Due Diligence Associate

2 months ago

Hyderabad, India WELLS FARGO BANK Full time

**About this role**:
This position will be working with the Wells Fargo Financial Crimes Risk Management Team within the WFCO. The Due Diligence Associate will report to a Due Diligence Associate Manager within India Hub

**In this role, you will**:

- Engage with clients directly or indirectly through relationship managers to support meeting policies or regulatory requirements and focus on client satisfaction.
- Conduct comprehensive research and background investigations on transactions, individuals, entities, organizations or locations to identify and mitigate risks through documenting findings.
- Review basic issues, policies or procedures for which answers can be quickly obtained related to lower risk tasks and deliverables with narrower impact
- Run periodic due diligence reporting supporting processes reflective of the current business environment
- Gather and input data utilizing resources to identify documentation required to meet policy or regulatory requirements
- Receive direction from supervisor and exercise judgment while developing understanding of function, policies, procedures, and compliance requirements
- Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals

**Required Qualifications, US**:

- NA

**Required Qualifications, International**:

- 3+ years of exerpience in one or a combination of the following: financial services, criminal justice, fraud, Bank Secrecy Act, anti money laundering, or investigations of financial crimes or policy violations; experience in the foregoing Operational Risk Management processes and / or Compliance or Audit Programs of a banking back office operations.
- Familiarity with and working knowledge of BSA/AML programs including all aspects of KYC and / or other related risk and regulatory disciplines.
- Proven ability to collaborate with all levels of management and functional groups.
- Demonstrated organizational and time management skills with the ability to manage multiple responsibilities and tasks simultaneously.
- Sound analytical, critical thinking and problem-solving skills.

**Desired Qualifications**:

- Knowledge and a broad background in Wholesale Banking.
- Experience in Operational risk management processes and/or compliance and / or audit and / or regulatory programs with KYC Duties.
- On-boarding KYC customer processing or Financial Crimes Investigations experience strongly preferred.
- Thorough understanding of CIP/CDD/EDD requirements.
- Excellent communication and relationship/partnership building skills.
- Proficiency in Office Suite (Excel, Word, PowerPoint, Outlook) and SharePoint.
- Bachelor's degree in business, finance or economics.

**Job Expectations**:

- Conducting Know your Customer (KYC) Compliance process for WFCCO processes in line with the requirements of the USA Patriot Act as well as Wells Fargo corporate AML / BSA policy requirements.
- Analyze risks on escalated, referred, or alerted negative news. Communicate negative findings to lines of business and supply guidance on course of action.
- Identifying and researching the patterns, trends and anomalies in transactional and customer data to detect, prevent, mitigate and report suspicious activity related to money laundering and terrorist financing.
- Review Customer Due Diligence information for accuracy and investigate discrepancies.
- Identify Higher Risk clients and obtain Enhanced Due Diligence where appropriate.
- Analyze potentially suspicious activity, which will require the review of historical activity along with customer information.
- Interact with compliance representatives to assess potential unusual activity.
- Maintain program and procedures, making updates as needed.
- Assist as needed with examinations and/or audits.

**We Value Diversity**

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

  • Due Diligence Associate

    1 month ago

    Hyderabad, India WELLS FARGO BANK Full time

    **About Wells Fargo India & Philippines (WFIP)** Wells Fargo India & Philippines (WFIP) enables global talent capabilities for Wells Fargo Bank NA., by supporting over half of Wells Fargo's business lines and staff functions across Technology, Business Services, Risk Services and Knowledge Services. WFIP operates in Hyderabad, Bengaluru and Chennai in India...

  • Due Diligence Associate

    3 weeks ago

    Hyderabad, India WELLS FARGO BANK Full time

    **About this role**: Wells Fargo is seeking a Due Diligence Associate... About the Role Due Diligence Associate should participate and provide compliance support for projects and initiatives with low to high risk to identify assess and mitigate BSA/AML risk in business activities. Analyze risks on escalated, referred, or alerted negative news. Communicate...

  • Due Diligence Associate

    2 months ago

    Hyderabad, India WELLS FARGO BANK Full time

    **About Wells Fargo India & Philippines (WFIP)** Wells Fargo India & Philippines (WFIP) enables global talent capabilities for Wells Fargo Bank NA., by supporting over half of Wells Fargo's business lines and staff functions across Technology, Business Services, Risk Services and Knowledge Services. WFIP operates in Hyderabad, Bengaluru and Chennai in India...

  • Due Diligence Associate

    3 weeks ago

    Hyderabad, India WELLS FARGO BANK Full time

    **About the Role** Due Diligence Associate should participate and provide compliance support for projects and initiatives with low to high risk to identify assess and mitigate BSA/AML risk in business activities. Analyze risks on escalated, referred, or alerted negative news. Communicate negative findings to lines of business and supply guidance on course...

  • Due Diligence Associate

    2 months ago

    Hyderabad, Telangana, India Wells Fargo Full time

    **About Wells Fargo India & Philippines (WFIP)** Wells Fargo India & Philippines (WFIP) enables global talent capabilities for Wells Fargo Bank NA., by supporting over half of Wells Fargo's business lines and staff functions across Technology, Business Services, Risk Services and Knowledge Services. WFIP operates in Hyderabad, Bengaluru and Chennai in India...

