR in driving delivery of objectives in line with organizational strategy - implement communications strategy, for standards, systems and policies, regarding FCC topics in India.
- Identify, assess, oversee and communicate all requirements relating to AML regulatory guidance and law enforcement trends regarding INM’s business activities.
- Assist in the implementation criteria for integration and analysis of suspicious activity surveillance and reporting results, escalation of analysis and events across India.
- Ensure that the Group’s exposure to regulatory and reputational risks is managed at a country level, in a commercially sensible, practical and cost effective manner.
- Discharge the relevant accountabilities as set out in the Group FCC standards framework in India.
- Assist in the required remedial action of all material FCC issues involving India that arise to ensure effective implementation, through internal and external reviews.
- Assist in the satisfaction of the Bank’s requirements and commitments under the enforcement actions emanating from any regulatory authorities
- Leadership to drive, develop and implement programmes to quantify impacts and implement actions to address and mitigate impacts of AML risk embedded in client activity within the country.
- Establish and implement global standards and strategic policies which ensure exposure to current and emerging risks are managed effectively

**Customers / Stakeholders**
- Support the India Head of IR/AML in the provision of reports on a country wide basis to the EXCO/RMM (and, as necessary, regulators) on TM issues.
- Ensure that the India Head of IR/AML is appropriately advised of material AML issues in India.
- Work effectively with principal regulators and industry bodies on AML matters.
- Lead / liaison with relevant stakeholder within Global Business and Country teams to provide expertise and support on all FCC related matters

**Leadership & Teamwork**
- Support India Head of IR FCI, develop and deliver the strategy for the FCI-IR function.
- Coordinate between Compliance, Global Business, Risk, Technology, Internal Audit, and Legal, and others as

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