AVP, Disclosures Assurance

3 weeks ago

bangalore, India HSBC Full time

Principal Accountabilities:

If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be.

HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.

We are currently seeking an experienced professional to join our team in the role of AVP, Disclosures Assurance

Principal Accountabilities:

Conduct planning and scoping, fieldwork/testing, review wrap-up, and issue management. To include but not limited to: researching regulations, detection of control gaps, developing testing steps, and writing issues.  Monitor completion of assurance reviews against scheduled plans and related milestones ( SOX) Participate on assigned compliance reviews, ensuring timely and quality execution of the reviews while ensuring adherence to internal policies and procedures. Maintain work papers and required documentation in the system of record. Providing assurance and challenge of the effectiveness of the risk and control activities conducted by the first line of defense, and determining the residual risk of identified coverage gaps. Assists Business and Compliance Management in determining the effectiveness of their compliance control environment and provides line of sight for compliance management into regulatory issues. Review of RCAs including ensuring global RCA consistency from a scoping, risk assessment and controls perspective Support to ensure that there is a RCA and associated control owner continuous monitoring plans maintained for all key processes and controls across Finance Ensure compliance with Regulatory, Bank Policy and Principles. Maintain records, follow up and update assignations. Work effectively and professionally with team mates and colleagues across Assurance and the wider organization. Build on the knowledge of latest financial and reporting trends. Actively seeks out, shares and encourages the adoption of best practice within and across teams. Requirements

Requirements :

Bachelors or Master’s degree in business, finance, or related field, with 5 years related experience proven and progressive financial services audit, Intern Control, Normativity areas and/or compliance testing or equivalent. Proficiency with personal computers and pertinent mainframe systems and software packages (Microsoft Outlook, Word, specially Excel, Etc.). Knowledge in COSO, SOX and control tests. Advanced English level is required. Depending on the role, required professional certification may include: CAMS, CANNON Trust, CISA, CRCM, CCRP, CIA, CFSA, CPA, etc. Incumbent should be prepared to seek additional certifications as the team expands its assurance efforts into other non-financial risks. Strong verbal, interpersonal, and communication skills with particular focus on excellent business writing (clear and concise) as well as presentation skills.

You’ll achieve more at HSBC

HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and, opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc., We consider all applications based on merit and suitability to the role.” 

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