Associate, Legal Obligations and Compliance Risk

5 months ago


Goregaon East Mumbai Maharashtra, India JPMorgan Chase & Co Full time

**JOB DESCRIPTION**
As a Control Management Associate, you'll be responsible for ensuring the line of business has a sustainable and disciplined end-to-end control environment, identifying and escalating issues with a sense of urgency, and partnering with the business to ensure issues are remediated in a timely manner. The team assists in top-down risk analysis, real-time control issue detection, escalation, root cause analysis, and remediation.

The Chief Administrative Office (CAO) is comprised of multiple global functions that support the firm's businesses in 60 countries, including Global Real Estate, Global Supplier Services, Global Business & Document Services, Amenity Services, Corporate Insurance, Global Security, Corporate Aviation and Finance and Business Management.

The CAO Controls team’s primary function is to solidify an effective Firm-wide control framework, looking within and across its functions, to identify and remediate control issues with a sense of urgency regardless of the source. CAO Controls team will work in partnership with the Control Managers across CAO to provide a centralized view of all control functions, assisting in immediate, real time problem detection, reporting and escalation by utilizing the firm’s operational risk self‐assessment reporting process & system (CORE: Control and Operational Risk Evaluation). The team also support various firmwide control programs and operational risk initiatives.

**Key Responsibilities**:

- Support and oversee the implementation of Office of Legal Obligations (“OLO”) and Compliance Risk Assessment (“CRA”) across CAO & its multiple corporate functions
- Participate on cross-functional teams to develop and maintain legal obligations
- Responsible for the identification and ongoing management of those Risks and the design, execution, and evaluation of the associated mitigating Controls for CRA
- Prepare, and maintain on an ongoing basis, matrices and other job aids to support program reporting and project tracking
- Research and analyze laws, rules, regulations and prior project work in order to promote evergreen efforts of the Program, focusing on quality assurance and consistency
- Serve as a Program liaison through collaborative advocacy and excellent oral and written communication skills and work with legal, compliance, risk, and oversight and controls teams responsible for parts of the Program, as needed
- Flexible, adaptable to shifting regulatory and legal landscape; able to work in a global, fast-paced, results driven environment

**Required qualifications, skills and capabilities**:

- Bachelor’s degree or equivalent experience required
- 3-5+ years in either financial service experience in controls, audit, quality assurance, risk management, or compliance preferred
- Strong leadership skills and experience working in matrix-reporting work environments
- Research, writing skills, deck design and presentation skills
- Proficient knowledge of control and risk management concepts with the ability to design, create, and evaluate a Risk & Control Self-Assessment in conjunction with business partners
- Proficient in Microsoft Office Suite (Word, Excel, PowerPoint, Visio), knowledge of tools Alteryx, Tableau is a plus

**Preferred qualifications, skills and capabilities**:

- Knowledge Operational Risk, Controls, Regulations preferred
- Ability to translate business/functional problems into a conceptual analytical solutions
- Demonstrated ability to effectively manage all facets of Program Management

**ABOUT US**

JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

**ABOUT THE TEAM**

Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of o



  • Goregaon East, Mumbai, Maharashtra, India JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** As a Control Management Associate, you'll be responsible for ensuring the line of business has a sustainable and disciplined end-to-end control environment, identifying and escalating issues with a sense of urgency, and partnering with the business to ensure issues are remediated in a timely manner. The team assists in top-down risk...

  • Associate - Legal

    6 months ago


    Mumbai, Maharashtra, India Angel And Genie Full time

    **Job Category**:Accounts & Finance**Job Type**:Full Time**Job Location**:Mumbai**Salary**:8-10LPA**Years of Experience**:5-10yrsKey responsibilities - _Regulatory Compliance_: Ensuring that the organization complies with all external regulatory requirements and internal policies. This involves understanding the regulatory landscape relevant to the...


  • Andheri East, Mumbai, Maharashtra, India RPAC Full time

    **Rahul Pramod & Co., Andheri, Mumbai.** Job Title**:Head of Department (HOD) - Legal & Corporate Compliance (Company Secretary)** **Job Description**: Position Summary: The Head of Department (HOD) - Legal & Corporate Compliance, plays a pivotal role in ensuring the organization's adherence to legal and regulatory frameworks. They are responsible for...

  • Ccor Forcast

    3 months ago


    Goregaon East, Mumbai, Maharashtra, India JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** JPMorgan Chase - Compliance Conduct Operational Risk ; FORCAST - Legal Entity Operational Risk Associate** Our **C**ompliance, **C**onduct and **O**perational **R**isk (“CCOR”) organization is at the fore front of managing risk in a complex and changing regulatory environment. Joining our department, you’ll help to safeguard the...


  • Mumbai, Maharashtra, India Yubi Full time

    **Job Information**: Company **Yubi*** Industry **Financial Services*** City **Mumbai*** State/Province **Maharashtra*** Country **India*** Zip/Postal Code **400051*** **About us**: Yubi stands for ubiquitous. But Yubi will also stand for transparency, collaboration, and the power of possibility. From being a disruptor in India’s debt market...

  • Legal Associate

    2 months ago


    Goregaon East, Mumbai, Maharashtra, India Toughcons Nirman Pvt. Ltd. Full time

    1. Understanding clients requirement for Project Management Consultant and accordingly issue them Expression of Interest 2. Draft, review, and negotiate contracts related to project management, consultancy agreements, and construction-related documentation (such as development agreements, contractor agreements, MOUs, JV agreements, etc.). 3. Ensure that...

