Regulatory Control Associate

4 months ago

Gurugram Haryana, India NatWest Group Full time

Regulatory Control & Data Management, Finance

Regulatory Control Associate
- Gurugram, India- Permanent- Full Time#R-00236297

Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive.
- This role is based in India and as such all normal working days must be carried out in India.

Job description

Join us as a Regulatory Control Associate
- This is a great opportunity to join our business and play a key role in delivering regulatory submissions
- You’ll use your astute attention to detail to prepare, verify and submit regulatory reports while making sure we’re complying with regulatory requirements
- Hone your regulatory expertise and advance your career in a supportive and forward-looking team culture
- We're offering this role at associate level

What you'll do

As a Regulatory Control Associate, you’ll be providing assurance for regulatory compliance and monitoring. We’ll look to you to accurately deliver daily, weekly, monthly, quarterly, semi-annual and annual submissions to the agreed timelines and generate adequate reporting that will provide the required audit trails and analysis to support figures.

You’ll also be:

- Maintaining and enhancing interfaces and processes within regulatory reporting
- Preparing management reporting
- Reviewing and checking submission work
- Defining and undertaking risk control process tasks to maintain and improve data quality flows across our systems
- Understanding the requirements from regulators and gathering the information, including getting sign offs from the leadership team

The skills you'll need

To excel in this role, you’ll need extensive experience working in global markets, preferably in regulatory submissions. Additionally, you’ll have a broad understanding of market dynamics, products and associated risk in the market and liquidity domain.

You’ll also bring:

- The ability to work on your own initiative, setting priorities and working to defined deadlines
- Good communication skills with the ability to build rapport with colleagues and customers
- Prior regulatory submissions experience
- Advanced knowledge of MS Excel
- A flair for interacting with people and communicating ideas clearly

  • Regulatory Control Associate

    5 months ago

    Gurugram, Haryana, India NatWest Group Full time

    Regulatory Control & Data Management, Finance Regulatory Control Associate - Gurugram, India- Permanent- Full Time#R-00236116 Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive. - This role is based in India and as such all normal working days must...

  • Regulatory Control Associate, Avp

    5 months ago

    Gurugram, Haryana, India NatWest Group Full time

    Regulatory Control & Data Management, Finance Regulatory Control Associate, AVP - Gurugram, India- Permanent- Full Time#R-00236117 Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive. - This role is based in India and as such all normal working days...

  • Regulatory Control Associate

    3 weeks ago

    Gurugram, Haryana, India NatWest Group Full time

    Regulatory Control & Data Management, Finance Regulatory Control Associate (9 Months) - Gurugram, India- Fixed Term Contract- Full Time#R-00243053 Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive. - This role is based in India and as such all...

  • Regulatory Control Associate

    1 month ago

    Gurugram, Haryana, India NatWest Group Full time

    Regulatory Control & Data Management, Finance Regulatory Control Associate (7 months) - Gurugram, India- Fixed Term Contract- Full Time#R-00242575 Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive. - This role is based in India and as such all...

  • Regulatory Control Associate, Avp

    3 weeks ago

    Gurugram, Haryana, India NatWest Group Full time

    Regulatory Control & Data Management, Finance Regulatory Control Associate, AVP (12 Months) - Gurugram, India- Fixed Term Contract- Full Time#R-00243596 Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive. - This role is based in India and as such all...

  • Associate - Regulatory Affairs

    5 months ago

    Gurugram, Haryana, India DDReg Pharma Full time

    -Full Time Gurgaon Posted 5 days ago Job title Associate - Regulatory Affairs - Reports to Senior Associate/Astt Manager/Manager - Regulatory Affairs - **Job purpose**: To carry out Regulatory Review and Compilation of Technical documentation & dossiers for - Various Markets in compliance to applicable regulations and guidelines. - **Duties and...

  • Regulatory Reporting Associate

    4 months ago

    Gurugram, Haryana, India Ameriprise India Full time

    As a member of the Regulatory Reporting team, you will join a team focused on monthly and quarterly deliverables. The Regulatory Reporting Associate will be responsible for execution of certain SEC Financial Reporting Modernization requirements (Form N-PORT). **Key Responsibilities** - Prepare and review monthly Form N-PORT for all assigned mutual funds...

  • Risk & Control Associate

    4 months ago

    Gurugram, Haryana, India NatWest Digital X Full time

    1st Line Controls, Control, Oversight & Assurance Risk & Control Associate - Gurugram, India- Permanent- Full Time#R-00231087

  • Associate 1 - Rc Process Risk & Controls

    4 months ago

    Gurugram, Haryana, India RSM US LLP Full time

    We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, inclusive culture and talent experience and our ability to be compelling to our clients. You’ll...

