Operation-regulatory Reporting

2 weeks ago


Gurgaon, India EDGE Executive Search Full time

» Others » Operation-Regulatory Reporting

2Yrs -9 Yrs Gurgaon Openings: Multiple

**The Company**

Our client is a leading provider of progressive post-trade solutions for the global OTC markets across interest rate, FX, equity and credit asset classes. It incorporates CME Group’s optimization businesses -Traiana, TriOptima, and Reset - and IHS Markit’s MarkitSERV, headquartered in London.

**The Job**

**Your Profile**

**Duties & accountabilities**:
- Understanding of rules, their interpretations, and assumptions around regulatory requirements in Transaction & Position Reporting (CFTC, EMIR, ASIC, MAS etc.)
- Direct interaction with MarkitSERV Clients globally to resolve Reporting errors or exceptions
- Assist clients to comply with global regulations like CFTC, ESMA, HKMA, JFSA etc.
- Ensure input of accurate client static data / profile configurations.
- Assist clients with clearing of OTC derivative trades for CCP’s like CME, LCH, ICE etc.
- Monitor client queries, investigate and troubleshoot errors and work with internal groups to provide resolution.
- Engage with stakeholders about regulatory changes and analyze their impact on Transaction and position reporting
- Identify areas for process improvement / efficiency, and drive process enhancements
- Respond to client requests by providing detailed analysis and feedback
- Work closely with internal teams for system enhancements.
- Work closely with internal and external counterparts to maintain the quality of the data being

sent to regulators so minimize the rejections- Configure the product as per client’s requirement with regards to trade reporting requirements
- Perform testing and provide troubleshooting for the client to configure the product as per the requirements of the participant in the UAT

**Business Competencies**:
- Should have relevant Experience between 5 to 10 years in Transaction and Position reporting
- Should have good understanding of reporting requirements for MIFID, EMIR, ASIC, HKMA, JFSA etc
- Previous experience working with external clients directly is preferable
- Knowledge of OTC derivative products, Trade confirmations, and financial markets is a major plus
- Previous experience working with software systems and technology is preferable
- Ability to work in fast paced environment with client orientation

**Personal competencies**:
- Very strong customer service and problem-solving skills
- Focused on Operational Control and Data Security
- Flexible and able to adapt to change
- Able to work independently with mínimal supervision
- Excellent interpersonal, written and verbal communication skills
- Flexibility working in shifts



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