Investment Compliance- Associate 2

Job Description - Associate 2 - 200 Personal Account Dealings Overview of Conduct Risk Management Office: The Conduct Risk Management Office plays an important role in protecting State Street’s reputation. The Conduct Risk Management Office (CRMO) in a key partner in managing all types of conflicts between the company, employees, and clients. The role of...

Basic Purpose of Job: To perform various Investment Compliance tasks in support of SSgA portfolios managed in North America, Europe and Asia Pacific. Key Responsibilities: - Assist regional SSgA offices in North America, Europe, and Asia Pacific by performing various Investment Oversight tasks associated with the review of Sentinel Rule Coding to ensure...

Conduct Risk Compliance - Associate 2 - Hybrid Work Arrangement Who are we looking for Why this role is important to us The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and...

Conduct Risk Compliance - Associate 2 - Hybrid Work Arrangement Who are we looking for Why this role is important to us The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and...

Conduct Risk Compliance - Associate 2, Hybrid Work Arrangement Who are we looking for Why this role is important to us The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and...

Personal Account Dealings Overview of Conduct Risk Management Office: The Conduct Risk Management Office plays an important role in protecting State Street’s reputation. The Conduct Risk Management Office (CRMO) in a key partner in managing all types of conflicts between the company, employees, and clients. The role of CRMO is required by legislation...

Conduct Risk Compliance – Associate 2 - Hybrid Work Arrangement Who are we looking for Candidate having 1 to 3 years of experience with understanding on Compliance functions, knowledge of financial products and excellent communication skills (Verbal & Written). Analyst will be primarily working with employee trade surveillance team and may support...

We are seeking someone who is talented and wants to learn to be a successful investment advisor. You must be results-oriented, think strategically, and build connections with investors and high-ticket clients. **Responsibilities**: Achieve sales and business targets, including client acquisition by promoting the firm’s investment products to...

**About this role**: Wells Fargo is seeking an Investment Risk Associate... **In this role, you will**: - Provide focused oversight of significant fiduciary and investment risks for the company and its customers. Responsible for measuring and analyzing the client's portfolio risk, model portfolio risk, fiduciary and investment related product risk, and...

Indium Capital - Investment Banking Sr Associate/Associate - IIM/ISM/FMS/MDI (2-5 years) Indium Capital  is a Bangalore based Investment Bank operating since May 2014. We focus on Healthcare and Digital/Technology sectors and have a cumulative team experience of 50+ deals with total transaction value over $1 billion. Our focus is the mid-market with...

Basic Job Purpose:To perform Investment Compliance tasks to support SSgA portfolios managed across North America, Europe and Asia Pacific regions.Main Responsibilities:Support SSgA offices in North America, Europe, and Asia Pacific by conducting Investment Oversight tasks related to Sentinel Rule Coding review, ensuring compliance with global investment...

Basic Job Purpose:To perform Investment Compliance tasks to support SSgA portfolios managed across North America, Europe and Asia Pacific regions.Main Responsibilities:Support SSgA offices in North America, Europe, and Asia Pacific by conducting Investment Oversight tasks related to Sentinel Rule Coding review, ensuring compliance with global investment...

Indium Capital - Investment Banking Sr Associate/Associate - IIM/ISM/FMS/MDI (2-5 years)Indium Capitalis a Bangalore based Investment Bank operating since May 2014. We focus on Healthcare and Digital/Technology sectors and have a cumulative team experience of 50+ deals with total transaction value over $1 billion. Our focus is the mid-market with typical...

Indium Capital - Investment Banking Sr Associate/Associate - IIM/ISM/FMS/MDI (2-5 years)Indium Capitalis a Bangalore based Investment Bank operating since May 2014. We focus on Healthcare and Digital/Technology sectors and have a cumulative team experience of 50+ deals with total transaction value over $1 billion. Our focus is the mid-market with typical...

Indium Capital - Investment Banking Sr Associate/Associate - IIM/ISM/FMS/MDI (2-5 years)Indium Capitalis a Bangalore based Investment Bank operating since May 2014. We focus on Healthcare and Digital/Technology sectors and have a cumulative team experience of 50+ deals with total transaction value over $1 billion. Our focus is the mid-market with typical...

Indium Capital - Investment Banking Sr Associate/Associate - IIM/ISM/FMS/MDI (2-5 years)Indium Capitalis a Bangalore based Investment Bank operating since May 2014. We focus on Healthcare and Digital/Technology sectors and have a cumulative team experience of 50+ deals with total transaction value over $1 billion. Our focus is the mid-market with typical...

Indium Capital - Investment Banking Sr Associate/Associate - IIM/ISM/FMS/MDI (2-5 years)Indium Capitalis a Bangalore based Investment Bank operating since May 2014. We focus on Healthcare and Digital/Technology sectors and have a cumulative team experience of 50+ deals with total transaction value over $1 billion. Our focus is the mid-market with typical...

The Investment Associate would be responsible to pick top investment opportunities and carry out evaluation, research and diligence of opportunities in the private market. **What you are expected to do?**: - Understand, evaluate and research new industries and companies using various sources of data and information such as market reports, company...

Indium Capital - Investment Banking Sr Associate/Associate - IIM/ISM/FMS/MDI (2-5 years) Indium Capital is a Bangalore based Investment Bank operating since May 2014. We focus on Healthcare and Digital/Technology sectors and have a cumulative team experience of 50+ deals with total transaction value over $1 billion. Our focus is the mid-market with typical...

Indium Capital - Investment Banking Sr Associate/Associate - IIM/ISM/FMS/MDI (2-5 years)  Indium Capital  is a Bangalore based Investment Bank operating since May 2014. We focus on Healthcare and Digital/Technology sectors and have a cumulative team experience of 50+ deals with total transaction value over $1 billion. Our focus is the mid-market with...