Audit Expert,

6 months ago

Pune Maharashtra, India UBS Full time

India
- Audit
- Group Functions

**Job Reference #**
- 287768BR

**City**
- Pune

**Job Type**
- Full Time

**Your role**
- Are you a sharp evaluator of risk, who enjoys investigating complex business processes and products? Do you want to play a key role in improving the effectiveness of business critical processes to help safeguard and strengthen UBS?
- At UBS, we have re-imagined the way we work, the way we connect with each other - our colleagues, clients and partners - and the way we deliver value. Being agile will make us more responsive, more adaptable, and ultimately more innovative.
- We’re looking for an Audit-Expert to:
- Lead and execute the risk data and reporting audit plan, issue assurance and risk assessment and/or internal quality assurance, working effectively in order to provide the expected level of assurance and to meet the time/budget allocated for the task.
- Manage risk assessments and ensure they are reflecting the current state of risk for the business to help with the GIA’s strategic coverage plans.
- Evaluate the design and operative effectiveness of risk data management and reporting procedures to ensure compliance with the policies and regulatory requirements and making recommendations for improvements, where necessary
- Meet our internal standards for the quality, execution and documentation of work, taking account of divisional, functional, regional and legal entity coverage expectations, where required.
- Highlight where controls are functioning well or where UBS needs to act to better manage current and emerging risks and escalate any significant concerns appropriately.
- Where relevant, develop issues and audit reports according to our internal reporting and issue disposition standards that are fully supported by the work done and require mínimal feedback from reviewers.
- Leverage Data Analytics to drive efficiency of audit processes and risk assessment and monitoring across Group Risk Control.
- Successfully collaborate with peers in and across audit teams and provide guidance regarding risk data integrity and compliance matters.
- Build and maintain constructive relationships with colleagues and relevant stakeholders at all levels including senior management.

**Your team**
- In our agile operating model, audit crews are aligned to business and functional areas, products and services and consist of a number of autonomous pods. The role will be based in New York/ Weehawken, London, Zurich or Pune/Mumbai and focus on audits covering primarily the Global Risk Data Management, BCBS239 compliance, Risk Reporting and Integration initiatives for Group Risk Control. Additionally, we periodically support audits that impact the Risk Data Aggregation and Reporting principles and compliance across divisions and functions.

**Your expertise**
- Bachelor’s degree with 5 or more years of experience in a similar position focused on risk data and risk reporting processes within the Investment Bank or Wealth Management
- Strong analytical skills and quantitative approach to problem solving.
- Able to work independently, quickly understand complex processes and challenge the status quo, identifying risks and inadequacies in processes.
- Willingness to keep up with industry, regulatory developments and learn new concepts and methods.
- ability to effectively communicate with senior stakeholders.
- in-depth understanding in one or more of the following areas: (i) Risk Management concepts, (ii) Investment Banking, Wealth Management and Asset Management products and business processes and/or (iii) Data Management, Data analysis and reporting tools.
- Solid foundation of regulatory requirements with respect to Data and Risk Reporting (e.g., BCBS239, CCAR, EBA guidelines etc.)

**About us**
- UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..
- We have a presence in all major financial centers in more than 50 countries.

**Join us**
- At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
- From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

**Contact Details**
- UBS Business Solutions SA
- UBS Recruiting

**Disclaimer / Policy Statements**
- UBS is an Equal Opportunity Employer. We respect

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