Legal & Compliance

4 days ago


Mumbai, India Julius Baer Full time

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together.

**YOUR CHALLENGE**:

- Provide Legal Support to the India Legal & Compliance Team and to internal teams including Sales, Product, Lending in handling external matters, disputes etc. with legal approach.
- Drafting, vetting, reviewing, negotiating, a wide range of contracts, agreements, letters and documents and provide inputs on various commercial and financial terms, risks and obligations before execution of the documentation
- Providing legal and strategic advice on new business projects & identifying potential legal and regulatory risks
- Providing legal, regulatory advice and support to various licenses like Stockbroking, Portfolio management, Investment Advisory, Mutual Fund Distributor, Depository Participant & non-banking finance divisions of JB India
- Interpreting, monitoring & advising on circulars, addendums, key regulatory, legal and market developments with potential impacts on the various business
- Advising business on compliance with local laws and regulations, FEMA
- Analyse and propose solutions to complex business problems.
- Maintaining relationships and liaison with key partner, law firms, regulators, auditors, etc.
- Coordinating with law firms on regular basis for any existing and potential litigation issues for JB India; timely invoicing; vendor onboarding and lawyer engagement formalities.
- Providing support in regulatory and other internal compliances related to Broking, PMS, AIF, NBFC Regulations
- Keeping up with current changes on all relevant areas of laws and contributing to the enhancement of the knowledge base of the company’s legal and compliance function.
- Conducting legal and compliance training for employees

**YOUR PROFILE**:

- Qualification: Bachelor’s or Master’s degree in Law
- Minimum 8 - 10 years of experience
- Excellent drafting ability
- Relevant legal experience in financial industry, preferably wealth management, private banking, Broking, PMS and NBFC regulations
- Working knowledge of and familiarity with the financial industry and the legal, regulatory connected to the financial industry
- An exceptional ability to collaborate and communicate with others, both internally and externally.
- Mental agility, and a mental willingness to learn and understand unfamiliar areas of work.
- Strong communication (both written and verbal) and project management skills with a strict attention to detail.


  • Legal Director

    2 weeks ago


    Mumbai, Maharashtra, India Safexpay Full time

    We are looking for a talented Legal Director - Compliance to join our team at Safexpay in Delhi, India. As a key member of our legal team, you will be responsible for ensuring compliance with all relevant laws and regulations.The salary for this position is ₹20,00,000 per annum, based on the candidate's qualifications and experience. If you have a strong...

  • Legal and Compliance

    4 weeks ago


    Mumbai, Maharashtra, India Yugn Full time

    **Function: Legal & Compliance** **Designation: Asst. Manager / Manager - Legal & Compliance Experience**: **Location: Mumbai** **Reports To: Dept. Head** **Roles & Responsibilities**: - Liaising with the business teams for end-to-end implementation of various regulatory requirements. - Develop, maintain and update regulatory inventory repository of IRDA...

  • Legal & Compliance

    7 months ago


    Mumbai, Maharashtra, India Serving Skill Full time

    Negotiation, Drafting and Vetting of various legal agreements such as non-disclosure agreement, Service Agreement, Distribution Agreement, IT Agreement, Marketing Agreement etc. - To draft and execute Leave and License Agreement. - To provide legal opinion to internal department viz, underwriters, claims, complaints etc. **Job Types**: Full-time,...

  • Legal and Compliance

    4 weeks ago


    Mumbai, Maharashtra, India Yugn Full time

    **Function: Legal & Compliance** **Designation: Asst. Manager / Manager - Legal & Compliance Experience: 8 - 10 years** **Location: Mumbai** **Reports To: Dept. Head** **Roles & Responsibilities**: - Liaising with the business teams for end-to-end implementation of various regulatory requirements. - Develop, maintain and update regulatory inventory...


  • Andheri, Mumbai, Maharashtra, India Quantsapp Private Limited Full time

    **Job Title: Legal & Compliance Officer** **Department**: Legal & Compliance **Position Type**: Full-Time (On Site) **About Quantsapp** For more details about our company, the link is provided below: **Job Overview**: The Legal & Compliance Officer is responsible for overseeing and managing the company’s legal and regulatory compliance functions. This...


  • Mumbai, India Corenza Full time

    About CompanyIncorporated in 2006, the company is a non-banking financial company (NBFC) registered with the Reserve Bank of India (RBI). With an assets under management (AUM) of approximately Rs 4,000 crores, the NBFC operates over 170 branches across 11 states and employs around 2,000 people. It primarily serves the MSME sector by offering both secured and...


  • Mumbai, India Mangalam Placement Full time

    **Company**: Dun & Bradstreet **Location** Mumbai **Experience** 6-8 Years **Key Skills** Enterprise Risk Management, Legal Compliances, Corporate Governance, contract management, Intellectual Property, Customer Service, Credit Monitoring **Position: Attorney - Legal & Compliance** **Qualification: LLB** **Experience: 7 to 9 years** **Location:...


