Avp - Business Regulatory at Mumbai for Broking Firm

Join Our Team as a Senior Manager/AVP Broking Compliance.Location: Lower Parel, MumbaiReporting To: Head of Broking ComplianceKey Responsibilities:Manage day to day Broking compliance for Institutional Broking business which includes the following:1. Handle all Compliance for Institutional broking & ensure that there is no regulatory non compliance /...

Function: Operations Location: Mumbai Position Title: Manager / Senior Manager / VP / AVP Qualifications: Qualified as Company Secretary (MUST) Work Experience  : Work experience of 4-7 years. Must have exposure & experience in managing Compliance and understanding & awareness about Debt Capital Market business in financial...

Role Overview:- Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock exchanges i.e NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, client communications, monitoring operations, reporting, empanelment, liaising with back office of institutional cum HNI clients, other day to day back...

Roles and Responsibilities A 28 years old broking firm in Mumbai is looking for a Product manger , who should be having at least 5+ years of relevant experience in Broking firm as a product manger.Should be good coordinator Desired Candidate Profile work from office 5+ years experience require as a product manger.should be good in strategy part...

Roles and Responsibilities A 28 years old broking firm in Mumbai is looking for a Product manger , who should be having at least 5+ years of relevant experience in Broking firm as a product manger.Should be good coordinator Desired Candidate Profile work from office 5+ years experience require as a product manger.should be good in strategy part and...

Client is looking for an analytical, customer-focused and diligent team Leader, who will lead the business operation and customer service throughout the customer life cycle in Online Stock Broking Business. This candidate will work cross-functionally to ensure customer satisfaction and compliance as per regulatory norms. Define, implement and manage...

Position: AVP Operations Experience: 15- 20 Years Location: Mumbai  Notice Period: Immediate - 30 Days AVP of Operations will plan, direct, coordinate, and oversee operations activities in the organization, ensuring development and implementation of efficient operations and cost-effective systems to meet current and future needs of the...

**AVP -securitisation Front end - Mumbai For a leading Housing Finance**: - From 4 to 9 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** Need experience in Securitisation for front end role.- Role:_Other - Salary:_ Not Disclosed by Recruiter - Industry:_NBFC - Department:_Other - Role Category:_Other -...

We are looking for AVP- Marketing to be responsible for building strong brand reputation, manage social media campaigns, product nuances and is able to deliver higher performance alongside sales team. **Key responsibilities** **Educational /Technical Experience**: MBA in Marketing from tier one/reputed Business School 10+ years of experience preferably in...

branch sales mumbai Kotak Securities is a subsidiary of Kotak Mahindra Bank and is a full service equity broking firm. We offer Stock Broking services, Portfolio Management Services, Research and Technology platforms.

Job Title:TL / BM / AVP - SalesPosition Code:TLLocation: Delhi / Kanpur / MumbaiDate of Posting:Experience: 5 yearsKey Responsibilities:Experience: Minimum 5 years plus years in Stock broking/NBFC.Excellent communication (oral & written), & Leadership skills are a must. Excellent mentoring, coaching and people management skills.Ability to lead & recruit...

**AVP - DEBT SYNDICATION** **SALARY RANGE: 35 LPA** **EXP: 7.5+ YEARS** **Location: Andheri east, Mumbai** Below is our company profile and Job Description. Pranjal Corporate Services Private Limited creates value for mid-cap to large-cap corporate clients in the field of Investment Banking and Corporate Finance. Pranjal offers a diversified set of...

iRage - Head - Broking Operations We are seeking an experienced and dynamic Head of Broking Operations to lead and optimize our trading operations. In this pivotal role, you will spearhead process innovation, automation, and digitalization efforts to drive operational excellence and superior customer experiences. You will collaborate closely with...

Greetings from Team Management Services (TMS), an end-to-end HR consulting services firm! We found your resume suitable for **AVP Business Marketing **position currently open with one of our clients, located at **Vikroli.** **Our clients**: Our client is a leading in-home healthcare patient-care service provider serving ~900 patients/day in Mumbai and...

**AVP - Payment Security**: - From 3 to 8 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbai, Navi Mumbaior **Roles and Responsibilities** Roles and Responsibilities: Performing Third Party Vendor Risk Assessments (mostly comprises of vendors dealing - with Card Data) from Information Security Perspective - Manage and Monitor Third Party...

Happy to present a senior role with a fast growing fintech in the wealth management domain. Our client is growing exponentially in their journey to become a unicorn by 2024-2025 **Greetings from SearchLight HR Pvt. Ltd!!!** We are a professionally managed Executive search company with experience in building successful careers and successful organizations....

Industry – BFSI (prior experience of capital market is mandatory)Base Location: MumbaiPosition: Lead – Stock Broking AuditsExperience: 3-5 years in Internal and Retail and Institutional Broking Audits including half yearly SEBI audits for NSE/BSE/MCX/. Experience of review Margin Trading and Proprietary Trading would be an advantage.Educational...

Industry – BFSI (prior experience of capital market is mandatory)Base Location: MumbaiPosition: Lead – Stock Broking AuditsExperience: 3-5 years in Internal and Retail and Institutional Broking Audits including half yearly SEBI audits for NSE/BSE/MCX/. Experience of review Margin Trading and Proprietary Trading would be an advantage.Educational...

We are looking for Compliance Officer/ Executive Company - Stock Broking Location - Nariman Point Experience - 4 yrs Knowledge of DP and stock broking back office, Compliance with SEBI (Stock Broking, Merchant Banking, Invest Advisory) Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock exchanges i.e....

Job Description:SQL Database: 6-8 years of hand-on SQL - expert level coding experience including query optimization, debugging, coding of stored procedure ,must have worked on large store proceduresNET: with c#, coding / debugging, Experience working with Rest API, WCF, HTML (web development) with IIS exposure,Domain knowledge: Nice to have broking /...