Investment Guidelines associate

1 month ago


Bengaluru, India JPMorgan Chase Bank, N.A. Full time

**Responsibilities**:
**Coding**
- New account coding, reviews & revisions including on-boarding activities.
- Review new data analytics and update compliance platforms
- Understand and setup rules as per ratings agencies
- Identification of coding issues.
- Maintenance of Legal & Compliance approved & restricted lists.
- Counterparty maintenance.
- Work on Rule coding standardization across supported regions.
- Perform periodic reviews of account coding to ensure accuracy & consistency.

**Monitoring
- Post-trade violation investigation & resolution
- Classification of Active v/s Passive breach
- Assistance with Client certifications/ attestations.
- Additional review of regulatory breaches around UCITS and 1940 ACT regulations
- Classification of Fund Portfolio investments
- Manual test execution as per defined periodicity.
- Perform Annual account review
- Coordinating with Portfolio managers and Investment specialists for fund breaches

**Required Qualification, skills and Capabailities
- 2-5 years of work experience of Portfolio Guidelines Coding/ Monitoring.
- Professional level understanding of 1940 Act, UCITS Regulations or ERISA will be added advantage.

JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. In accordance with applicable law, we make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as any mental health or physical disability needs.



  • Bengaluru, India JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** **_ Job Responsibilities:_** **_ Coding_** - New account coding, reviews & revisions including on-boarding activities. - Review new data analytics and update compliance platforms - Understand and setup rules as per ratings agencies - Identification of coding issues. - Maintenance of Legal & Compliance approved & restricted lists. -...


  • Bengaluru, India JPMorgan Chase Bank, N.A. Full time

    **Responsibilities**: **Coding** - New account coding, reviews & revisions including on-boarding activities. - Review new data analytics and update compliance platforms - Understand and setup rules as per ratings agencies - Identification of coding issues. - Maintenance of Legal & Compliance approved & restricted lists. - Counterparty maintenance. - Work on...

  • Am Operations

    4 weeks ago


    Varthur, Bengaluru, Karnataka, India JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** Guidelines team supports portfolio managers by updating Investment management mandates on Compliance platforms and monitoring alerts for Institutional client guidelines. Coding involves setting up client & compliance regulations in systems to enable effective monitoring of guidelines. Monitoring requires managing the alerts, breaches...


  • Bengaluru, India Goldman Sachs Full time

    ASSET AND WEALTH MANAGEMENT  Bringing together traditional and alternative investments, we provide clients around the world with a dedicated partnership and focus on long-term performance. As the firm’s primary investment area, we provide investment and advisory services for some of the world’s leading pension plans, sovereign wealth funds,...

  • JP Morgan Chase

    5 days ago


    Bengaluru, India JP Morgan Chase Full time

    Investment Guidelines - Analyst Description: Guidelines team supports portfolio managers by updating Investment management mandates on Compliance platforms and monitoring alerts for Institutional client guidelines. Coding involves setting up client & compliance regulations in systems to enable effective monitoring of guidelines. Monitoring requires managing...


  • Bengaluru, India Acuity Knowledge Partners Full time

    Acuity Knowledge Partners (Acuity) is a leading provider of bespoke research, analytics and technology solutions to the financial services sector, including asset managers, corporate and investment banks, private equity and venture capital firms, hedge funds and consulting firms. Its global network of over 6,000 analysts and industry experts, combined with...


  • Bengaluru, India Acuity Knowledge Partners Full time

    Acuity Knowledge Partners (Acuity) is a leading provider of bespoke research, analytics and technology solutions to the financial services sector, including asset managers, corporate and investment banks, private equity and venture capital firms, hedge funds and consulting firms. Its global network of over 6,000 analysts and industry experts, combined with...


  • Bengaluru, India Acuity Knowledge Partners Full time

    Acuity Knowledge Partners (Acuity) is a leading provider of bespoke research, analytics and technology solutions to the financial services sector, including asset managers, corporate and investment banks, private equity and venture capital firms, hedge funds and consulting firms. Its global network of over 6,000 analysts and industry experts, combined with...


  • Bengaluru, India Acuity Knowledge Partners Full time

    Acuity Knowledge Partners (Acuity) is a leading provider of bespoke research, analytics and technology solutions to the financial services sector, including asset managers, corporate and investment banks, private equity and venture capital firms, hedge funds and consulting firms. Its global network of over 6,000 analysts and industry experts, combined with...


