Compliance Manager/ AVP

3 weeks ago

Bengaluru, India MUFG Global Service (MGS) Full time

Job Profile

Position details:

As a part of Compliance Technology, the Analyst will support multiple business lines through Development, Enhancement and Implementation of Core Compliance Solutions using vendor products like Behavox , Global Relay, One Trust that involve technologies like PowerShell Scripts, Unix Shell Scripts, Java, Oracle and related technologies. This individual will work closely with business analysts, other developers, and modelers to understand requirements and create Functional Design Documents (FDDs), Detailed Design Documents (DDDs), Data Sourcing Documents (DSDs) and Unit Test Plans (UTPs). They will also support development and testing environments for SAS solutions and advise on necessary patches and upgrades.

The Developer/Implementer partners with geographically distributed stakeholders across a variety of businesses and functions. Experience in various Software Development Lifecycle (SDLC) methodologies, including Waterfall and Agile, and having a solid understanding of PowerShell Scripting, SQL programming and Unix Shell scripting is a must.

Roles and Responsibilities:

  • Responsible for creating Functional and Detailed Design documents, Software Configuration Plans and Unit Test Plans.
  • Responsible for extraction, transformation and load of User data using Shell Scripting & Java.
  • Responsible for administering and maintaining non-production environments.
  • Create Behavox and OneTrust workflows, rule and dashboards.
  • Work with Team and Implement Data Quality Checks.
  • Experience implementing, programming, and administering Behavox / OneTrust.
  • Exposure to SDLC & Production Support Process.
  • Work With Business Stakeholders for Documentation of Standard Operation Procedure for IT Controls and Automate them using Shell Scripting, Java and batch processing.
  • Responsible for ad-hoc data analysis reports to support production issues.
  • Create UNIX shell or Powershell scripts to call Batch jobs from scheduling tools like Tidal / AutoSys. Create scripts to handle calls between vendor modules.
  • Analysis, preparation and update technical documentation within the project team following prescribed Bank technical policy and procedures.
  • Identification and escalation of risks, issues, and blockers
  • Collaboration with business analysts to understand requirements, review designs, conduct testing and demonstrate products.
  • Proactive communication of compliance application changes to Operations & Technology and business stakeholders
  • Mentoring and coaching team members and participation in all aspects of Vendor Products architecture, design, development and testing.

Job Requirements:

  • Bachelor's degree in Information Technology or Information Systems or Computer Science or related required
  • 7+ years of experience in software development in cross functional teams
  • 7+ years of experience implementing technology solutions at banks or financial institutions.
  • 3+ years of experience implementing and administering Core Compliance / AML / Sanctions.
  • 5+ years of experience writing complex queries in Oracle, DB2 or SQL Server.
  • 5+ years of experience writing Unix shell scripts / Power shell scripts.
  • Good Understanding of Application Governance Process like Vulnerability Remediation, Disaster Recovery, Business Impact Analysis and others.
  • Experience customizing Model validation / Alert tunning.
  • Experience using any BI Tool or other analytic reporting platforms.
  • Experience with SAS, Actimize Case Manager and Actimize SAM is a plus.
  • Well organized and demonstrates strong technical proficiency in system analysis and application design.
  • Proven ability to learn new technologies quickly.
  • Well organized and be able to simultaneously manage several disparate tasks over varying timescales.
  • Self-motivated, and able to troubleshoot issues independently.
  • Experience with both Agile and Waterfall SDLC methodologies
  • In-depth knowledge of Compliance Risks and Risk Management, including Anti-Money Laundering.
  • Excellent oral and written communication skills.
  • Excellent analytical and troubleshooting skills.
  • Experience writing FDDs and DDDs.
  • Ability to prioritize, meet deadlines and manage changing priorities.

  • Compliance and SOW Management

    2 weeks ago

    Bengaluru, India Mphasis Full time

    About the Role:The position will be that of aSenior Analyst-Compliance and SOW Managementand the successful candidate will report in the AVP-Commercial Transactions. The successful candidate will be a part of the Commercial Transactions vertical of the legal team at Mphasis.Qualifications:A law graduate from a premium law universityA minimum of 3 years of...

