Corporate Sector- Audit Associate

2 weeks ago

Mumbai, India JPMorgan Chase Bank, N.A. Full time

The Corporate Sector Anti-Money Laundering / Know Your Customer Senior Auditor position will report into the Global Know Your Customer Centralization Audit Director who is responsible for audit coverage of Global Financial Crimes Compliance and Cross Line Of Business Know Your Customer functions. The Senior Auditor will be responsible for assisting with ongoing risk assessments, control identification, audit execution and continuous monitoring activities.

Job Responsibilities

Lead and assist on audit engagements covering Know Your Customer/ Anti Money Laundering functions including risk assessments, audit planning, fieldwork, control evaluation, issue identification, audit report drafting and issue validations.
Proactive coordination/interaction with the Global Corporate Sector Anti Money Laundering and Line of Business audit teams.
Communicate audit findings to management and identify opportunities for improvement in the design and effectiveness of key controls.
Accountable for meeting deliverables, adhering to department and professional standards and utilizing consistent methodology.
Provide ongoing continuous monitoring and relationship management for certain key Corporate Sector Groups.

Required Qualifications, Capabilities and Skills

Minimum Bachelor's degree in Finance, Accounting, Economics or other quantitative discipline with past experience as a bank examiner, auditor, consultant or compliance professional (5+ years)
Proven ability to be able to multi task, complete projects on time and on budget, and adjust to changing priorities.
Strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness and proficiency in risk analysis and report preparation.
Excellent communication (i.e., verbal and written) and interpersonal skills, with the ability to present complex and sensitive issues to senior management and influence change.
Proven project management experience.
Enthusiastic, self-motivated, effective under pressure and willing to take personal responsibility /accountability.
Understanding/experience of Know Your Customer and/or Bank Secrecy Act, Anti Money Laundering, Office of the Foreign Assets Control, Sanctions a plus

Preferred Qualifications, Capabilities and Skills

CAMS and/or Audit Certification a plus

JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. In accordance with applicable law, we make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as any mental health or physical disability needs.

  • Corporate Associate

    4 days ago

    Mumbai, Maharashtra, India J. Sagar Associates (JSA) Full time

    **Post Qualification Experience**: 1-4yrs **Preferred Sectors/Domains**: Energy & Infrastructure preferred. Need to be working in a law firm currently. **Other specific requirements**:Good drafting skills; attention to detail; good time management skills; passionate about being a good corporate law practitioner. Sound exposure to corporate transactions and...

  • Corporate & Investment Banking - Audit Associate

    2 days ago

    Mumbai, India JPMorgan Chase Bank, N.A. Full time

    The role is for you as an experienced Auditor based in Mumbai as part of the WHEM Corporate & Investment Banking Compliance audit team with matrix reporting to Corporate & Investment Banking Audit lead in Mumbai and Corporate & Investment Banking Compliance Audit lead in New York. The position provides audit coverage of corporate Compliance activities,...

  • Audit Associate

    7 days ago

    Mumbai, India Shah Kapadia And Associates Full time

    About Us: The firm is a pioneer in the field of the securities market for process review, SEBI compliance assistance, audit & assurance, and risk management. SKA has successfully managed to serve more than 80+ SEBI intermediaries with the strong support of our 200+ employees PAN India level. With continuous efforts and dedication, Shah Kapadia & Associates...

  • Assistant Vice President

    Found in: Whatjobs IN C2 - 5 days ago

    mumbai, India Antal International Full time

    Job Purpose:To assist Corporate Function Head in providing assurance and recommending improvements in overall Risk Management and Internal Control processes across Group businesses by:1) Developing thorough understanding of every business2) Assure timely development Risk based Annual audit plan and focus on effective execution with emphasis on quality of...

  • Assistant Vice President

    Found in: Whatjobs IN C2 - 4 days ago

    Mumbai, India Antal International Full time

    Job Purpose:To assist Corporate Function Head in providing assurance and recommending improvements in overall Risk Management and Internal Control processes across Group businesses by:1) Developing thorough understanding of every business2) Assure timely development Risk based Annual audit plan and focus on effective execution with emphasis on quality of...

  • Assistant Vice President

    Found in: Whatjobs IN C2 - 4 days ago

    Mumbai, India Antal International Full time

    Job Purpose:To assist Corporate Function Head in providing assurance and recommending improvements in overall Risk Management and Internal Control processes across Group businesses by:1) Developing thorough understanding of every business2) Assure timely development Risk based Annual audit plan and focus on effective execution with emphasis on quality of...

  • Quality & Audit Associate

    7 days ago

    Mumbai, India Institutional Shareholder Services Full time

    ESG solutions enable investors to develop and integrate responsible investing policies and practices, engage on responsible investment issues, and monitor portfolio company practices through screening solutions. It also provides climate data, analytics, and advisory services to help financial market participants understand, measure, and act on...

  • Emkay Global

    Found in: Talent IN 2A C2 - 1 week ago

    Mumbai, India Emkay Global Full time

    - Research - tracking sectors/companies for Cement Sector- Culling out data using various databases such as Bloomberg, etc- Assist in Financial modelling & valuations- Conducting fundamental primary research of companies as per- Assisting the lead analyst/in building financial models, building and maintaining databases, -preparing initiation note, quarterly...