  • Mumbai, Maharashtra, India TYDideas Full time

    5+years experience in litigation, corporate law and contract management, Legal Compliance and Procurement - Should have in depth knowledge of various legal issues that cover contracting fundamentals, as well as exceptional skills in review, negotiating and finalize contracts, legal report and documentations. - Conducting extensive research using writing and...

  • Agm Legal

    7 months ago


    Mumbai, India Hector & Streak Full time

    Conduct & draft minutes of Board Meetings, General Meetings, Audit Committee Meeting, etc. - Draft various board resolutions and agreements - To ensure good governance and compliance in coordination with several service providers - Support in formation of new companies, subsidiaries, capitalization, re-structuring, strike-off of companies including obtaining...


  • Mumbai, Maharashtra, India TECHPAYLOGIC TECHNOLOGIES PRIVATE LIMITED Full time

    **Company**: TechPayLogic Technologies Private Limited **Contact Number**:+91 8484853305 **Address**:Samruddhi Business Square, 3rd Floor Flat No 302, Near Jalsa Lawns, Ashok Road, Nasik, Maharashtra, 422011 **Position: Accountant** **Experience: 2-3 years** **Job Location: Nashik / Mumbai** **About Us**: TechPayLogic Technologies Private Limited is a...


  • Mumbai, India Corenza Full time

    About Company Incorporated in 2006, the company is a non-banking financial company (NBFC) registered with the Reserve Bank of India (RBI). With an assets under management (AUM) of approximately Rs 4,000 crores, the NBFC operates over 170 branches across 11 states and employs around 2,000 people. It primarily serves the MSME sector by offering both secured...


  • Mumbai, India Corenza Full time

    About CompanyIncorporated in 2006, the company is a non-banking financial company (NBFC) registered with the Reserve Bank of India (RBI). With an assets under management (AUM) of approximately Rs 4,000 crores, the NBFC operates over 170 branches across 11 states and employs around 2,000 people. It primarily serves the MSME sector by offering both secured and...


  • Mumbai, Maharashtra, India Grok Search Full time

    About Grok SearchWe are a dynamic organization that specializes in debt recovery and collections. We are seeking an experienced National Legal Compliance Officer to join our team.The estimated salary for this position is $95,000 per annum, depending on experience and location.Job ResponsibilitiesManage Relationships with External Counsel: Build and maintain...


  • Mumbai, Maharashtra, India Grok Search Full time

    As a Senior Legal Compliance Officer at Grok Search, you will play a critical role in ensuring that all legal activities related to debt recovery and collections are compliant with applicable laws and company policies. You will work closely with the legal team to develop and implement policies and procedures to ensure legal compliance, and will also be...


  • Mumbai, Maharashtra, India Grok Search Full time

    About Grok SearchGrok Search is a cutting-edge company dedicated to providing innovative solutions in the field of debt recovery and collections. We are seeking an experienced National Legal Coordinator to join our team.Estimated Salary: ₹80,000 - ₹120,000 per month (dependent on location and experience).About the RoleThe National Legal Coordinator will...

  • Legal Counsel

    2 weeks ago


    Mumbai, Maharashtra, India Dream Jobs Staffing Solution Pvt. Ltd Full time

    **Job Description:**Dream Jobs Staffing Solution Pvt. Ltd is seeking a skilled Legal Counsel to provide comprehensive legal support to our operations and business units. The ideal candidate will have a strong background in corporate law, particularly within the manufacturing sector, and demonstrate excellent communication and negotiation skills.Provide legal...

  • Legal and Compliance

    6 months ago


    Mumbai, Maharashtra, India Serving Skill Full time

    Department - Legal & Compliance Education - Graduate LL.B., CS (will be an added advantage). Experience: 4-8 years. Position: Sr. Manager - Legal & Compliance Competencies: Analytical skills, and well versed of relevant IRDAI laws. - Approving, reviewing the advertisement related Compliances. - Uploading of Advertisement on BAP. - Handling Internal...


  • Mumbai, Maharashtra, India Yubi Full time

    **Job Information**: Company **Yubi*** Industry **Financial Services*** City **Mumbai*** State/Province **Maharashtra*** Country **India*** Zip/Postal Code **400051*** **About us**: Yubi stands for ubiquitous. But Yubi will also stand for transparency, collaboration, and the power of possibility. From being a disruptor in India’s debt market...


  • Bandra West, Mumbai, Maharashtra, India M M LEGAL PARTNERS Full time

    Prior experience in a legal process outsourcing or law firm environment is a plus. M M Legal Associates is a leading provider of legal process outsourcing solutions, dedicated to delivering high-quality legal services to our clients across various industries. We leverage cutting-edge technology and a team of skilled legal professionals to streamline...


  • Mumbai, Maharashtra, India Singularity AMC Full time

    Job Summary:Singularity AMC is seeking a highly skilled Senior Compliance and Legal Specialist to join our team. As a key member of our compliance function, you will be responsible for ensuring that all regulatory requirements are met and maintained.About Singularity AMC:We are a leading private equity firm with a focus on investing in focused growth to...