  • Compliance and SOW Management

    2 weeks ago

    Bengaluru, India Mphasis Full time

    About the Role:The position will be that of a Senior Analyst-Compliance and SOW Management and the successful candidate will report in the AVP-Commercial Transactions. The successful candidate will be a part of the Commercial Transactions vertical of the legal team at Mphasis.Qualifications:- A law graduate from a premium law university- A minimum of 3 years...

  • Avp Controls Assurance, Global Risk and Compliance

    4 weeks ago

    Bengaluru, India HSBC Full time

    -Job description **Business**:Risk and Compliance Assurance Services **Open positions**:1 **Role Title**:AVP Controls Assurance, Global Risk and Compliance Assurance Services, GSC’s **Global Career Band**:5 **Location**:Bangalore/Pune **Recruiter Name**:Geetika Gupta **Why join us?** - The Group requires independent second line assurance of the...

  • Compliance and SOW Management

    2 weeks ago

    Bengaluru, India Mphasis Full time

    About the Role: The position will be that of a Senior Analyst-Compliance and SOW Management and the successful candidate will report in the AVP-Commercial Transactions. The successful candidate will be a part of the Commercial Transactions vertical of the legal team at Mphasis. Qualifications: A law graduate from a premium law universityA minimum of 3 years...

  • Compliance and SOW Management

    2 weeks ago

    Bengaluru, India Mphasis Full time

    About the Role: The position will be that of a Senior Analyst-Compliance and SOW Management and the successful candidate will report in the AVP-Commercial Transactions. The successful candidate will be a part of the Commercial Transactions vertical of the legal team at Mphasis. Qualifications: A law graduate from a premium law universityA minimum of 3 years...

  • Avp - Insurance Advisory (Regulatory Compliance)

    1 week ago

    Bengaluru, India HSBC Full time

    -Job description **Some careers shine brighter than others.** If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. HSBC is one...

  • Compliance Manager/ AVP

    4 weeks ago

    Bengaluru, India MUFG Global Service (MGS) Full time

    Job Profile Position details: As a part of Compliance Technology, the Analyst will support multiple business lines through Development, Enhancement and Implementation of Core Compliance Solutions using vendor products like Behavox , Global Relay, One Trust that involve technologies like PowerShell Scripts, Unix Shell Scripts, Java, Oracle and related...

  • Avp

    7 days ago

    Bengaluru, India HSBC Full time

    -Job description **Business:.** Portfolio Management Analytics*** **Open positions**:1 **Role Title**:AVP **Global Career Band**:5 **Location **_(Country / City )_**:Bangalore **Recruiter Name **:Archana sharma **The Opportunity**: **What you’ll do**: - The incumbent will be required to manage a team of associates and work extensively in an...

  • Manager / AVP [Compliance & Powershell]

    4 weeks ago

    Bengaluru, India MUFG Global Service (MGS) Full time

    Job ProfilePosition details:As a part of Compliance Technology, the Analyst will support multiple business lines through Development, Enhancement and Implementation of Core Compliance Solutions using vendor products like Behavox , Global Relay, One Trust that involve technologies like PowerShell Scripts, Unix Shell Scripts, Java, Oracle and related...

  • Avp - Settlements & Recon

    4 weeks ago

    Bengaluru, Karnataka, India BNP Paribas Full time

    AVP - SETTLEMENTS & RECON (JOB NUMBER: OPE002843) About BNP Paribas Group: BNP Paribas Group is a leading European bank with a strong global footprint across 72 markets and more than 202,000 employees. The Group provides corporates, institutional and private investors with product and service solutions tailored to their specific needs. It offers a wide...

