Company Secretary

3 weeks ago


Delhi, India Fin2Research Investment Advisor Pvt. Ltd. Full time

1.Research and understanding of various regulations, notifications, guidelines, circulars, etc. issued by SEBI.

3.Liaise with the SEBI officials and clients

4.Manage compliance under various applicable laws / regulations / statutes

a. Companies Act, 2013 and Rules issued thereunder

b. Secretarial Standards

c. SEBI (Depositories and Participants) Regulations

d. Depositories Act

e. SEBI (Listing Obligations and Disclosure Requirements) Regulations

f. SEBI (Intermediaries) Regulations

g. Company's Bye Laws

h. Company's Business Rules

5.To ensure that operations and business transactions of the company are conducted in compliance with all relevant legal, compliance requirements of various regulatory authorities including SEBI, Stock exchanges, Depository and internal policies.

6.Overall management and supervision of Compliance function for the company.

7.Implementation of circulars issued by SEBI, Stock Exchanges, Depository, RBI or any other relevant regulatory authority.

8.Ensure submission of periodic returns and reports prescribed by SEBI, Stock Exchanges, Depository Participants, RBI (such as FATCA, Enhanced Supervision, Risk Based Supervision, Quarterly Compliance reports, Internal Audit Reports, Reports to SEBI under IA Regulations, other adhoc reports required by regulators etc)

9.Supervision of functions of KYC departments.

10.Supervision of records maintenance in respect of compliance function.

Draft and/ or revise company policies relevant to compliance with SEBI, Stock Exchange and other capital market Regulations.

11.Set plans to mitigate compliance risk or address compliance violations, Inspection observations

12.Handling Investor Grievances

13.Educate and train employees on various circulars, regulations and industry practice.

14.Manage various Audits and Regulatory Inspections

15.Track and interpret regulatory updates with impact analysis.

**Salary**: ₹20,000.00 - ₹30,000.00 per month

Schedule:

- Day shift

**Speak with the employer**
+91 9810758679


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