Audit Associate Stock Brokers Audit-nism Series Iv

Audit Executive for conducting audits of financial intermediaries like Stock Brokers and Depository Participants. **Job Roles and Responsibilities**: Verification of the following: - KYC details of new clients and modifications therein - Orders placed through members - Contract notes dispatched - Brokerage / DP charges levied - DIP / DIS issued -...

Audit Executive for financial intermediaries like Stock Brokers and Depository Participants. **Job Roles and Responsibilities**: - KYC details of new clients and modifications therein - Orders placed through members - Contract notes dispatched - Brokerage / DP charges levied - DIP / DIS issued - Submissions done to the Exchanges / Depositories - Other...

Urgent Opening for Stock Audit Location: Mumbai **Job Description**: Looking for Inventory Auditor who look after stock auditing Ready to travel Fresher can also apply **Job Types**: Full-time, Regular / Permanent, Fresher Pay: ₹15,000.00 - ₹18,000.00 per month **Benefits**: - Health insurance - Leave encashment - Provident Fund Schedule: - Day...

Job descriptionWe are one of the top CA firm in Mumbai specialized in providing Compliance advisory services, Inspections, Audits of multiple Broking houses, Depository Participants, AMC's, NBFC etc. We have a PAN India presence with more than 300 clients.About role:Designation: Audit ExecutiveQualification: Specialized in Commerce BackgroundLocation: Mumbai...

**Job description** We are one of the **top CA firm** in Mumbai specialized in providing Compliance advisory services, Inspections, Audits of multiple Broking houses, Depository Participants, AMC's, NBFC etc. We have a PAN India presence with more than 300 clients. About role: **Designation: Audit Executive** **Location : Andheri, Borivali and Sion (...

**Job description** We are one of the **top CA firm** in Mumbai specialized in providing Compliance advisory services, Inspections, Audits of multiple Broking houses, Depository Participants, AMC's, NBFC etc. We have a PAN India presence with more than 300 clients. About role: **Designation: Audit Executive** Qualification: Specialized in Commerce...

**Job description** We are one of the **top CA firm** in Mumbai specialized in providing Compliance advisory services, Inspections, Audits of multiple Broking houses, Depository Participants, AMC's, NBFC etc. We have a PAN India presence with more than 300 clients. About role: **Designation: Audit Executive** **Location : Thane & Borivali ( Immediate...

**Designation: Audit Executive** **Role: Auditing of Authorised persons of stock brokers** Location: mumbai Experienced -12k gross salary Responsibilities: - Verification and examination of authorised persons of stock brokers - Conduct various audits coordinate with clients, prepare audit findings, write audit reports, develop recommendation - MIS...

_Job Title:_ Audit Assistant - Job Summary:_ - Key Responsibilities:_ - Assist in conducting audits of stock brokers, income tax audits, and GST audits - Verify financial records, documents, and statements to ensure accuracy and compliance - Conduct field visits to client offices to gather audit evidence and verify records - Analyze financial data and...

1-Conduct and execute audits of authorized persons of stock brokers 2. Examine if an authorized person is functioning as per compliances governed by SEBI and prepare an audit report 3. It will Involve outstation audits too for which he **needs to travel outside mumbai (3/4 times quarterly)** 1. Bcom Freshers **2. Only Male** 3. Should be able to communicate...

**Company**: Swan Energy **Location** Mumbai **Experience** 5-6 Years **Key Skills** Internal Audit, internal auditor, Internal Control, Process Audit, Stock Audit, Process Review, Audit Report, Concurrent Audit, Process Control & Improvement **Position: Internal Audit Associate** **Qualification: CA,MBA,PGDM** **Experience: 3 to 6 years** **Location:...

Company DescriptionV. B. Goel & Co. is a professional services firm established in 1996 by CA Vikas Goel. With a vision to provide expertise in multiple domains, the firm offers services in Audit, Assurance, Taxation, Financial Services, International Taxation, Services Tax, VAT, and Valuation. The firm is dedicated to delivering excellent services, adding...

Company Description V. B. Goel & Co. is a professional services firm established in 1996 by CA Vikas Goel. With a vision to provide expertise in multiple domains, the firm offers services in Audit, Assurance, Taxation, Financial Services, International Taxation, Services Tax, VAT, and Valuation. The firm is dedicated to delivering excellent services, adding...

Company Description V. B. Goel & Co. is a professional services firm established in 1996 by CA Vikas Goel. With a vision to provide expertise in multiple domains, the firm offers services in Audit, Assurance, Taxation, Financial Services, International Taxation, Services Tax, VAT, and Valuation. The firm is dedicated to delivering excellent services, adding...

**Company: SDP & Associates** SDP & Associates is one of the up-coming Chartered Accountants firms in Kolkata, India. The partnership firm was established early in 1993 in Kolkata and now has its presence in Mumbai, Bangalore and Delhi. SDP & Associates has grown to its present position through sheer hard work, good client’s relation and their...

Company DescriptionV. B. Goel & Co. is a professional services firm established in 1996 by CA Vikas Goel. With a vision to provide expertise in multiple domains, the firm offers services in Audit, Assurance, Taxation, Financial Services, International Taxation, Services Tax, VAT, and Valuation. The firm is dedicated to delivering excellent services, adding...

Company DescriptionV. B. Goel & Co. is a professional services firm established in 1996 by CA Vikas Goel. With a vision to provide expertise in multiple domains, the firm offers services in Audit, Assurance, Taxation, Financial Services, International Taxation, Services Tax, VAT, and Valuation. The firm is dedicated to delivering excellent services, adding...

Company Description V. B. Goel & Co. is a professional services firm established in 1996 by CA Vikas Goel. With a vision to provide expertise in multiple domains, the firm offers services in Audit, Assurance, Taxation, Financial Services, International Taxation, Services Tax, VAT, and Valuation. The firm is dedicated to delivering excellent services, adding...

Company DescriptionV. B. Goel & Co. is a professional services firm established in 1996 by CA Vikas Goel. With a vision to provide expertise in multiple domains, the firm offers services in Audit, Assurance, Taxation, Financial Services, International Taxation, Services Tax, VAT, and Valuation. The firm is dedicated to delivering excellent services, adding...

Company DescriptionV. B. Goel & Co. is a professional services firm established in 1996 by CA Vikas Goel. With a vision to provide expertise in multiple domains, the firm offers services in Audit, Assurance, Taxation, Financial Services, International Taxation, Services Tax, VAT, and Valuation. The firm is dedicated to delivering excellent services, adding...