Compliance Officer

2 months ago

Gurgaon, India Saxo Bank Full time

About the job:
Responsibility
- You will play a crucial role in ensuring the successful establishment and implementation of an independent 2nd line Compliance team in our office in Gurugram and responsible for supporting projects and conduct tasks, controls, and investigations on behalf of the global compliance function.
- You will take lead in the creation of a monitoring setup for the activities that are outsourced to the office in Gurugram, and in setting up a reporting framework for this.
- You will ensure ongoing reporting to the Group Compliance COO Office and the Chief Compliance Officer on compliance risks and help identify risk exposures across the activities performed in Gurugram and provide advice on how to mitigate the risk levels.
- You will get to know colleagues and participate in projects with our local departments focused in Europe and Asia

Mandate
- You have 3 to 8 years’ experience within Audit, Compliance, Risk or an equivalent related discipline, preferably from working in a 2nd or 3rd Line of Defence functions in a financial institution
- You are a self-driven team player and that can take responsibility for compliance projects and ensure delivery in collaboration with our different offices.
- You have a solid educational background for working within the compliance area and preferably you have experience with working in an international financial institutions. It is a plus, but not a requirement, if you have previous experience with having reporting lines to a manager located in another jurisdictions.
- You are solution-oriented with a “can-do attitude” to projects and tasks that require coordination and stakeholder management with different parts of the bank.
- You can work independently and enjoy working on projects with a deadline and would like to take part in shaping a newly established Compliance department.

We offer:
Risk & Compliance is Saxo Bank's independent, second line of defense. The department supports the Group’s Management in ensuring "no surprises" while at the same time supporting prudent business development and growth. We also monitor and assess the adequacy and effectiveness of the measures and procedures put in place to comply with rules and regulations, and the actions taken to address any deficiencies in Saxo Bank´s compliance with the regulations.

The department consists of several teams, each of which has their own responsibility in covering the Risk & Compliance area.

We aspire to be a non-hierarchical, purpose-driven organisation. At Saxo, it is not about entitlement; it is about impact - no matter where you sit in the organisation. A good idea is always taken seriously and you can truly make a difference.

When you work here, you become a Saxonian. Obviously you will get an attractive compensation package. But we also invest in your personal development and offer you large responsibility from day one. We encourage an open feedback culture and a supportive team environment. If you show a collaborative spirit, drive and passion, your learning curve will be steep and your (international) career opportunities with Saxo immense.

At Saxo we don’t just offer a job - we offer an opportunity to invest in your future

How to apply:

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