  • Infection Control Nurse

    5 months ago

    Gurugram, Haryana, India Manipal Hospital - Gurugram Full time

    An Infection Control Nurse (ICN) plays a critical role in preventing and controlling infections within healthcare settings. Here's a typical job description for an ICN: **Job Title**: Infection Control Nurse **Job Summary**: The Infection Control Nurse is responsible for developing, implementing, and monitoring infection prevention and control programs...

  • Returns Quality Control, Associate

    2 months ago

    Gurugram, Haryana, India BlackRock Investments Full time

    **Returns Quality Control, Associate**: **Location**: **Gurgaon, Haryana** Category: **Data Operations** Job Requisition #**:R245627** Date posted**:Sep. 20, 2024

  • Avp: Regulatory Reporting Gsc’s

    5 months ago

    Gurugram, Haryana, India HSBC Full time

    -Job description **Business**:Global Finance / Finance Operations **Open positions**:1 **Role Title**: AVP: Regulatory Reporting GSC’s **Global Career Band**:5 **Location **_(Country / City )_**:India/Gurugram **Recruiter Name**: Anitha ALLIMANDADI **The Opportunity**: This role is within the Regulatory Reporting teams that require additional...

  • Quality Assurance

    5 months ago

    Gurugram, Haryana, India Ethics Group Of Companies Full time

    Quality Systems Management: Develop, implement, and maintain quality systems and processes to ensure compliance with regulatory requirements, including Good Manufacturing Practices (GMP), Good Laboratory Practices (GLP), and Good Documentation Practices (GDP). - Document Control: Manage document control processes, including document creation, review,...

  • Regulatory Reporting Associate

    4 months ago

    Gurugram, India Ameriprise Financial Full time

    Completing day to day business responsibilities and operational processes for delivery of regulatory reporting. Under the guidance of management to become a business Subject Matter Expert in one or more of the regulations (Swiss FMIA, EMIR, MIFID II trade and transaction reporting). Key Responsibilities Produce daily and monthly reporting to agreed...

  • Senior Manager/ Associate Vice President- Regulatory Compliance

    5 months ago

    gurugram, India Aviva India Full time

    Formal Qualifications L.L.B. and / or Company Secretary / Insurance Post Graduate / Chartered Accountant /AIII / FIII /Membership of associations such as CIA and CISA Experience Competence in interpreting insurance laws and regulations Understanding of insurance industry and regulations 5-7 years of relevant work experience in the life /non-life/health...

  • Senior Manager/ Associate Vice President- Regulatory Compliance

    1 month ago

    gurugram, India Aviva India Full time

    Formal Qualifications L.L.B. and / or Company Secretary / Insurance Post Graduate / Chartered Accountant /AIII / FIII /Membership of associations such as CIA and CISA Experience Competence in interpreting insurance laws and regulations Understanding of insurance industry and regulations 5-7 years of relevant work experience in the life /non-life/health...

  • Senior Manager/ Associate Vice President- Regulatory Compliance

    1 month ago

    gurugram, India Aviva India Full time

    Formal QualificationsL.L.B. and / or Company Secretary / Insurance Post Graduate / Chartered Accountant /AIII / FIII /Membership of associations such as CIA and CISAExperienceCompetence in interpreting insurance laws and regulationsUnderstanding of insurance industry and regulations5-7 years of relevant work experience in the life /non-life/health insurance...

  • Senior Manager/ Associate Vice President- Regulatory Compliance

    5 months ago

    Gurugram, India Aviva India Full time

    Formal QualificationsL.L.B. and / or Company Secretary / Insurance Post Graduate / Chartered Accountant /AIII / FIII /Membership of associations such as CIA and CISAExperienceCompetence in interpreting insurance laws and regulationsUnderstanding of insurance industry and regulations5-7 years of relevant work experience in the life /non-life/health insurance...

  • Senior Manager/ Associate Vice President- Regulatory Compliance

    4 months ago

    Gurugram, India Aviva India Full time

    Formal QualificationsL.L.B. and / or Company Secretary / Insurance Post Graduate / Chartered Accountant /AIII / FIII /Membership of associations such as CIA and CISAExperienceCompetence in interpreting insurance laws and regulationsUnderstanding of insurance industry and regulations5-7 years of relevant work experience in the life /non-life/health insurance...

  • Regulatory Reporting

    5 months ago

    Gurugram, Haryana, India CAPCO Full time

    **Regulatory Reporting-** Role Description Role will provide Execution Support to IRR-PRA Workstreams Key Responsibilities - Support management in the execution of IRR standards for Large Exposure Returns in scope of PRA Workstreams. - Support where required the successful remediation of the COR002 (COREP Large Exposures) return issue closures. - Support...