Internal Audit

2 weeks ago

Mumbai, India Skillventory Full time

**Internal Audit - Core Finance (Rep) - Investment Bank - Mumbai**:

- From 3 to 5 year(s) of experience
- ₹ Not Disclosed by Recruiter
- Mumbaior

**Roles and Responsibilities**

**Primary Responsibilities**:
Performing assurance activities to assess the effectiveness of controls supporting the Firm’s Liquidity and Funding processes.
- Participating in and documenting periodic continuous monitoring and risk assessment activities
- Preparing and supporting assurance planning documentation, participating in walkthroughs, and assessing the internal control environment through control and substantive testing.
- Executing test work to evaluate the adequacy of design and operating effectiveness of significant controls in mitigating key risks, by analyzing available documentation, asking insightful questions to identify root causes, drawing the appropriate conclusions and documenting the results of work performed.
- Developing and communicating audit observations to the Internal Audit lead auditor/manager; assist with negotiating finalization of issues with client management.
- Finalizing and reviewing work papers to ensure they meet internal quality assurance standards.
- Gaining expertise in the Firm’s Liquidity & Funding processes, risks and controls
- Building credible relationships with internal audit staff and clients and communicating effectively both orally and in written form.**Qualification Requirements**

**Knowledge and Skills**

Three to Five years of experience working in a bank or broker / dealer regulated environment.
Prior experience performing walkthroughs and risk assessments of the internal control environment, performing controls and
substantive testing, documenting work performed, and developing audit observations, in accordance with internal quality
assurance standards.
General understanding of the financial services industry and the associated regulatory environment.
Self-motivated, able to work independently, resolve challenging issues with innovative ideas, and demonstrate strong
analytical, interpersonal, team-working and communication skills.
Team player; able to communicate clearly and develop effective relationships.
Prior experience with funding and liquidity risk management processes a plus.
Should be aware of the reporting and other regulatory requirements related to assessing a bank's overall liquidity framework,
positions, and profile (i.e., high-quality liquid assets, amount and type of unencumbered assets, contingency funding plan, and
stress test results).
Knowledge of funding and liquidity regulatory rules a plus like LCR, NSFR, 2052 a liquidity reporting a big plus
Educational Qualification
Masters'/ Bachelors' Degree (major in Accounting or Finance preferred)
CA, CPA, or equivalent certification (preferred, though not required)
Understanding of the Internal Audit processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)
(required)- Role:_Internal Auditor
- Salary:_ Not Disclosed by Recruiter
- Industry:_Investment Banking / Venture Capital / Private Equity
- Department:_Finance & Accounting
- Role Category:_Audit & Control
- Employment Type:_Full Time, Permanent
- Key Skills- Client ManagementInternal AuditInternal ControlInvestment BankingRisk AssessmentContinuous MonitoringCore FinanceQuality AssuranceAuditingEducation
- UG:_Any Graduate

**Company Profile**:
SKILLVENTORY
- We are hiring for Internal Audit - Core Finance (Rep)
- Associate role at leading investment bank based in Mumbai- Recruiter Name:_Jay Sampat
- Contact Company:_SKILLVENTORY
- Telephone:_
+91-XXXXXXXXXX

  • Internal Audit

    Found in: Whatjobs IN C2 - 1 week ago

    mumbai, India CA Monk Full time

    INTERNAL AUDITKey Responsibilities: Conduct internal audits of various departments to assess the adequacy of internal controls and compliance with policies and procedures. Evaluate the effectiveness of Internal Financial Control (IFC) frameworks and recommend improvements where necessary. Assess and mitigate risks by identifying potential issues or gaps in...

  • Internal Audit

    Found in: Talent IN C2 - 2 weeks ago

    Mumbai, India CA Monk Full time

    INTERNAL AUDITKey Responsibilities: Conduct internal audits of various departments to assess the adequacy of internal controls and compliance with policies and procedures. Evaluate the effectiveness of Internal Financial Control (IFC) frameworks and recommend improvements where necessary. Assess and mitigate risks by identifying potential issues or gaps in...

