Fs Internal Audit

2 months ago


India Cacti Global Full time

Job listing Job details

**Job Information**:
Work Experience
- 3 - 5 yearsSkillset
- Internal AuditLocation
- Middle EastEducation Criteria
- CA; MBA/PGDMIndustry
- Financial ServicesVertical
- Finance and ProcurementDomain
- Risk ConsultingSub-Domain
- Internal AuditCity
- MumbaiState/Province
- MaharashtraCountry
- IndiaZip/Postal Code
- 400 022We are a leading alternate legal service provider and talent management solutions company in our industry. Our company is looking for a talented and seasoned Financial Services’ Internal Audit Senior Consultant, Deputy Manager and Manager to join our dynamic global team. You will perform a range of duties for our and Financial Services Area for the Middle East Region (Kuwait, Qatar, KSA, Bahrain and UAE (only if required).

**Role**:
You will be responsible for identifying, assessing, and monitoring risks, observations by developing an end to end plan and project strategy and coming out with the quality outcome. You are expected to establish good working relationships with client personnel (at appropriate levels) by understanding the client's perspective and become the de-facto go-to-person. The work output is expected to be of outstanding quality. In addition you would constantly manage risk and verify whether key stakeholders are kept informed about progress and expected outcomes on the project delivery

**Responsibilities**:

- Spearhead internal client facing teams and guide them on solution delivery. Independently lead smaller modules of the engagement
- Understanding the client’s requirements and writing clear client proposals that articulate the specialized domain skills.
- Assist team members in developing technical and professional competency. Coach, train, and support consultants in the team.
- Independently execute assignments. Typical audit assignments consist of conducting reviews of systems, internal controls, re-engineering processes, documentation of Standard Operating Procedures, and cost & working capital optimization.
- Participating/conducting interviews with clients (senior staff - heads of business units, SMEs, other stakeholders), analyzing the facts, establishing hypotheses, & deriving conclusions
- Effectively deliver tasks on projects as guided by the seniors and client management team
- Manage multiple assignments and related project internal teams
- Meet quality guidelines within the established turnaround time (or allotted budget) for assigned requests
- Establish deep relationships with client personnel (at appropriate levels) by understanding client’s perspective
- Constantly monitor project progress, manage risk and verify key stakeholders are kept informed about progress and expected outcomes. Participate in sales and support business development initiatives.
- Delivering concise deliverables that are tailored to the client’s business, and requirements, in a timely fashion.
- Supporting the engagement delivery (staff, time, client) to achieve high-quality deliverables, on time
- Creating new business opportunities by presenting specific value propositions to clients, or preparing collateral packs
- Contributing to conscious efforts that promote the engagement economics and hence the overall Group profitability.
- Bridging a Gap between Seniors and client stakeholders, timely communication, reporting and escalation to meet project objective

**Required Skill Set**:

- In depth understanding of Internal Audit and Risk Management concepts and corresponding experience in FS entities such as Banks, Shadow banks, Investment Banks, Asset Management Companies, Capital Markets, Payment and Fin-tech, Insurance etc.
- Must have worked on below:

- Internal Audit, Next Gen. IA, QAR
- SOX, IFC, ICFR testing
- Controls Designing to Monitoring
- COSO 2013 - COSO ERM
- RCMs/ RCSA development and testing
- Corporate Governance, Business Processes, Excellence Enhancement, Optimization, and Implementation, Enterprise Risk (ERM), Operational Risk (ORM), KYC and AML,Regulatory Remediation/ Compliance, Third-Party Risk/Outsourcing Risk, Credit RiskInsider/Personal Trading Compliance, Compliance Framework, Business Strategies, Digital Transformation and Automation
- Global / Large Delivery Set-up / COE, GRC Framework, ITGC
- Deep understanding of credit life cycle (underwriting & approvals), and experience in credit rating & analysis + approvals
- Assist clients with testing internal process controls and developing internal audit plans
- Assess the current state of an organization's internal control/Sarbanes-Oxley Act framework and help clients drive value and efficiency in their internal controls by implementing leading practices
- Assist clients in addressing compliance, financial, operational, and strategic risk etc
- Review organization policy and procedures and convert the same into risk and controls attached to it
- Identify, assess and monitor risks by developing a and strategy and identify opportunities to improve business processes
- Sol


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