Avp - Compliance & Secretarial

3 weeks ago

Mumbai, Maharashtra, India InCred Financial Services Full time
Role & responsibilities Regulatory Compliance (RBI & IRDAI): Ensure ongoing adherence to all applicable RBI NBFC and IRDAI regulatory guidelines.

Review and monitor timely and accurate filing of periodic returns and reports as per RBI regulations.

Handle timely submission of ad hoc regulatory data requests and maintain liaison with RBI officials for compliance-related matters.

Keep the company website and disclosures updated in line with regulatory requirements.

KYC/AML & PMLA Compliance: Ensure compliance with KYC norms and PMLA regulations across customer onboarding and ongoing monitoring.

Support the implementation and oversight of KYC and AML software systems.

Conduct ML/TF (Money Laundering/Terror Financing) risk assessments and support suspicious transaction reviews.

Inspection & Audit Coordination: Lead and manage regulatory inspections, particularly by the RBI, and ensure timely and accurate responses to queries.

Liaise with internal auditors and statutory auditors on compliance matters and provide necessary data support.

Ensure timely closure of audit observations and implementation of recommended actions.

Policy, Process & Product Oversight: Review and update regulatory policies and compliance SOPs in line with legal and business requirements.

Oversee compliance across all business products to ensure alignment with RBI norms.

Review and vet loan documentation, customer-facing templates, and related legal documents from a compliance standpoint.

Ensure branch-level compliance is maintained uniformly across locations.

Compliance Monitoring & Testing: Conduct periodic compliance testing and monitoring to evaluate adherence to internal and regulatory controls.

Continuously assess and enhance internal control mechanisms and streamline compliance processes.

Maintain a robust compliance risk framework, including timely reviews of the business model for emerging regulatory risks.

Preferred candidate profile The ideal candidate should be a qualified CA, MBA, or CS with a strong understanding of RBI and IRDAI regulatory frameworks.

Prior experience in compliance roles within NBFCs or financial institutions is required.

  • Company Secretary

    3 days ago

    Mumbai, Maharashtra, India Verve Compliance Full time ₹ 40,00,000 - ₹ 80,00,000 per year

    We are hiring a full-time Company Secretary (CS) or CS Intern at our consultancy firm in Malad East. The role involves managing ROC/MCA filings, secretarial compliance, SEBI/FEMA matters, corporate governance, drafting contracts, and advisory support. The candidate should have strong analytical, communication, and client management skills with the ability to...

  • AVP Group Company Secretary

    3 days ago

    Mumbai, Maharashtra, India MS Forward Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Dear CandidateJob SpecificationsRole Designation: AVP GROUPSECRETARIALDepartment: Company SecretaryFunction: Company SecretarialReporting to: Senior Vice President (CompanySecretary)Location: Malad West, MumbaiJob PurposeResponsible for maintaining the company's books of accounts, auditing tax returns, and ensuringadherence to all statutory regulations and...

  • AVP - Regulatory Compliance

    2 weeks ago

    Mumbai, Maharashtra, India Angel One Full time ₹ 1,04,000 - ₹ 1,30,878 per year

    About Angel One:Angel One is one of India''s fastest growing fin-techs, on a bold mission to make investing simple, smart, and inclusive for every Indian. With over 3+ crore clients, were building at scale and building for impact.Our Super App helps clients manage their investments, trade seamlessly, and access financial tools tailored to their goals. We are...

  • AVP Compliance – RBI Regulatory Compliance

    3 weeks ago

    Mumbai, Maharashtra, India Shapoorji Pallonji Finance Private Limited Full time

    Location: Mumbai Experience: 4–8 years (preferably in NBFC/BFSI sector) Industry: Financial Services / NBFC / BFSI / FinTechAbout the RoleWe are looking for a qualified and detail-oriented Compliance Manager (RBI & Corporate Law) to join our team. This role is crucial in ensuring that we meet all regulatory requirements under RBI Scale-Based Regulation...

  • AVP Compliance – RBI Regulatory Compliance

    3 weeks ago

    Mumbai, Maharashtra, India Shapoorji Pallonji Finance Private Limited Full time

    Location: Mumbai Experience: 4–8 years (preferably in NBFC/BFSI sector) Industry: Financial Services / NBFC / BFSI / FinTech About the Role We are looking for a qualified and detail-oriented Compliance Manager (RBI & Corporate Law) to join our team. This role is crucial in ensuring that we meet all regulatory requirements under RBI Scale-Based Regulation...

  • Senior Manager-Secretarial and Compliance

    4 weeks ago

    Mumbai, Maharashtra, India Vahura Full time

    Our client a leading NBFC is looking to hire a Senior Manager- Secretarial and Compliance for their 𝗠𝘂𝗺𝗯𝗮𝗶 office.An ideal candidate should have a PQE of 𝟱-𝟳 𝘆𝗲𝗮𝗿𝘀 and experience of working on secretarial matters and should be well versed in RBI and SEBI compliances.Prior experience of working with an NBFC or a debt...

  • Senior Manager-Secretarial and Compliance

    4 weeks ago

    Mumbai, Maharashtra, India Vahura Full time

    Our client a leading NBFC is looking to hire a Senior Manager- Secretarial and Compliance for their Mumbai office. An ideal candidate should have a PQE of 5-7 years and experience of working on secretarial matters and should be well versed in RBI and SEBI compliances. Prior experience of working with an NBFC or a debt listed entity preferred. Interested...

  • Senior Manager-Secretarial and Compliance

    2 weeks ago

    Mumbai, Maharashtra, India Vahura Full time

    Our client a leading NBFC is looking to hire a Senior Manager- Secretarial and Compliance for their 𝗠𝘂𝗺𝗯𝗮𝗶 office.An ideal candidate should have a PQE of 𝟱-𝟳 𝘆𝗲𝗮𝗿𝘀 and experience of working on secretarial matters and should be well versed in RBI and SEBI compliances.Prior experience of working with an NBFC or a debt...

  • Senior Manager-Secretarial and Compliance

    4 weeks ago

    Mumbai, Maharashtra, India Vahura Full time

    Our client a leading NBFC is looking to hire a Senior Manager- Secretarial and Compliance for their

  • Puretech - Company Secretary & Compliance Officer

    3 weeks ago

    Mumbai, Maharashtra, India Puretech Digital Full time

    About the jobWe are looking for a qualified Company secretary & Compliance Officer having experience in handling listed companies compliance for Puretech Digital - A Genesis Company with at least 8 years of experience in the relevant industry. This is a full-time on-site role located in Description- Strong experience in handling Company Secretarial,...