Investment Compliance- Associate 2

Job Description - Associate 2 - 200 Personal Account Dealings Overview of Conduct Risk Management Office: The Conduct Risk Management Office plays an important role in protecting State Street’s reputation. The Conduct Risk Management Office (CRMO) in a key partner in managing all types of conflicts between the company, employees, and clients. The role of...

Conduct Risk Compliance - Associate 2 - Hybrid Work Arrangement Who are we looking for Why this role is important to us The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and...

Personal Account Dealings Overview of Conduct Risk Management Office: The Conduct Risk Management Office plays an important role in protecting State Street’s reputation. The Conduct Risk Management Office (CRMO) in a key partner in managing all types of conflicts between the company, employees, and clients. The role of CRMO is required by legislation...

Conduct Risk Compliance – Associate 2 - Hybrid Work Arrangement Who are we looking for Candidate having 1 to 3 years of experience with understanding on Compliance functions, knowledge of financial products and excellent communication skills (Verbal & Written). Analyst will be primarily working with employee trade surveillance team and may support...

Indium Capital - Investment Banking Sr Associate/Associate - IIM/ISM/FMS/MDI (2-5 years) Indium Capital  is a Bangalore based Investment Bank operating since May 2014. We focus on Healthcare and Digital/Technology sectors and have a cumulative team experience of 50+ deals with total transaction value over $1 billion. Our focus is the mid-market with...

Basic Job Purpose:To perform Investment Compliance tasks to support SSgA portfolios managed across North America, Europe and Asia Pacific regions.Main Responsibilities:Support SSgA offices in North America, Europe, and Asia Pacific by conducting Investment Oversight tasks related to Sentinel Rule Coding review, ensuring compliance with global investment...

Indium Capital - Investment Banking Sr Associate/Associate - IIM/ISM/FMS/MDI (2-5 years)Indium Capitalis a Bangalore based Investment Bank operating since May 2014. We focus on Healthcare and Digital/Technology sectors and have a cumulative team experience of 50+ deals with total transaction value over $1 billion. Our focus is the mid-market with typical...

Indium Capital - Investment Banking Sr Associate/Associate - IIM/ISM/FMS/MDI (2-5 years)Indium Capitalis a Bangalore based Investment Bank operating since May 2014. We focus on Healthcare and Digital/Technology sectors and have a cumulative team experience of 50+ deals with total transaction value over $1 billion. Our focus is the mid-market with typical...

Indium Capital - Investment Banking Sr Associate/Associate - IIM/ISM/FMS/MDI (2-5 years) Indium Capital is a Bangalore based Investment Bank operating since May 2014. We focus on Healthcare and Digital/Technology sectors and have a cumulative team experience of 50+ deals with total transaction value over $1 billion. Our focus is the mid-market with typical...

Indium Capital - Investment Banking Sr Associate/Associate - IIM/ISM/FMS/MDI (2-5 years)  Indium Capital  is a Bangalore based Investment Bank operating since May 2014. We focus on Healthcare and Digital/Technology sectors and have a cumulative team experience of 50+ deals with total transaction value over $1 billion. Our focus is the mid-market with...

Indium Capital - Investment Banking Sr Associate/Associate - IIM/ISM/FMS/MDI (2-5 years) Indium Capital is a Bangalore based Investment Bank operating since May 2014. We focus on Healthcare and Digital/Technology sectors and have a cumulative team experience of 50+ deals with total transaction value over $1 billion. Our focus is the mid-market with typical...

**About this role**: Wells Fargo is seeking a Compliance Associate. **In this role, you will**: - Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements - Oversee the Front Line's execution and challenges appropriately on compliance related...

We an Online Investment Platform and our Fund invests in premier Real Estate Projects. Our investment size ranges from 3 crore to 10 crore per project. We are currently are looking for talented and hungry individuals to join our team as Investment Associates. As an Investment Associate, you will play a crucial role in identifying new Investment opportunities...

**About this role**: **Wells Fargo is seeking a Wealth Investment Solutions Associate within the Global Asset Allocation group that exists in The Investment Solutions Center of Excellence in the Wealth Investment Management division. The Global Asset Allocation team is dedicated to helping investors achieve their long-term investment goals through asset...

Roles & Responsibilities **Compliance monitoring and reporting: The Associate Compliance Officer is responsible for monitoring compliance with applicable laws, regulations, and internal policies and procedures. This may involve reviewing transactions, conducting risk assessments, and preparing reports for senior management. ** Compliance training and...

**About this role**: Wells Fargo is seeking an Institutional Investment Operations Associate... **In this role, you will**: - Provide operational and customer support for lifecycle tasks for institutional trades - Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations,...

**About this role**: Wells Fargo is seeking an Institutional Investment Operations Associate... **In this role, you will**: - Provide operational and customer support for lifecycle tasks for institutional trades - Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations,...

RSM US LLP is looking for a Tax Associate to join our expanding Investment Fund practice. This role provides an opportunity to join a high-performing, high-growth team while working with complex clients in the Investment Fund industry. As a Tax Associate, you will be responsible for the following job duties that are focused around two core concepts: your...

**COMPLIANCE ASSOCIATE ( ESIC, Labour Laws, PF, etc... )** - Resolving legal queries arising from the implementation of the Statutory Compliance Tool across the Hitachi group - Handholding, training, and guiding Hitachi compliance teams, to ensure compliance - Conduct regular validation of compliance proofs submitted on Statutory Compliance Tool and provide...

**Investment Associate** **About us**: Wint Wealth aims at revolutionising the fintech industry by democratising debt investment options for investors. Our platform provides customers access to debt investment products that were earlier available for high net-worth individuals and educates everyone curious to know more about them. We bring assets that give...