  • Manager / AVP - Compliance [T500-10865]

    3 weeks ago

    Bengaluru, India MUFG Full time

    Job ProfilePosition details:As a part of Compliance Technology, the Analyst will support multiple business lines through Development, Enhancement and Implementation of Core Compliance Solutions using vendor products like Behavox , Global Relay, One Trust that involve technologies like PowerShell Scripts, Unix Shell Scripts, Java, Oracle and related...

  • Avp Sales

    4 weeks ago

    Bengaluru, Karnataka, India Vantage Circle Full time

    Analytical skills - SaaS Sales - Managerial Skills > Team Management The AVP Sales will have a diverse range of responsibilities that encompass both strategic planning and day-to-day operations. Some of the key duties include: - Developing and implementing a comprehensive Outreach sales plan to achieve annual revenue targets. This includes identifying...

  • Avp Sales

    4 weeks ago

    Bengaluru, Karnataka, India Vantage Circle Full time

    Job Description: The AVP Sales will have a diverse range of responsibilities that encompass both strategic planning and day-to-day operations. Some of the key duties include: - Developing and implementing a comprehensive Outreach sales plan to achieve annual revenue targets. This includes identifying target markets and establishing key accounts. - Building...

  • Manager / AVP - Compliance [T500-10865]

    1 month ago

    Bengaluru, India MUFG Full time

    Job ProfilePosition details:As a part of Compliance Technology, the Analyst will support multiple business lines through Development, Enhancement and Implementation of Core Compliance Solutions using vendor products like Behavox , Global Relay, One Trust that involve technologies like PowerShell Scripts, Unix Shell Scripts, Java, Oracle and related...

  • Manager / AVP - Compliance [T500-10865]

    4 weeks ago

    Bengaluru, India MUFG Full time

    Job ProfilePosition details:As a part of Compliance Technology, the Analyst will support multiple business lines through Development, Enhancement and Implementation of Core Compliance Solutions using vendor products like Behavox , Global Relay, One Trust that involve technologies like PowerShell Scripts, Unix Shell Scripts, Java, Oracle and related...

  • Avp Manufacturing

    5 days ago

    Bengaluru, India TALCHEMIST Full time

    **AVP Manufacturing**: Indian Maufacturing Conglomerate - 15 - 20 years Bangalore **QUALIFICATION** BTech in Textiles. - He role be responsible for Planning, organizing, monitoring & control of all departments from Production to Finishing, Setting Performance Standards & achieving targets of the unit. Overall administration, security and upkeep of the...

  • Compliance Manager

    3 weeks ago

    Bengaluru, India PhonePe Full time

    The PhonePe Ethics and Compliance team plays a critical role in the successful execution of the firm's ethical and compliance mission. The Financial Services Compliance function at PhonePe, ensures the development and maintenance of a strong compliance culture within the company by developing and maintaining program infrastructure that identifies, measures...

  • Kyc Avp

    4 weeks ago

    Bengaluru, India Deutsche Bank Full time

    **Job Title - Operations Lead AVP** **Location - India** **Role Description** A dynamic and diverse division, our objective is to make sure that all our services are executed in a timely and professional manner, that risk is minimized and that the client experience is positive. We are proud of the professionalism of our people, and the work they do. In...

  • IT Application Owner, Avp

    4 days ago

    Bengaluru, India Deutsche Bank Full time

    **Job Title - IT Application Owner, AVP** **Location - Bangalore, India** **Role Description**: The ITAO has a sound knowledge of development methodologies and the IT policies necessary to perform effectively in the organisation, aligned to the bank’s appetite for risk. The ITAO supports the bank’s audit function in the remediation of audit points and...

  • AVP - Human Resources

    4 weeks ago

    Bengaluru, India Zycus Full time

    AVP - Human Resources (HUM03627) Human ResourcesBengaluruAbout UsZycus is a pioneer in Cognitive Procurement software and has been a trusted partner of choice for large global enterprises for two decades. Zycus has been consistently recognized by Gartner, Forrester, and other analysts for its Source to Pay integrated suite. Zycus powers its S2P software...