  • Internal Audit

    1 day ago

    Mumbai, India Bathiya & Associates LLP Full time

    Internal Audit and Risk Advisory Team with 1-2 years of PQE (Mumbai) Qualification: - CA - Inter-CA Requirement: Has Internal audit experience in Retail/ Hotel / Mfgt Industry - Studying accounting records - Preparing compliance reports - Supervising company workflows - Identifying and assessing areas of significant business risk - Implementing best audit...

  • Internal Audit

    1 week ago

    Mumbai, India MNR Solutions Full time

    **Job description for Internal Audit**: **Designation : Internal Audit** **Location ; Mumbai** - Expert knowledge of Internal audit standards, best practices and various control frameworks; - Very strong communication (written and oral) and presentation skills; - Strong data analytical skills along with knowledge in use of various data analytical tools; -...

  • Internal Audit

    Found in: Talent IN C2 - 2 weeks ago

    Mumbai, India CA Monk Full time

    Job DescriptionINTERNAL AUDITKey Responsibilities: Conduct internal audits of various departments to assess the adequacy of internal controls and compliance with policies and procedures. Evaluate the effectiveness of Internal Financial Control (IFC) frameworks and recommend improvements where necessary. Assess and mitigate risks by identifying potential...

  • Internal Audit Executive

    7 days ago

    Mumbai, India Acme Services Full time

    Hiring for a leading CA Firm based in Mumbai. Job Role - Internal Audit Qualification & Experience - CA with minimum 2 years of experience CA Inter And Graduates with minimum 1 year of experience Location - Goregaon, Mumbai Roles and responsibilities: - Responsible for executing client related engagements in the areas of governance, risk & compliance,...

  • Internal Audit Associate

    1 day ago

    Mumbai, India Advetaya Construction Pvt. Ltd Full time

    Internal Audit Department: Audit Title: Senior Associate Job Description Summary: The Internal Audit Associate will be responsible for handing with the internal audit function of our clients, explicitly for planning, implementing, and controlling the internal audit activities. The position is responsible for ensuring Internal Audit is closely aligned...

  • Statutory / Internal Audit

    4 days ago

    Mumbai, India Acme Services Full time

    **CA FRESHER** Please find the JD below for the Internal and Statutory Audit **Statutory Audit**: a. Assist in the preparation of various schedules required for Statutory and Tax audits b. Resolve auditor's queries c. Assist in the preparation of financial statements d. Assist in preparation of Tax audit form e. Preparation of TDS and GST reconciliation f....

  • Internal Audit Executive

    7 days ago

    Mumbai, India New Horizon Full time

    Internal Audit - Associate Internal Audit Mumbai 1. Execute an internal audit as per plan to assess the effectiveness of client's internal control, processes and governance practices. 2. Conduct process walkthroughs and risk assessments to identify potential internal control weaknesses and areas for improvement. 3. Prepare internal audit reports that...

  • Officer - Internal Audit

    4 days ago

    Mumbai, India Mangalam Placement Full time

    **Company**: Tata Capital **Location** Mumbai **Experience** 3-4 Years **Key Skills** Internal Audit, quality assurance, Helpdesk, Compliance, Finance, gaap, STAFF MANAGEMENT, Accounting Operations, Auditing **Position: Officer - Internal Audit** **Experience: 0 to 4 years** **Location: Mumbai** **Job description** - Conduct a comprehensive audit...

  • Ca-internal Audit

    2 weeks ago

    Mumbai, India Right-Tic Full time

    Qualification - Chartered Accountant Experience - Internal Audit experience 3 years **Key Responsibilities: -** Should be able to independently manage Risk based Internal Audit Effectively execute/manage the Internal audit Managing IFRS audit Assigment Should have experience in designing Risk Control Matrix Experience in managing IFC...

