Securities Operations Representative

2 months ago


Bengaluru, India WELLS FARGO BANK Full time

Wells Fargo India solutions enables global talent capabilities for Wells Fargo Bank NA., by supporting over half of Wells Fargo's business lines and staff functions across Technology, Operations, Risk Services and Knowledge Services. EGS operates in Hyderabad, Bengaluru and Chennai in India and in Manila, Philippines. Learn more about EGS at our International Careers website.

Department Overview

**Department Overview**:
Wealth & Investment Management (WIM) is one of the nation's leading providers of financial and investment services in the United States offering a full range of products and services to meet clients' unique needs and help them achieve financial goals. It consists of six different lines of business, one of which is Wells Fargo Advisors group. Within WFA, this requirement is with Brokerage Operations.

**About this role**:
**In this role, you will**:
Is responsible for performing a variety of operational tasks for highly complex securities or cash related transactions or processes that require good knowledge of unit functions and systems. Duties may include:
1. Assign and perform all Accounts Payables and Receivables tasks accurately and on a timely basis related to Specialized Asset Support Services (SASS).

2. To be able to process all type of Assets Support Services independently

3. To be able to process all tasks manually about the bill and the amount and any other needed information into our system.

4. To be able to follow-up assertively with various external parties

Interaction with market participants like custodian, clearing house, brokers, Investment Managers to gather process/product related information

**Required Qualifications, US**:

- 2+ years of Securities Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education

**Required Qualifications, International**:

- Experience in Securities Operations, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
- 1.5-3 years of securities/Custody/Investment banking experience preferably on Asset Management/ Assets Services functions.
- Basic understanding of US Securities market, Accounts Payables/Receivables
Understands the basics of capital markets and various products like Real Estate, Loans, or Oil, Gas & Mineral assets
- Attention to detail and comprehension skills

**Desired Qualifications**:

- Good problem solving and analytical skills and numerical skills
Typing Skills / Good Communication (Read / Write / Speak)
Desirable to have experience of interacting with US customers.
Working Hours: 6:30pm to 3:30am

**We Value Diversity**

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.



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