  • Bengaluru, India Indium Capital Advisors Full time

    Indium Capital - Investment Banking Sr Associate/Associate - IIM/ISM/FMS/MDI (2-5 years) Indium Capital  is a Bangalore based Investment Bank operating since May 2014. We focus on Healthcare and Digital/Technology sectors and have a cumulative team experience of 50+ deals with total transaction value over $1 billion. Our focus is the mid-market with...


  • Bengaluru, India Indium Capital Advisors Full time

    Indium Capital - Investment Banking Sr Associate/Associate - IIM/ISM/FMS/MDI (2-5 years)Indium Capitalis a Bangalore based Investment Bank operating since May 2014. We focus on Healthcare and Digital/Technology sectors and have a cumulative team experience of 50+ deals with total transaction value over $1 billion. Our focus is the mid-market with typical...


  • Bengaluru, India Indium Capital Advisors Full time

    Indium Capital - Investment Banking Sr Associate/Associate - IIM/ISM/FMS/MDI (2-5 years)Indium Capitalis a Bangalore based Investment Bank operating since May 2014. We focus on Healthcare and Digital/Technology sectors and have a cumulative team experience of 50+ deals with total transaction value over $1 billion. Our focus is the mid-market with typical...


  • Bengaluru, India Indium Capital Advisors Full time

    Indium Capital - Investment Banking Sr Associate/Associate - IIM/ISM/FMS/MDI (2-5 years) Indium Capital is a Bangalore based Investment Bank operating since May 2014. We focus on Healthcare and Digital/Technology sectors and have a cumulative team experience of 50+ deals with total transaction value over $1 billion. Our focus is the mid-market with typical...


  • Bengaluru, India Indium Capital Advisors Full time

    Indium Capital - Investment Banking Sr Associate/Associate - IIM/ISM/FMS/MDI (2-5 years)  Indium Capital  is a Bangalore based Investment Bank operating since May 2014. We focus on Healthcare and Digital/Technology sectors and have a cumulative team experience of 50+ deals with total transaction value over $1 billion. Our focus is the mid-market with...


  • Bengaluru, India Indium Capital Advisors Full time

    Indium Capital - Investment Banking Sr Associate/Associate - IIM/ISM/FMS/MDI (2-5 years) Indium Capital is a Bangalore based Investment Bank operating since May 2014. We focus on Healthcare and Digital/Technology sectors and have a cumulative team experience of 50+ deals with total transaction value over $1 billion. Our focus is the mid-market with typical...


  • Bengaluru, India JPMorgan Chase & Co. Full time

    Join the team that is transforming the Securities Services Industry through the innovative use of Technology in automating compliance testing and monitoring.  The Investment Information Services (IIS) forms part of the Global Funds Services group. Our mission is to support our clients - investment process by providing market leading services across the...

  • Investment Associate

    4 weeks ago


    Bengaluru, India Wint Wealth Full time

    **Investment Associate** **About us**: Wint Wealth aims at revolutionising the fintech industry by democratising debt investment options for investors. Our platform provides customers access to debt investment products that were earlier available for high net-worth individuals and educates everyone curious to know more about them. We bring assets that give...


  • Bengaluru, India Vaia Investment Advisory Full time

    Job Title: ESG AnalystAbout Vaia Climate: Vaia Climate is a global investment and policy advisory firm based in Bangalore, India that focusses on fundraising, investment strategy, capital deployment, and portfolio management. It works closely with both early-stage startups to provide strategy and advisory support, as well as with leading VC funds to provide...

  • Investment Associate

    4 weeks ago


    Bengaluru, India Fab Invest Full time

    We an Online Investment Platform and our Fund invests in premier Real Estate Projects. Our investment size ranges from 3 crore to 10 crore per project. We are currently are looking for talented and hungry individuals to join our team as Investment Associates. As an Investment Associate, you will play a crucial role in identifying new Investment opportunities...


  • Bengaluru, India BHIVE Workspace Full time

    BHIVE Alts - Bengaluru - Referral Category: Category 4 - 2+ Years - Graduate / MBA - **Role**: Associate - Investment Sales **Experience Range**: 2+ Years of prior experience, preferably in Real estate and Finance **Qualification**:Graduate / MBA **Interview Process**:Applicant questionnaire > Assessment > Face to Face Rounds > HR Round **About the...