Controls Assurance Sox Avp

1 week ago

Delhi, India Barclays Full time

Job Title: Controls Assurance Sox AVP
Corporate Grade: AVP
Location: Noida

About Barclays
Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group.

Risk and Control Objective
Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards.

Working Flexibly

Hybrid Working

Please discuss the detail of the working pattern options for the role with the hiring manager.

Introduction:
The Role is to support the Barclays Bank UK’s annual SOx process on an ongoing basis, and contribute to process improvements, with particular emphasis on:

- Review and assess adequacy of process documentation, perform design effectiveness and operating effectiveness testing and report control issues
- Drive improvements across the SOx team and the wider control environment across the Bank
- Support the Head of SOx, CCO, BUK with ad hoc tasks

What will you be doing?

Control Environment
- Conduct SOx Design Effectiveness Assessment (DEA) which includes scheduling and conducting walkthrough meetings with control owners, documenting the walkthrough meetings and procedures, identifying and communicating any DEA deficiencies and following up with control owners to ensure any DEA deficiencies are resolved in a timely manner.
- Conduct SOx Operating Effectiveness Testing (OET) which includes preparing a detailed request list, selecting appropriate samples for testing and executing the testing in line with Barclays SOx Methodology.
- Assess the impact of control weaknesses on financial reporting and raise issues. Monitor progress of remediation plans for SOx related issues
- Work on special projects requiring attention for improving control environment
- Manage activities like RCA refresh, EUDAs, Records Management, Financial Crime, etc.
- Drive a culture of Risk and Governance in CCO, Noida through Risk Campaign, and other activities.
- Provide expertise on ERMF, BCF, RCSA, EUDA, Financial Crime
- Influencing / convincing the Senior Management / stakeholders on various governance and oversight matters of operational risk
- Champion a culture of customer service and continuous improvement in global GFD. Ensure that opportunities for controls, process and service improvements are encouraged.
- Support in various governance projects/streams such as Operational Risk Management Framework, Consistent Control projects, etc

Compliance
- Ensure compliance with applicable policies globally across GFD.
- Act as Subject Matter Expert to ensure that all policies are interpreted and implemented as per Group guidelines.
- Perform continuous governance and oversight and update Finance Leadership.

What we’re looking for:

- Minimum excperience of post qualification experience in auditing (trained in Big Four) preferably in Financial Services
- Experienced in identifying, documenting and testing controls for Sarbanes Oxley Regulatory Reporting purposes
- Ability to understand, implement and drive improvements to a risk & control framework for finance functions
- Strong project and change management skills, strong analytical and quantitative skills

Skills that will help you in the role:

- Communication skills
- Excellent written and face-to-face communication skills
- Ability to communicate conceptually challenging massages in an effective manner.
- Manage conflicting demands and priorities through stakeholder engagement, effective planning and sound judgement
- Personal and interpersonal skills
- Ability to work on a number of deliverables at the same time
- Offer assistance without waiting to be asked, takes steps to keep stakeholders informed and delivers high quality support
- Take personal accountability for own activities and performance, ensuring the right people are involved to achieve a successful outcome
- Solution oriented approach
- Influencing skills / negotiation skills
- Proficient in use of MS Office packages (Outlook, Word, Excel, Power-point)
- A comprehensive knowledge, and practical experience, of the main operational processes within the business and a good understanding of the procedures and control framework.

Where will you be working?

Noida

Be More at Barclays
Interested and want to know more about Barclays? Visit home.barclays/who-we-are/ for more details.
Purpose, Values and Mindset

We deploy finance responsibly to support people and businesses, acting with empathy and integrity, championing innovation and sustainability, for the common good and the long term.
Our values underpin everything we do: Respect, Integrity, Service, E

  • Avp - Sox Finance Assurance

    3 hours ago

    Delhi, India Barclays Full time

    Job Title: AVP - SOx Finance Assurance Location: Noida About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank,...

  • Avp - Cco Sox Testing

    3 hours ago

    Delhi, India Barclays Full time

    Job Title: AVP - CCO SOx Testing Location: Noida About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all...

  • Arthur Assurance Avp

    3 days ago

    Delhi, India Barclays Full time

    Job Title: Arthur Assurance AVP Location: Noida About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of...

  • Qcc Avp

    3 days ago

    Delhi, Delhi, India Barclays Full time

    Job Title: QCC AVP Location: Noida About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are...

  • Assistant Internal Control Manager

    Found in: Whatjobs IN C2 - 2 days ago

    Delhi, India Nouryon Full time

    Purpose Of Job:Providing Assuranceto the Management (including local entities/Business Units/Group Functions/Group Management and Audit Committee) that internal controls are adequately designed and operating effectively as designed.Advisingmanagement on control effectiveness, change initiatives, enhancements to risk management, effectiveness and efficiency...

  • Senior Analyst, SOX Compliance

    Found in: Whatjobs IN C2 - 2 weeks ago

    Delhi, India Altisource Full time

    WHAT YOU'LL DO:The individual will be responsible for the following:1. Manage independently and perform end-to-end SOX audits. This includes understanding the process, creating/updating the process map, drafting risk and control matrix, testing, and communicating to process owners2. Perform procedures to ensure previously identified deficiencies have been...

