Securities Operations Representative

3 weeks ago

Bengaluru Karnataka, India Wells Fargo Full time

**About this role**:

- Wells Fargo is seeking a Securities Operations Representative

**In this role, you will**:

- Perform various operational tasks on complex securities that require general knowledge of unit functions and systems.
- Support securities operations.
- Identify ways to improve the overall process.
- Perform moderately complex duties such as processing, researching inquires and reconciling transactions.
- Review time sensitive documents.
- Receive direction from supervisor and coordinate situations involving other departments.
- Collaborate and consult with peers, colleagues, and managers to resolve issues and achieve goals.
- Interact with internal customers.
- Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements.
- Should be flexible to move into projects at short notice.

**Domain Knowledge**:

- Knowledge on US Securities, Capital Markets, US taxation, Individual Retirement Account (IRA), W8 Forms, Tax Withholding, Investment Banking.
- Knowledge on SR handling, Escalation handling, Knowledge on Account opening and maintenance, CDD (Customer due diligence), Shell accounts.

**Required Qualifications**:

- Understanding of Trade life cycle.
- Experience in Securities Operations, Fee Billing, Payment processing, anything within securities industry or in Investment Banking will be an added advantage.

**Desired Qualifications**:

- Good problem solving and analytical skills and numerical skills.
- Typing Skills / Good Communication (Read / Write / Speak).
- Desirable to have experience of interacting with US customers.

**Shift Timing (IST): 5:30 PM - 2:30 AM**

**Functional Model: 4 days from office**

**Posting End Date**:
**Job posting may come down early due to volume of applicants.**

**We Value Diversity**

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

**Applicants with Disabilities**

**Drug and Alcohol Policy**

Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.

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