  • Compliance Associate

    4 weeks ago


    Mumbai, Maharashtra, India TIAA Full time

    Job Summary: We are seeking a highly skilled Compliance Associate to join our team at TIAA. The successful candidate will be responsible for assisting with the development and implementation of compliance programs, ensuring that all relevant laws, regulations, and policies are adhered to. This role will involve working closely with the Compliance Regulatory...

  • Legal Associate

    5 months ago


    Andheri East, Mumbai, Maharashtra, India VRAJ GROUP Full time

    **Vraj Group** is a prominent real estate company that originated in Gujarat and has grown significantly since its inception. With a rich history and a strong presence in the real estate industry, we have expanded to establish over 6 Cities across 3 States. We are proud to announce that we have shifted our Headquarters to Andheri East, Mumbai with a...


  • Mumbai, Maharashtra, India TECHPAYLOGIC TECHNOLOGIES PRIVATE LIMITED Full time

    **Company**: TechPayLogic Technologies Private Limited **Contact Number**:+91 8484853305 **Address**:Samruddhi Business Square, 3rd Floor Flat No 302, Near Jalsa Lawns, Ashok Road, Nasik, Maharashtra, 422011 **Position: Accountant** **Experience: 2-3 years** **Job Location: Nashik / Mumbai** **About Us**: TechPayLogic Technologies Private Limited is a...

  • Compliance Associate

    6 months ago


    Pune, Maharashtra, India ZS Full time

    : **ZS** is a place where passion changes lives. As a management consulting and technology firm focused on transforming global healthcare and beyond, our most valuable asset is our people. Here you’ll work side-by-side with a powerful collective of thinkers and experts shaping solutions from start to finish. At ZS, we believe that making an impact demands...

  • Associate Legal

    6 months ago


    Lower Parel, Mumbai, Maharashtra, India Aluco Glazing Full time

    1. *Regulatory Compliance*: Ensuring that the organization complies with all external regulatory requirements and internal policies. This involves understanding the regulatory landscape relevant to the organization, monitoring compliance, and implementing necessary changes to policies and procedures to maintain adherence. 2. *Legal Advisory*: Providing...

  • Legal Intern

    2 weeks ago


    Goregaon East, Mumbai, Maharashtra, India Volody Product Pvt Lltd Full time

    **Roles & Responsibilities: - ** - Draft, review, and negotiate various contracts including Non-Disclosure Agreements, Master - Ensure that contracts accurately reflect the intentions of the parties involved and comply with legal requirements. - Stay updated on laws, regulations, and legal trends affecting the Legal Tech industry. - Maintain organized and...

  • Legal Associate

    6 months ago


    Mumbai, India Bathiya Legal Full time

    Managing client cases from start to finish - Advising clients and conducting legal research on their behalf - Preparing and reviewing legal documents ahead of a court hearing - Developing litigation strategies - Updating and consulting with senior associates - Supervising paralegals or legal assistants from time to time **Job Types**: Full-time,...

  • Capital Reporting

    5 months ago


    Goregaon East, Mumbai, Maharashtra, India JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** You are a strategic thinker passionate about driving solutions in Finance. You have found the right team. As a Capital Reporting professional in our Corporate & Investment Banking, you will spend each day defining, refining and delivering set goals for our firm The EMEA Capital Management and Strategy (ECMS) Team, within JPM’s Finance...

  • Legal Associate

    6 months ago


    Mumbai, India Gehi's Immigration and International Legal Services Full time

    Remote work opportunity with the leading legal firm as a Legal Associate with minimum of 5 years of experience in legal practice. **Location: India** **Working Hours: 06:30 PM to 3:30 AM IST (Mon-Sat)** **Experience required: 5-7 Years (Legal)** Role: Legal Associate **Responsibilities**: - Drafting forms and affidavits in support, and interactions...

  • Legal Associate

    6 months ago


    Navi Mumbai, Maharashtra, India ProCreator Solutions Full time

    **About us**: ProCreator is an award winning Digital Design Agency focusing on establishing an end to end product solution. Our passion for design and innovation drives us to keep learning and achieving better products. We hustle to provide the best of all worlds, be it development, design, marketing, animation or providing any business solutions for the...

  • Operation Risk Control

    5 months ago


    Goregaon East, Mumbai, Maharashtra, India JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** Network Management is a global function within Digital & Platform Services (DPS) of the Corporate and Investment Bank (CIB) responsible for managing J.P. Morgan’s network of agent banks and financial market infrastructures (FMI) to meet the firm’s requirements for oversight of cash and securities services for principal and client...

  • Legal Associate

    2 months ago


    Navi Mumbai, Maharashtra, India ideaForge Full time

    Finance Navi Mumbai (On-Site) Executive **Job Description**: **Job Summary**: **Key Responsibilities**: **1. **Contract Review and Management**: - Review, analyze, and draft various legal documents, including contracts, agreements, legal correspondence, partnerships, and vendor contracts. - Ensure contracts comply with applicable laws, regulations, and...


  • Mumbai, Maharashtra, India M M Legal Associates - Advocates & Consultants Full time

    M M Legal Associates – Advocates & Consultants is a dynamic law firm based in Mumbai, offering a wide array of services to clients across India. We pride ourselves on our team of young yet experienced associates who work closely with our founder, Adv. Ajit N Makhijani.Client-Centric ApproachWe take a client-centric approach to ensure that our clients...


  • Mumbai, India Mindspright Legal Full time

    **No. of Openings - 03** **Location - MUMBAI and DELHI** **SENIOR ASSOCIATE- MUMBAI** **Roles and Responsibilities**: - Handling matters pertaining to securities law, drafting, and appearing before SEBI, SAT, and High Courts. - Extensive experience in general corporate law and securities law/rules and regulations - Excellent client communication and...