  • Assistant Vice President

    Found in: Appcast Linkedin IN C2 - 6 days ago

    Mumbai, India Antal International Full time

    Job Purpose:To assist Corporate Function Head in providing assurance and recommending improvements in overall Risk Management and Internal Control processes across Group businesses by: 1) Developing thorough understanding of every business2) Assure timely development Risk based Annual audit plan and focus on effective execution with emphasis on quality of...

  • Assistant Vice President

    Found in: Talent IN 2A C2 - 5 days ago

    Mumbai, India Antal International Full time

    Job Purpose:To assist Corporate Function Head in providing assurance and recommending improvements in overall Risk Management and Internal Control processes across Group businesses by: 1) Developing thorough understanding of every business2) Assure timely development Risk based Annual audit plan and focus on effective execution with emphasis on quality of...

  • Assistant Vice President

    Found in: Whatjobs IN C2 - 6 days ago

    Mumbai, India Antal International Full time

    Job Purpose: To assist Corporate Function Head in providing assurance and recommending improvements in overall Risk Management and Internal Control processes across Group businesses by: 1) Developing thorough understanding of every business 2) Assure timely development Risk based Annual audit plan and focus on effective execution with emphasis on quality...

  • Assistant Vice President

    Found in: Whatjobs IN C2 - 5 days ago

    mumbai, India Antal International Full time

    Job Purpose: To assist Corporate Function Head in providing assurance and recommending improvements in overall Risk Management and Internal Control processes across Group businesses by: 1) Developing thorough understanding of every business 2) Assure timely development Risk based Annual audit plan and focus on effective execution with emphasis on quality...

  • Internal Audit Associate

    4 days ago

    Mumbai, India Advetaya Construction Pvt. Ltd Full time

    Internal Audit Department: Audit Title: Senior Associate Job Description Summary: The Internal Audit Associate will be responsible for handing with the internal audit function of our clients, explicitly for planning, implementing, and controlling the internal audit activities. The position is responsible for ensuring Internal Audit is closely aligned...

  • Audit Associate

    3 days ago

    Mumbai, India Bolt-tech Services Pvt Ltd Full time

    **Designation: Audit Associate** Experience: 4-5 years **Job Description**: - Leading the media / creative agency contract compliance audits for US / APAC clients; - Physical document verification and analyzing the variances in billing, payments and other operating parameters; - In-depth analysis of the agency billing, AR and media payments in contractual...

  • Credit Ratings Role

    4 days ago

    Mumbai, India Vertex Corporate Service Full time

    Post Date: June 29, 2023 **Role**: - This position is part of the Large Corporate Credit Rating team. 8-13 yrs of work experience, preferably in credit rating/credit appraisal/ financial research, is a prerequisite. There should be exposed to / credit analysis of corporate entities in any sector - Undertaking detailed analytical research on debt issuers -...

  • Legal Audit

    3 days ago

    Mumbai, India Aarvi Encon Pvt Ltd Full time

    **Department**: LEGAL **Designation**: Audit Senior/ Supervisor **Key Skills Required**: - Well-versed in legal guidelines and corporate governance best practices - An analytical mind, able to see the complexities of procedures and regulations - High ethical standards - Methodical and diligent with outstanding planning abilities - Ability to adhere to...

  • Corporate Investment Banking Technology Audit

    5 days ago

    Goregaon East, Mumbai, Maharashtra, India JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** This role is for you as an experienced Information technology audit professional to join the Corporate Investment Banking Technology Audit Team. **Job Summary**: As a Auditor Associate in our Internal Audit group you will strengthen internal controls in a fast paced environment. This role will report locally into Audit Manager or...

  • Audit Assistant

    4 days ago

    Mumbai, Maharashtra, India Ananta resource Management Full time

    **Profile : Assistant Manager - Statutory Audit** **Location: - Vile Parle, East** **Need Immediate joiners** **Qualification**: **> M. Com/ Semi Qualified** **Experience**: **About our Client-** Our client is one of the respected organizations offering accounting, tax advisory, auditing, and corporate advisory services in India. The Firm is led by a...

  • Audit and Tax Associate

    7 days ago

    Andheri, Mumbai, Maharashtra, India Prakash jhunjhunwala co & LLP Full time

    Job profile - Audit and Tax Associate Statutory Audit and Tax Audit Tax Advisory and Restructuring Filing 15CA 15CB for foreign remittances Income Tax Return Filing Filing Rectification and participating in litigation Liasoning with Company Secretary Location : Andheri Pay: ₹600,000.00 - ₹700,000.00 per year **Benefits**: - Leave...

  • Associate - Statutory Audit

    6 days ago

    Mumbai, India Zecruiters Jobconnect Full time

    **Job Id**: - Z-1705 **Industry**: - CA - 2 **Gender**: - Both **Experience**: - 0 - 1 Year **Qualification**: - 40 **Designation**: - Associate - Statutory Audit **Department**: - Auditing **Sub Department**: - Statutory Audit **Location**: - Nagardas Road **City**: - Mumbai **Country**: - India **CTC INR Lacs**: - 3 - 3.6...