Compliance Officer

The Investment Banking Compliance Officer is responsible for ensuring that the firm's investment banking activities comply with all applicable laws, regulations, and internal policies. This role plays a critical part in mitigating compliance risk and safeguarding the firm's reputation. **Responsibilities** Review and approve investment banking transactions...

We are Hiring!!!! Greetings from Pragnaa Shree Venture Pvt Limited!!! **Job Title**: Labour Law Compliance Officer (**Fresher**) **Location**:Chennai-Chrompet **Company**: Pragnaa Shree Venture Private Limited. **Qualification**: MBA or MSW or MHRM or BA/MA Labour law. **Position Overview**: We are seeking a motivated and detail-oriented individual to...

Hiring Company Secretary & ROC Compliance officer!!! Experience-Minimum 5yrs Job Location-Abiramapuram, Chennai **Job Types**: Full-time, Permanent **Salary**: ₹40,000.00 - ₹50,000.00 per month Schedule: - Day shift **Experience**: - total work: 1 year (preferred) Ability to Commute: - Chennai, Tamil Nadu (required) Ability to Relocate: -...

Hanlding social compliance Documentation revisions in terms of product compliance, EHS, FSC and Oekotex 100 Determining policies and targets for systems such as EHS, ,Oekotex, FSC Following the legal regulations regarding OHS - Well versed in the documentation of HIGG-FEM, HIGG-FSLM, SMETA and Amfori BSCI. Industry: Garments **Salary**: ₹50,000.00 -...

Zoho is one of the world's most prolific software companies. With 55+ applications in nearly every major business category, including sales, marketing, customer service, accounting and back office operations, and an array of productivity and collaboration tools built from the ground up, Zoho has the depth and breadth to solve even the most complex business...

Key ResponsibilitiesRoles & Responsibilities of Lead – Compliance - NBFCAssist the Board and the Senior Management in overseeing the implementation of Compliance Policy, including policies and procedures, prescriptions in Compliance Manuals, internal codes of conduct, etc.Take care of secretarial work and manage all board and board constituted agendas,...

Vacancy Name - Risk and Compliance Associate Vacancy No - VN918 Employment Type - Regular Full-Time Location - Chennai Job Details - Key **Responsibilities**: - Perform assurance reviews and periodic reporting, analysis of communication, trading activity, financial crime and any assigned compliance controls testing areas to ensure compliance with...

Vacancy Name - Financial Crime Compliance Associate Vacancy No - VN997 Employment Type - Regular Full-Time Location - Chennai Job Details The Financial Crime Compliance team is responsible for detecting and preventing money laundering and terrorist financing. Additionally, it sets out the standards for compliance with applicable sanctions laws and...

About this role:Wells Fargo is seeking a Lead Compliance Officer on the Consumer Lending Compliance Insights team. This team is responsible for providing dashboards and analytics to the Business Aligned Compliance Officers (BACOs) and leadership team. Specific areas of support are the monitoring program, analysis and trending of Key Risk Indicators (KRIs) &...

About this role: Wells Fargo is seeking a Lead Compliance Officer on the Consumer Lending Compliance Insights team. This team is responsible for providing dashboards and analytics to the Business Aligned Compliance Officers (BACOs) and leadership team. Specific areas of support are the monitoring program, analysis and trending of Key Risk Indicators (KRIs) &...

**Overview Of BNY Mellon** BNY Mellon is a global financial services company focused on helping clients manage their financial assets, operating in 35 countries and serving in more than 100 markets. BNY Mellon is a leading provider of financial services for institutions, corporations and high-net-worth individuals, providing superior asset management and...

**Who We Are**: Arcadia is the technology company empowering energy innovators and consumers to fight the climate crisis. Our software and APIs are revolutionizing an industry held back by outdated systems and institutions by creating unprecedented access to the data and clean energy needed to make a decarbonized energy grid possible. In 2014, Arcadia set...

Role: KYC Officer Exp: 0-1 years Working location: Chennai We are looking for a challenging and proactive KYC Officer to join our talented and fun dream team. Key Responsibilities: - User Verification: Conduct thorough verification of user information submitted during the onboarding process to ensure compliance with Know Your Customer (KYC) -...

**Greeting From Talentpro!!!** We are hiring for Compliance Executive for Coimbatore location **Please note this position is work from home** **Position** - Executive / Senior Executive **Location** - Coimbatore (Work From Home) **Experience** - 3+ years **Requirements**: 1) Must have good experience into ESI and PF 2) Must have experience in Shop &...

Vacancy Name - Financial Crime Compliance Supervisor Vacancy No - VN981 Employment Type - Regular Full-Time Location - Chennai Job Details Primary responsibilities (not limited to) - Supervise, train and develop a team of 5-10 FCC Monitoring Associates - Manage first line escalation cases from the business - Escalate regulatory queries from other...

Role : Information Security Officer. Location : Work Type : Hybrid. Exp : 15 years experience in Information security. Information Security Officer. Job Description : As an Information Security Officer you'll be responsible for information security, making sure that Randstad standards are in place, reporting business risks, and aligning security...

Role : Information Security Officer. Location : Work Type : Hybrid. Exp : 15 years experience in Information security. Information Security Officer. Job Description : As an Information Security Officer you'll be responsible for information security, making sure that Randstad standards are in place, reporting business risks, and aligning security initiatives...

The Compl Bus Control Intmd Anlyst is a developing professional role. Deals with most problems independently and has some latitude to solve complex problems. Integrates in-depth specialty area knowledge with a solid understanding of industry standards and practices. Good understanding of how the team and area integrate with others in accomplishing the...

All secretarial work related to limited company - Compliance related to stock exchange or bank - Investor Compliance - Compliance related to subsidiary and group companies - Compliance related to foreign investors - **Must speak Hindi** **Required skills** - **CS Qualified**: - 4 to 5 years experience in a highly defined company - Experience in...

Greetings from Globtech Advisor !! Job Title - **Circle Safety Officer** Job Location - Chennai, Calcutta, Mumbai, Delhi Company - Leading MNC **Requirements: - ** - CQI-IRCA certified Lead Auditor ISO 45001 and ISO 14001 and NEBOSH certified are preferred. - Prior experience in the OHS function in manufacturing and service sectors would be an...