  • Head Internal Audit

    Found in: Whatjobs IN C2 - 3 weeks ago

    mumbai, India HDFC securities Full time

    Job Purpose:-1. To manage the Internal Audit, surveillance and investigate functions for HDFC securities Ltd.2. To ensure that the Internal audit Function provides an independent assessment of theadequacy of internal systems and controls, including the systems for appropriateidentification and evaluation of risk and for ensuring compliance with all...

  • Internal Audit Manager

    Found in: Whatjobs IN C2 - 2 weeks ago

    Mumbai, India DJCO Corporate Advisors LLP Full time

    Job Title: AM / Manager - Audit Location: Mumbai (Office is at Andheri West & Client location is across Mumbai) Experience – 1 to 7 years Company Overview: Doshi Jain and Co. is a leading Chartered Accountancy firm dedicated to providing comprehensive financial services and solutions to clients across various industries. With a commitment to excellence and...

  • Internal Audit Executive

    3 days ago

    Mumbai, India Aarti Industries Full time

    Structure - Internal Audit_Team 1 - Job posted on - Apr 3, 2023 - Employee Type - Full Time - Experience range (Years) - 0 - 4 years KRA Completing audits as per Audit plan (quarterly). Identification of cost saving areas/opportunities. Preparation and implementation of SOP. To carry out testing of IFC and IAFC. Carry out any special assignment as per...

  • Internal Auditing

    2 weeks ago

    India, Mumbai Bringle Academy Full time

    Job DescriptionResponsibilitiesPerform and control the full audit cycle including risk management and control management over operations' effectiveness, financial reliability and compliance with all applicable directives and regulationsDetermine internal audit scope and develop annual plansObtain,analyseand evaluate accounting documentation, previous...

  • Internal Audit Manager

    Found in: Whatjobs IN C2 - 3 weeks ago

    Mumbai, India DJCO Corporate Advisors LLP Full time

    Job Title: AM / Manager - Audit Location: Mumbai (Office is at Andheri West & Client location is across Mumbai) Experience – 1 to 7 years Company Overview: Doshi Jain and Co. is a leading Chartered Accountancy firm dedicated to providing comprehensive financial services and solutions to clients across various industries. With a commitment to excellence and...

  • Internal Audit Manager

    Found in: Talent IN 2A C2 - 2 weeks ago

    Mumbai, India DJCO Corporate Advisors LLP Full time

    Job Title: AM / Manager - Audit Location: Mumbai (Office is at Andheri West & Client location is across Mumbai) Experience – 1 to 7 years Company Overview: Doshi Jain and Co. is a leading Chartered Accountancy firm dedicated to providing comprehensive financial services and solutions to clients across various industries. With a commitment to excellence and...

  • Internal Audit Manager

    Found in: Appcast Linkedin IN C2 - 3 weeks ago

    Mumbai, India DJCO Corporate Advisors LLP Full time

    Job Title: AM / Manager - Audit Location: Mumbai (Office is at Andheri West & Client location is across Mumbai) Experience – 1 to 7 years Company Overview: Doshi Jain and Co. is a leading Chartered Accountancy firm dedicated to providing comprehensive financial services and solutions to clients across various industries. With a commitment to excellence and...

  • Am - Internal Audit

    1 day ago

    Mumbai, India ASC GROUP Full time

    Greetings from ASC Group! We are looking for Assistant Manager - Internal Audit for Sakinaka, Mumbai location. Please refer the below description: - Determining Audit Scope & developing Audit Plan - Understanding all Departments' work processes and Risk Assessment - Integrity & Accountability of the evidence related to the Audit - Ensuring compliance to...

  • Internal Audit

    Found in: Talent IN C2 - 4 days ago

    Mumbai, India CA Monk Full time

    JOBDESCRIPTIONRole InternalAuditLocation:MumbaiSalary INR 8 LPA(Qualified CA)oKEYRESPONSIBILITIESConduct internalaudit assignments under the guidance of senior teammembers.Review andevaluate the effectiveness of internal controls and complianceprocesses.Perform testingof financial operational and regulatoryprocesses.Document auditfindings and recommendations...