Compliance Testing Officer

2 months ago

Chennai Tamil Nadu, India Citi Full time

**Responsibilities**:

- Evaluate, enhance, and implement best -in-class Financial Crimes Compliance policies and practices.
- Provide expert advice on AML Compliance policies to the AML/Financial Crimes Support teams and the business.
- Perform AML Compliance quality and testing, evaluate process deficiencies, analyze control measures, enhance reporting capabilities, and recommend corrective actions while satisfying regulatory and audit commitments. Further, assess and identify emerging risks and recommend / drive program enhancements.
- Evaluate and respond to escalated matters; further escalate unusual activity as needed. Advise senior management on next steps.
- Create, develop, and deliver relevant training to business and functional partners.
- Has the ability to operate with a limited level of direct supervision.
- Can exercise independence of judgement and autonomy.
- Acts as SME to senior stakeholders and /or other team members.

**Qualifications**:

- 10-12 years of experience in large Financial, Regulatory and Risk management environments.
- A comprehensive understanding of the regulatory and compliance environment surrounding Financial Crimes including AML, Sanctions and Anti Bribery & Corruption.
- Awareness of Compliance Risk Management Framework, policies, standards, guidelines, and procedures as well as the ability to interpret regulations applicable to the organization.
- Experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional testing, and reporting activities.
- Certifications in AML and auditing area preferred.
- Effectiveness in working within a large scale and complex matrix organization is essential.
- Excellent oral communication and writing skills in interacting with non-executives and executive management and across multiple business lines and control functions.
- Recommends appropriate and pragmatic solutions to risk and control issues.
- Applies knowledge of key regulations to influence audit testing review scope.
- Develops effective line management relationships to ensure strong understanding of the business.
- Advanced analytical skills Ability to both works independently and collaborate with team members.
- An individual contributor role focused on delivering high quality work independently, leveraging specialized skills & expertise without managing a team.

**Education**:

- Bachelor’s degree; experience in compliance, internal or external auditing, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus; Advanced degree or relevant certification a plus.
- Master's degree preferred.**Job Family Group**:
Compliance and Control
- **Job Family**:
Testing
- **Time Type**:
Full time
- Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

View the "**EEO is the Law**" poster. View the **EEO is the Law Supplement**.

View the **EEO Policy Statement**.

View the **Pay Transparency Posting

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