  • Assistant Internal Control Manager

    Found in: Whatjobs IN C2 - 3 days ago

    delhi, India Nouryon Full time

    Purpose Of Job:Providing Assurance to the Management (including local entities/Business Units/Group Functions/Group Management and Audit Committee) that internal controls are adequately designed and operating effectively as designed.Advising management on control effectiveness, change initiatives, enhancements to risk management, effectiveness and...

  • Control Testing

    3 days ago

    Delhi, India Barclays Full time

    Job Title: Control Testing - Chief Controls Office Location: Noida About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and...

  • Laws & Regulations Cas Avp

    2 days ago

    Delhi, Delhi, India Barclays Full time

    Job Title: Laws & Regulations CAS AVP Location: Noida About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank,...

  • Avp

    1 week ago

    Delhi, India Barclays Full time

    Job Title: AVP Location: Noida About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are...

  • Avp - Ops Rigour

    6 days ago

    Delhi, India Barclays Full time

    Job Title: AVP - Ops Rigour Location: Delhi About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of...

  • Avp - Pst Climate

    7 days ago

    Delhi, India Barclays Full time

    Job Title: AVP - PST Climate Location: Noida About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of...

  • IT General Controls

    Found in: Whatjobs IN C2 - 3 weeks ago

    Delhi, India Deloitte Full time

    About the job What impact will you make? Every day, your work will make an impact that matters, while you thrive in a dynamic culture of inclusion, collaboration and high performance. As the undisputed leader in professional services, Deloitte is where you’ll find unrivaled opportunities to succeed and realize your full potential About Assurance Provides...

  • IT General Controls

    Found in: Whatjobs IN C2 - 2 weeks ago

    New Delhi, India Deloitte Full time

    About the jobWhat impact will you make?Every day, your work will make an impact that matters, while you thrive in a dynamic culture of inclusion, collaboration and high performance. As the undisputed leader in professional services, Deloitte is where you’ll find unrivaled opportunities to succeed and realize your full potentialAbout AssuranceProvides an...

  • Avp/Vp Corporate Finance

    Found in: Whatjobs IN C2 - 1 week ago

    Delhi, India Eisen Consultancies ltd Full time

    Designation: AVP/VP Corporate Finance & Investment Banking. Qualifications: MBA Finance/CFA /etc. Experience: 3 Years Job Profile: AVP/VP Corporate Finance & Investment Banking. Company Name : Eisen Consultancies Ltd. Address: 202, 2nd Floor, 36 Turner Building, Above ORRA Showroom, Turner Road, Bandra West Mumbai 400050. Website: Company Brief Eisen...

  • AVP/VP Corporate Finance

    Found in: Whatjobs IN C2 - 1 week ago

    Delhi, India Eisen Consultancies ltd Full time

    Designation: AVP/VP Corporate Finance & Investment Banking.Qualifications:MBA Finance/CFA /etc.Experience:3 YearsJob Profile:AVP/VP Corporate Finance & Investment Banking .Company Name :Eisen Consultancies Ltd.Address:202, 2nd Floor, 36 Turner Building, Above ORRA Showroom, Turner Road, Bandra West Mumbai - 400050.Website:Company BriefEisen Consultancies....

  • Quality Controller

    2 days ago

    Delhi, India Karma Ayurveda Full time

    The job description of a quality control professional in the field of Ayurveda typically involves ensuring that Ayurvedic products, medicines, and supplements meet the required quality standards and regulatory guidelines. Here's a breakdown of the key responsibilities and qualifications for a quality control role in Ayurveda: **Responsibilities**: - Quality...

  • IT General Controls

    Found in: Talent IN 2A C2 - 3 weeks ago

    New Delhi, India Deloitte Full time

    About the jobWhat impact will you make?Every day, your work will make an impact that matters, while you thrive in a dynamic culture of inclusion, collaboration and high performance. As the undisputed leader in professional services, Deloitte is where you’ll find unrivaled opportunities to succeed and realize your full potentialAbout AssuranceProvides an...

  • Rc Trc IT Sox Cons Supv

    2 days ago

    Sushant Lok, Delhi, Delhi, India RSM US LLP Full time

    Qualification and Minimum Entry Requirements - B.Tech/MCA/MBA with minimum of 5 Years of relevant experience in Information Technology/Security Controls, SSAE 18, SOC reports, IT Audits, IT General Controls, IT Application Controls and ERP Audits. - Qualified to pursue a job-relevant certification (CISA, CISM, CRISC, CISSP) - Strong Data Analytical skills...

  • Av Cad Designer

    1 week ago

    New Delhi, India AVP-Uk Ltd Full time

    **AV Autocad Designer** - Must be able to provide audio/visual, sound, video conferencing and broadcast video systems designs in Autocad and Visio. - Create equipment lists, floor plans, block diagrams, wiring diagrams and rack and console elevations - Auto CAD LT and Visio experience a must. - Experience in working with D-tools is a plus. - Provide details...