  • Due Diligence Associate

    3 weeks ago

    Hyderabad, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking a Due Diligence Associate... **In this role, you will**: - This position will be working with the Wells Fargo Financial Crimes Risk Management Team within the WFCO. The Due Diligence Associate will report to a Due Diligence Associate Manager within India hub. The key responsibilities are: - Conducting Know your...

  • Due Diligence Associate

    2 weeks ago

    Hyderabad, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking a Due Diligence Associate... **In this role, you will**: - This position will be working with the Wells Fargo Financial Crimes Risk Management Team within the WFCO. The Due Diligence Associate will report to a Due Diligence Associate Manager within India hub. The key responsibilities are: - Conducting Know your...

  • Associate Due Diligence Coordinator

    1 month ago

    Hyderabad, India Wells Fargo Full time

    **About this role**: The Associate Due Diligence Coordinator conducts due diligence and investigations on commercial customers and their related parties (owners, board of directors, and chief level executives), as well as the bank high net value clients seeking to expand or establish new credit relationships. Primary due diligence and investigative...

  • Associate Due Diligence Coordinator

    1 month ago

    Hyderabad, India Wells Fargo Full time

    **About this role**: The Associate Due Diligence Coordinator conducts due diligence and investigations on commercial customers and their related parties (owners, board of directors, and chief level executives), as well as the bank high net value clients seeking to expand or establish new credit relationships. Primary due diligence and investigative...

  • Due Diligence Associate

    3 days ago

    Hyderabad, India Wells Fargo Full time

    **About this role**: The Due Diligence Associate conducts due diligence and investigations on commercial customers and their related parties (owners, board of directors, and chief level executives), as well as the bank high net value clients seeking to expand or establish new credit relationships. Primary due diligence and investigative responsibilities...

  • Due Diligence Associate

    1 month ago

    Hyderabad, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking a Due Diligence Associate... Due Diligence Associate participates and provides compliance support for projects and initiatives with low to high risk to identify, assess and mitigate BSA/AML risks in business activities. Analyzes risks on escalated, referred, or alerted negative news. Communicate negative findings...

  • Due Diligence Associate

    2 months ago

    Hyderabad, India WELLS FARGO BANK Full time

    **About this role**: Wells Fargo is seeking a Due Diligence Associate... **In this role, you will**: - Engage with clients directly or indirectly through relationship managers to support meeting policies or regulatory requirements and focus on client satisfaction - Conduct comprehensive research and background investigations on transactions, individuals,...

  • Associate Due Diligence Coordinator

    1 month ago

    Hyderabad, India Wells Fargo Full time

    **About Wells Fargo India & Philippines (WFIP)** Wells Fargo India & Philippines (WFIP) enables global talent capabilities for Wells Fargo Bank NA., by supporting over half of Wells Fargo's business lines and staff functions across Technology, Business Services, Risk Services and Knowledge Services. WFIP operates in Hyderabad, Bengaluru and Chennai in India...

  • Associate Due Diligence Coordinator

    1 week ago

    Hyderabad, Telangana, India Wells Fargo Full time

    **Department Overview** Screening & Investigation (S&I) is seeking a highly motivated, detailed oriented and talented professional for a career opportunity as a Associate Due Diligence Coordinator. Screening & Investigation (S&I) is Wells Fargo's enterprise solution for customer due diligence, supporting all major lines of business and operating as an...

  • Associate Due Diligence Coordinator

    3 weeks ago

    Hyderabad, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking an Associate Due Diligence Coordinator... **In this role, you will**: - The Associate Due Diligence Coordinator conducts due diligence and investigations on commercial customers and their related parties (owners, board of directors, and chief level executives), as well as the bank high net value clients seeking...

  • Due Diligence Associate

    2 weeks ago

    Hyderabad, Telangana, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking a Due Diligence Associate. **In this role, you will**: - Conducts reviews of bank customers (individuals/entities), related parties (owners, board of directors, executives) and/or transactions that present a moderate degree of complexity and risk to determine appropriateness for Wells Fargo. - Conducts...

  • Due Diligence Associate

    2 weeks ago

    Hyderabad, India Wells Fargo Full time

    **About the Role** Wells Fargo is seeking a Due Diligence Associate... In this role, you will: - Engage with clients directly or indirectly through relationship managers to support meeting policies or regulatory requirements and focus on client satisfaction - Conduct comprehensive research and background investigations on transactions, individuals,...

  • Due Diligence Associate

    1 week ago

    Hyderabad, India Wells Fargo Full time

    **About the Role** Wells Fargo is seeking a Due Diligence Associate... In this role, you will: - Engage with clients directly or indirectly through relationship managers to support meeting policies or regulatory requirements and focus on client satisfaction - Conduct comprehensive research and background investigations on transactions, individuals,...

  • Due Diligence Associate

    1 month ago

    Hyderabad, India WELLS FARGO BANK Full time

    **About this role**: The Financial Crimes Associate conducts due diligence and investigations on commercial customers and their related parties (owners, board of directors, and chief level executives), as well as the bank high net value clients seeking to expand or establish new credit relationships. Primary due diligence and investigative responsibilities...

  • Due Diligence Coordinator

    3 weeks ago

    Hyderabad, India WELLS FARGO BANK Full time

    **About this role**: Wells Fargo is seeking a Due Diligence Coordinator... **In this role, you will**: - This position will be working with the Wells Fargo Financial Crimes Risk Management Team within the WFCO. The Due Diligence Coordinator will report to a Due Diligence Associate Manager within India hub. The key responsibilities are: - Conducting Know...