Quality Control Supervisor
6 months ago
**Summary**:
**Responsibilities**:
- Serve as a lead quality control reviewer for existing and new rules that will be coded in Aladdin to monitor investment guideline compliance.
- Enhance existing rules to better capture requirement while minimizing false alerts.
- Develop and maintain Aladdin rule library including backup of quality control testing and change history audit trail.
- Develop and maintain testing schedule of rules that are considered high impact.
- Review, interpret and summarize investment guidelines for new/existing mandates.
- Perform periodic and comprehensive testing of accounts to ensure compliance with client guidelines.
- Interact and coordinate with Portfolio Managers, Legal & Compliance, Operations, Technology, Relationship Managers, Operational Risk and Client Service as it relates to investment guideline compliance issues.
**Requirements**:
- Attention to detail is crucial.
- At least 5 years of experience in investment guideline compliance in an Asset Management firm.
- At least 3-5 years’ experience utilizing Aladdin.
- Technical understanding of investment products and financial instruments, including derivatives is highly preferred.
- BS / BA degree. Accounting, Business or Finance is preferred.
- Familiarity with UCITS and 1940 Act regulations preferred.
- Strong communication skills (verbal/written).
- Self-motivated individual with the ability to thrive in a dynamic and fast-paced environment, proven ability to work successfully independently and as part of a global team.
**Salary**: ₹800,000.00 - ₹1,000,000.00 per year
Schedule:
- Day shift
Work Location: In person
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