Mutual Funds Operations

1 month ago


Mumbai, India Skillventory Full time

**Mutual Funds Operations (Investment Restrictions)**:

- From 5 to 7 year(s) of experience
- ₹ Not Disclosed by Recruiter
- Mumbaior

**Roles and Responsibilities**- **To set-up, monitor and approve the various Investment Restrictions for all the Schemes of Mutual Funds**:

- ** Regulatory Restrictions**
- ** Restriction as per Scheme Information Document**
- ** House Rules or Internal Restrictions**
- ** Monitor non-codeable restrictions**
- ** Half yearly review and testing of all Investment restrictions set in the system**
- ** Passive Breach monitoring and tracking the compliance on the same as per FIM and SEBI Regulations**
- ** Resolution of Active Breaches**
- ** Resolution of Passive Breaches**
- ** Clearing of False Breaches**
- ** Cross checking of overrides**
- ** Reporting of passive breaches for various forums**
- ** Handling Internal and External Audit for Investment Restrictions**
- Role:_Operations Manager
- Salary:_ Not Disclosed by Recruiter
- Industry:_Investment Banking / Venture Capital / Private Equity
- Department:_Customer Success, Service & Operations
- Role Category:_Operations
- Employment Type:_Full Time, Permanent
- Key Skills- Mutual Fundsinvestor restrictionsEquityLIEducation
- UG:_Any Graduate

**Company Profile**:
SKILLVENTORY
- A leading AMC- Recruiter Name:_Purva Agrawal
- Contact Company:_SKILLVENTORY
- Telephone:_
+91-XXXXXXXXXX


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