Clients Assets Sourcebook

2 months ago

Bengaluru, India Deutsche Bank Full time

**Job Title**:Client Assets Office - CASS Oversight

**Location**:Bangalore

**Corporate Title**:Assistant Vice President (AVP)

**Role Description**

The CASS Office provides a central oversight and advisory function for interpreting and implementing the FCA’s Client Assets (CASS) rules. The CASS Office is part of the Global Client Assets Group within IB & Cross Product Operations and oversees systems and controls in place to comply with the CASS requirements. The group reports to the DBAG London Branch Board on the effectiveness of controls and the maintenance of the associated governance structure.

As part of this role, you will assist with the implementation and management of the CASS oversight framework and enhance and embed a strong risk management structure.

**What we’ll offer you**

As part of our flexible scheme, here are just some of the benefits that you’ll enjoy
- Best in class leave policy
- Gender neutral parental leaves
- 100% reimbursement under child care assistance benefit (gender neutral)
- Flexible working arrangements
- Sponsorship for Industry relevant certifications and education
- Employee Assistance Program for you and your family members
- Comprehensive Hospitalization Insurance for you and your dependents
- Accident and Term life Insurance
- Complementary Health screening for 35 yrs. and above

**Your key responsibilities**
- Perform and/or oversee the execution of key CASS Governance, Control and Oversight processes
- Support and project manage audits and reviews across the CASS environment
- Coordinate processes across stakeholder groups, including attestations, CASS Resolution Pack, monthly report to regulator (‘CMAR’), development of management information and management of governance forums
- Support the development and implementation of efficient control processes within Operations to ensure/maintain compliance with FCA CASS regulations
- Provide technical advice on CASS compliance to businesses and support functions, while promoting regulatory awareness throughout the firm

**Your skills and experience**
- Experience of working in operational / regulatory functions within a financial services firm, including knowledge of front-to-back trade flows and the management of control processes
- Strong analytical & data interpretation skills, with experience of managing large datasets (including advanced Excel skills)
- Experience delivering / supporting regulatory projects, audits and/or reviews would be highly beneficial
- Understanding of the regulatory environment, and knowledge of Client Assets regulations would be beneficial
- Strong communication and influencing skills with stakeholders
- Proven self-starter who shows attention to detail, meets deadlines and works well in a team

**How we’ll support you**
- Training and development to help you excel in your career
- Coaching and support from experts in your team
- A culture of continuous learning to aid progression
- A range of flexible benefits that you can tailor to suit your needs

**About us and our teams**

Our values define the working environment we strive to create - diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.

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